Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAN TIERRA ENERGY INC.GTE · Entity 5740 | See Remarks | March 01, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAN TIERRA ENERGY INC.
Report date March 01, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.32 · Expires 2024-03-01 | Direct | 83,333 |
Reported balance
After 2019-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-01 · Grant · Acquired 83,333 · Balance 83,333 F1: One-third of the stock options will vest on March 1, 2020, an additional one-third of the stock options will vest on March 1, 2021 and the remaining one-third of the stock options will vest on March 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the stock options will vest on March 1, 2020, an additional one-third of the stock options will vest on March 1, 2021 and the remaining one-third of the stock options will vest on March 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 4, 2019 23:31 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantStock Option (Right to Buy) · Derivative | 83,333 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001144204-19-012077 · tv515391_4.xml · derivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2024-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 1, 2020, an additional one-third of the stock options will vest on March 1, 2021 and the remaining one-third of the stock options will vest on March 1, 2022. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 00:02 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Disposition to issuerCommon Stock | 215,898 | $2.25 | $485,770.50 |
DisclosureSEC source: 0001144204-19-008950 · tv514130_form4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 00:02 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 215,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-008950 · tv514130_form4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,898 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-012512 · tv487647_4.xml · derivative · entry 3 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Disposition to issuerCommon Stock | 2,780 | $2.47 | $6,866.60 |
DisclosureSEC source: 0001144204-18-012512 · tv487647_4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Exercise / conversionCommon Stock | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-012512 · tv487647_4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantStock Option (Right to Buy) · Derivative | 82,759 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001144204-18-012896 · tv487818_form4.xml · derivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,759 Underlying: Common Stock · 82,759 shares Expires 2023-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 1, 2019, an additional one-third of the stock options will vest on March 1, 2020 and the remaining one-third of the stock options will vest on March 1, 2021. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013055 · v461224_form4.xml · derivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · derivative · entry 4 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Exercise / conversionRestricted Stock Units · Derivative | 2,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · derivative · entry 3 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Disposition to issuerCommon Stock | 5,352 | $2.58 | $13,808.16 |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | Exercise / conversionCommon Stock | 5,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 23:01 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0001144204-16-137022 · v454131_form4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 23:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 20,500 | $3.01 | $61,705.00 |
DisclosureSEC source: 0001144204-16-133432 · v452707_4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 23:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 15,500 | $2.93 | $45,415.00 |
DisclosureSEC source: 0001144204-16-133432 · v452707_4.xml · nonDerivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.