Last 12 months
Inside the activity.
69 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 47 | 0 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 3 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 40 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2017 Filed May 16, 2017 01:10 UTC |
Ellson RyanChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-027731 · v467138_4.xml · derivative · entry 4 Ellson Ryan · CIK 0001642213 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018. Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:10 UTC |
Ellson RyanChief Financial Officer
|
Disposition to issuerCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001144204-17-027731 · v467138_4.xml · nonDerivative · entry 2 Ellson Ryan · CIK 0001642213 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,030 Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:10 UTC |
Ellson RyanChief Financial Officer
|
Exercise / conversionCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-027731 · v467138_4.xml · nonDerivative · entry 1 Ellson Ryan · CIK 0001642213 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. Read SEC document |
| May 12, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 191,300 | $2.51 | $480,163.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 17 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F19 · security: The aggregate number of shares of common stock purchased on May 12, 2017, was 191,300 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,492,000. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,900 shares purchased resulting in ownership of 13,577,390 shares; Bay II = 48,400 shares purchased resulting in ownership of 11,893,430 shares; Offshore Fund = 76,800 shares purchased resulting in ownership of 19,534,450 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 709,230 shares; Claugus = 6,700 shares purchased resulting in ownership of 1,777,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 11, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 326,800 | $2.53 | $826,804.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 16 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F18 · security: The aggregate number of shares of common stock purchased on May 11, 2017, was 326,800 shares, at a price of $2.53 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,300,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 97,300 shares purchased resulting in ownership of 13,520,490 shares; Bay II = 82,700 shares purchased resulting in ownership of 11,845,030 shares; Offshore Fund = 131,000 shares purchased resulting in ownership of 19,457,650 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 706,730 shares; Claugus = 11,400 shares purchased resulting in ownership of 1,770,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 10, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 49,000 | $2.54 | $124,460.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 15 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F17 · security: The aggregate number of shares of common stock purchased on May 10, 2017, was 49,000 shares, at a price of $2.54 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,973,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,600 shares purchased resulting in ownership of 13,423,190 shares; Bay II = 12,400 shares purchased resulting in ownership of 11,762,330 shares; Offshore Fund = 19,600 shares purchased resulting in ownership of 19,326,650 shares; GMT Capital = 700 shares purchased resulting in ownership of 702,330 shares; Claugus = 1,700 shares purchased resulting in ownership of 1,759,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 09, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 188,500 | $2.50 | $471,250.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 14 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F16 · security: The aggregate number of shares of common stock purchased on May 9, 2017, was 188,500 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,924,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,100 shares purchased resulting in ownership of 13,408,590 shares; Bay II = 47,700 shares purchased resulting in ownership of 11,749,930 shares; Offshore Fund = 75,600 shares purchased resulting in ownership of 19,307,050 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 701,630 shares; Claugus = 6,600 shares purchased resulting in ownership of 1,757,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 08, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 280,600 | $2.47 | $693,082.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 13 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F15 · security: The aggregate number of shares of common stock purchased on May 8, 2017, was 280,600 shares, at a price of $2.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,736,400. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 83,500 shares purchased resulting in ownership of 13,352,490 shares; Bay II = 71,000 shares purchased resulting in ownership of 11,702,230 shares; Offshore Fund = 112,600 shares purchased resulting in ownership of 19,231,450 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 699,130 shares; Claugus = 9,800 shares purchased resulting in ownership of 1,751,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:16 UTC |
Trimble Rodger DerrickVP, Investor Relations
|
PurchaseCommon Stock | 15,150 | $2.40 | $36,360.00 |
DisclosureSEC source: 0001144204-17-025229 · v466392_form4.xml · nonDerivative · entry 1 Trimble Rodger Derrick · CIK 0001678494 · VP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,650 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:15 UTC |
Ellson RyanChief Financial Officer
|
PurchaseCommon Stock | 16,000 | $2.38 | $38,080.00 |
DisclosureSEC source: 0001144204-17-025224 · v466391_form4.xml · nonDerivative · entry 1 Ellson Ryan · CIK 0001642213 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,030 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:14 UTC |
Guidry GaryDirector · President and CEO
|
PurchaseCommon Stock | 45,000 | $2.39 | $107,550.00 |
DisclosureSEC source: 0001144204-17-025223 · v461390_form4.xml · nonDerivative · entry 1 Guidry Gary · CIK 0001642424 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527,000 Read SEC document |
| May 04, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 1,036,200 | $2.32 | $2,403,984.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 12 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F14 · security: The aggregate number of shares of common stock purchased on May 4, 2017, was 1,036,200 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,455,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 308,400 shares purchased resulting in ownership of 13,268,990 shares; Bay II = 262,300 shares purchased resulting in ownership of 11,631,230 shares; Offshore Fund = 415,600 shares purchased resulting in ownership of 19,118,850 shares; GMT Capital = 13,700 shares purchased resulting in ownership of 695,430 shares; Claugus = 36,200 shares purchased resulting in ownership of 1,741,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 02, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 932,600 | $2.50 | $2,331,500.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 11 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13 · security: The aggregate number of shares of common stock purchased on May 2, 2017, was 932,600 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,419,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 277,600 shares purchased resulting in ownership of 12,960,590 shares; Bay II = 236,000 shares purchased resulting in ownership of 11,368,930 shares; Offshore Fund = 374,100 shares purchased resulting in ownership of 18,703,250 shares; GMT Capital = 12,300 shares purchased resulting in ownership of 681,730 shares; Claugus = 32,600 shares purchased resulting in ownership of 1,705,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 01, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 103,600 | $2.51 | $260,036.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 10 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F12 · security: The aggregate number of shares of common stock purchased on May 1, 2017, was 103,600 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,487,000. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 30,800 shares purchased resulting in ownership of 12,682,990 shares; Bay II = 26,200 shares purchased resulting in ownership of 11,132,930 shares; Offshore Fund = 41,600 shares purchased resulting in ownership of 18,329,150 shares; GMT Capital = 1,400 shares purchased resulting in ownership of 669,430 shares; Claugus = 3,600 shares purchased resulting in ownership of 1,672,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| April 25, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 41,300 | $2.49 | $102,837.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 9 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11 · security: The aggregate number of shares of common stock purchased on April 25, 2017, was 41,300 shares, at a price of $2.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,383,400. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,300 shares purchased resulting in ownership of 12,652,190 shares; Bay II = 10,500 shares purchased resulting in ownership of 11,106,730 shares; Offshore Fund = 16,600 shares purchased resulting in ownership of 18,287,550 shares; GMT Capital = 500 shares purchased resulting in ownership of 668,030 shares; Claugus = 1,400 shares purchased resulting in ownership of 1,668,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| April 24, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 994,900 | $2.51 | $2,497,199.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 8 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F10 · security: The aggregate number of shares of common stock purchased on April 24, 2017, was 994,900 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,342,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 296,100 shares purchased resulting in ownership of 12,639,890 shares; Bay II = 251,800 shares purchased resulting in ownership of 11,096,230 shares; Offshore Fund = 399,000 shares purchased resulting in ownership of 18,270,950 shares; GMT Capital = 13,200 shares purchased resulting in ownership of 667,530 shares; Claugus = 34,800 shares purchased resulting in ownership of 1,667,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:42 UTC |
Royal RonaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,719 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001144204-17-018625 · v463402_form4.xml · derivative · entry 2 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock · 2,719 shares Expires 2022-04-01 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:42 UTC |
Royal RonaldDirector
|
GrantDeferred Stock Units · Derivative | 11,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018625 · v463402_form4.xml · derivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,448 Underlying: Common Stock · 11,956 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:44 UTC |
Dey Peter JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,719 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001144204-17-018629 · v463405_form4.xml · derivative · entry 2 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock · 2,719 shares Expires 2022-04-01 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:44 UTC |
Dey Peter JamesDirector
|
GrantDeferred Stock Units · Derivative | 10,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018629 · v463405_form4.xml · derivative · entry 1 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,577 Underlying: Common Stock · 10,888 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:45 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 9,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018630 · v463407_form4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,328 Underlying: Common Stock · 9,259 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:43 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,719 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001144204-17-018628 · v463404_form4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock · 2,719 shares Expires 2022-04-01 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:43 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 3,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018628 · v463404_form4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,502 Underlying: Common Stock · 3,766 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:43 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,719 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001144204-17-018627 · v463403_form4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock · 2,719 shares Expires 2022-04-01 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:43 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 7,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018627 · v463403_form4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,507 Underlying: Common Stock · 7,950 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:42 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,719 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001144204-17-018624 · v463401_form4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: Common Stock · 2,719 shares Expires 2022-04-01 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 22:42 UTC |
Wade Brooke N.Director
|
GrantDeferred Stock Units · Derivative | 11,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-018624 · v463401_form4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,448 Underlying: Common Stock · 11,956 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:37 UTC |
Johnson Alan MartinVP, Asset Management
|
PurchaseCommon Stock | 12,000 | $2.46 | $29,520.00 |
DisclosureSEC source: 0001144204-17-016073 · v462457_form4.xml · nonDerivative · entry 1 Johnson Alan Martin · CIK 0001642416 · VP, Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,200 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:41 UTC |
Wade Brooke N.Director
|
PurchaseCommon Stock | 142,600 | $2.59 | $369,334.00 |
DisclosureSEC source: 0001144204-17-014565 · v461844_form4.xml · nonDerivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wade Capital Corporation Disclosed balance after: 492,600 Read SEC document |
| March 13, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 518,100 | $2.56 | $1,326,336.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 7 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9 · security: The aggregate number of shares of common stock purchased on March 13, 2017, was 518,100 shares, at a price of $2.56 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 43,347,200. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 154,200 shares purchased resulting in ownership of 12,343,790 shares; Bay II = 131,100 shares purchased resulting in ownership of 10,844,430 shares; Offshore Fund = 207,800 shares purchased resulting in ownership of 17,871,950 shares; GMT Capital = 6,900 shares purchased resulting in ownership of 654,330 shares; Claugus = 18,100 shares purchased resulting in ownership of 1,632,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 06, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 716,400 | $2.67 | $1,912,788.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 6 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F8 · security: The aggregate number of shares of common stock purchased on March 6, 2017, was 716,400 shares, at a price of $2.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,829,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 213,200 shares purchased resulting in ownership of 12,189,590 shares; Bay II = 181,300 shares purchased resulting in ownership of 10,713,330 shares; Offshore Fund = 287,400 shares purchased resulting in ownership of 17,664,150 shares; GMT Capital = 9,500 shares purchased resulting in ownership of 647,430 shares; Claugus = 25,000 shares purchased resulting in ownership of 1,614,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 03, 2017 Filed Apr 4, 2019 17:12 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 319,800 | $2.64 | $844,272.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 5 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7 · security: The aggregate number of shares of common stock purchased on March 3, 2017, was 319,800 shares, at a price of $2.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,112,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 95,200 shares purchased resulting in ownership of 11,976,390 shares; Bay II = 81000 shares purchased resulting in ownership of 10,532,030 shares; Offshore Fund = 128,200 shares purchased resulting in ownership of 17,376,750 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 637,930 shares; Claugus = 11,200 shares purchased resulting in ownership of 1,589,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:13 UTC |
Hardy David EldonVP, Legal and General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 84,500 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013059 · v461228_form4.xml · derivative · entry 1 Hardy David Eldon · CIK 0001483985 · VP, Legal and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,500 Underlying: Common Stock · 84,500 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:12 UTC |
Mawdsley Susan LynnSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013055 · v461224_form4.xml · derivative · entry 1 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:12 UTC |
Caldwell EdSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013057 · v461226_form4.xml · derivative · entry 1 Caldwell Ed · CIK 0001678493 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:13 UTC |
West LawrenceVice President, Exploration
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013058 · v461227_form4.xml · derivative · entry 1 West Lawrence · CIK 0001642277 · Vice President, Exploration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:12 UTC |
Coral AdrianSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 74,200 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013056 · v461225_form4.xml · derivative · entry 1 Coral Adrian · CIK 0001615226 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,200 Underlying: Common Stock · 74,200 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:11 UTC |
Mah Glen WVP, Business Development
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013054 · v461223_form4.xml · derivative · entry 1 Mah Glen W · CIK 0001678495 · VP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:11 UTC |
Ellson RyanChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 133,400 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013053 · v461222_form4.xml · derivative · entry 1 Ellson Ryan · CIK 0001642213 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,400 Underlying: Common Stock · 133,400 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:10 UTC |
Johnson Alan MartinSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013051 · v461220_form4.xml · derivative · entry 1 Johnson Alan Martin · CIK 0001642416 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:10 UTC |
Evans JimSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013052 · v461221_form4.xml · derivative · entry 1 Evans Jim · CIK 0001642276 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:09 UTC |
Guidry GaryDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 184,200 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013049 · v461218_form4.xml · derivative · entry 1 Guidry Gary · CIK 0001642424 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,200 Underlying: Common Stock · 184,200 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:09 UTC |
Trimble Rodger DerrickVP, Investor Relations
|
GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001144204-17-013050 · v461219_form4.xml · derivative · entry 1 Trimble Rodger Derrick · CIK 0001678494 · VP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Stock · 78,900 shares Expires 2022-03-01 F1 · derivative.exercise_date: One-third of the stock options will vest on March 2, 2018, an additional one-third of the stock options will vest on March 2, 2019 and the remaining one-third of the stock options will vest on March 2, 2020. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Coral AdrianPres., GTE Colombia, Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-012492 · v461013_form4.xml · derivative · entry 4 Coral Adrian · CIK 0001615226 · Pres., GTE Colombia, Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Coral AdrianPres., GTE Colombia, Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-012492 · v461013_form4.xml · derivative · entry 3 Coral Adrian · CIK 0001615226 · Pres., GTE Colombia, Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Coral AdrianPres., GTE Colombia, Ltd.
|
Disposition to issuerCommon Stock | 9,405 | $2.58 | $24,264.90 |
DisclosureSEC source: 0001144204-17-012492 · v461013_form4.xml · nonDerivative · entry 2 Coral Adrian · CIK 0001615226 · Pres., GTE Colombia, Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:01 UTC |
Coral AdrianPres., GTE Colombia, Ltd.
|
Exercise / conversionCommon Stock | 9,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-012492 · v461013_form4.xml · nonDerivative · entry 1 Coral Adrian · CIK 0001615226 · Pres., GTE Colombia, Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC |
Mawdsley Susan LynnSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 2,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · derivative · entry 4 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC |
Mawdsley Susan LynnSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 2,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · derivative · entry 3 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F1 · price: Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 00:14 UTC |
Mawdsley Susan LynnSee Remarks
|
Disposition to issuerCommon Stock | 5,352 | $2.58 | $13,808.16 |
DisclosureSEC source: 0001144204-17-013060 · v461240_form4.xml · nonDerivative · entry 2 Mawdsley Susan Lynn · CIK 0001678496 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.