Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
Breen Michael MartinDirector · CEO and Director
|
GrantOption to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026890 · ownership.xml · derivative · entry 3 Breen Michael Martin · CIK 0001863633 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-08-19 F3 · derivative.exercise_date: The option vests in four equal quarterly installments beginning on January 1, 2026. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
Breen Michael MartinDirector · CEO and Director
|
GrantOption to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026890 · ownership.xml · derivative · entry 2 Breen Michael Martin · CIK 0001863633 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-08-19 F2 · derivative.exercise_date: The option vests in four equal quarterly installments beginning on January 1, 2025. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
Breen Michael MartinDirector · CEO and Director
|
GrantOption to purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026890 · ownership.xml · derivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-08-19 F1 · derivative.exercise_date: The options are fully vested and exercisable. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
Mun-Gavin David C.Director
|
GrantOption to purchase Common Stock · Derivative | 31,250 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026893 · ownership.xml · derivative · entry 1 Mun-Gavin David C. · CIK 0002078965 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2035-08-19 F1 · derivative.exercise_date: The options are fully vested and exercisable. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
CASAMENTO CHARLES JDirector
|
GrantOption to purchase Common Stock · Derivative | 62,500 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026891 · ownership.xml · derivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2035-08-19 F1 · derivative.exercise_date: The options are fully vested and exercisable. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
URBAN ALAN LOUISChief Financial Officer
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026894 · ownership.xml · derivative · entry 2 URBAN ALAN LOUIS · CIK 0001534376 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2035-08-19 F2 · derivative.exercise_date: The option vests in four equal quarterly installments beginning on January 1, 2026. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
URBAN ALAN LOUISChief Financial Officer
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026894 · ownership.xml · derivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2035-08-19 F1 · derivative.exercise_date: The option vests in four equal quarterly installments beginning on January 1, 2025. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:45 UTC |
Kramer HilaryDirector
|
GrantOption to purchase Common Stock · Derivative | 31,250 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001641172-25-026892 · ownership.xml · derivative · entry 1 Kramer Hilary · CIK 0002071192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2035-08-19 F1 · derivative.exercise_date: The options are fully vested and exercisable. Read SEC document |
| October 17, 2024 Filed Oct 22, 2024 01:13 UTC |
URBAN ALAN LOUISChief Financial Officer
|
GrantOption to purchase Common Stock · Derivative | 23,335 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001493152-24-041855 · ownership.xml · derivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,335 Underlying: Common Stock · 23,335 shares Expires 2034-10-16 F1 · derivative.exercise_date: 1/36th of the shares vest on the monthly anniversary of June 3, 2024 until fully vested, subject to full acceleration in the event the reporting person is involuntarily terminated by the registrant without Cause (as defined in the reporting person's Employment Agreement dated June 7, 2024), resignation by the reporting person for Good Reason (as defined in the reporting person's Employment Agreement dated June 7, 2024), or in the event of a Change in Control (as defined in the registrant's 2022 Omnibus Incentive Plan). Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:29 UTC |
Breen Michael MartinDirector · Executive Chairman/Interim CEO
|
GrantCommon Stock | 200,000 | $0.29 | $57,400.00 |
DisclosureSEC source: 0001493152-23-029061 · ownership.xml · nonDerivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director · Executive Chairman/Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856,218 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:26 UTC |
Ohri ManuCFO & Secretary
|
OtherCommon Stock | 200,000 | $0.29 | $57,400.00 |
DisclosureSEC source: 0001493152-23-029059 · ownership.xml · nonDerivative · entry 3 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By Anarjay Concepts, Inc. Disclosed balance after: 300,000 F1 · kind: The reporting person transferred the shares without consideration to Anarjay Concepts, Inc., a corporation wholly-owned by the reporting person. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:26 UTC |
Ohri ManuCFO & Secretary
|
OtherCommon Stock | 200,000 | $0.29 | $57,400.00 |
DisclosureSEC source: 0001493152-23-029059 · ownership.xml · nonDerivative · entry 2 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person transferred the shares without consideration to Anarjay Concepts, Inc., a corporation wholly-owned by the reporting person. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:26 UTC |
Ohri ManuCFO & Secretary
|
GrantCommon Stock | 200,000 | $0.29 | $57,400.00 |
DisclosureSEC source: 0001493152-23-029059 · ownership.xml · nonDerivative · entry 1 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 23:58 UTC |
CASAMENTO CHARLES JDirector
|
GrantOption to purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001493152-23-022059 · ownership.xml · derivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-06-15 F1 · derivative.exercise_date: 1/12th of the shares vest on the monthly anniversary of May 1, 2023 until fully vested, subject to full acceleration in the event the reporting person is not re-elected to the board of directors or is removed from the board of directors other than for misconduct. Read SEC document |
| April 11, 2023 Filed Apr 11, 2023 22:59 UTC |
Breen Michael MartinDirector · Executive Chairman/Interim CEO
|
PurchaseCommon Stock | 50,000 | $0.50 | $25,000.00 |
DisclosureSEC source: 0001493152-23-011888 · ownership.xml · nonDerivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director · Executive Chairman/Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,218 Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 21:26 UTC |
Ohri ManuCFO & Secretary
|
PurchaseCommon Stock | 50,000 | $0.50 | $25,000.00 |
DisclosureSEC source: 0001493152-23-011772 · ownership.xml · nonDerivative · entry 1 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By Ohri Family Revocable Trust U/A Dated 02/10/2020 Disclosed balance after: 50,000 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 11:05 UTC |
Breen Michael MartinDirector · Exec Chairman and Interim CEO
|
GrantOption to purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001493152-23-003230 · ownership.xml · derivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director · Exec Chairman and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-01-26 F1 · derivative.exercise_date: 1/12th of the shares vest on the monthly anniversary of January 1, 2023 until fully vested, subject to full acceleration in the event the reporting person is not re-elected to the board of directors or is removed from the board of directors other than for misconduct, and the reporting person is involuntarily terminated by the registrant. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 11:02 UTC |
Ohri ManuChief Financial Officer
|
GrantOption to purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001493152-23-003227 · ownership.xml · derivative · entry 1 Ohri Manu · CIK 0001424683 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-01-26 F1 · derivative.exercise_date: 1/12th of the shares vest on the monthly anniversary of January 1, 2023 until fully vested, subject to full acceleration in the event the reporting person is involuntarily terminated by the registrant. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 11:02 UTC |
SHROTRIYA RAJESH C MDDirector
|
GrantOption to purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001493152-23-003226 · ownership.xml · derivative · entry 1 SHROTRIYA RAJESH C MD · CIK 0001193918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-01-26 F1 · derivative.exercise_date: 1/12th of the shares vest on the monthly anniversary of January 1, 2023 until fully vested, subject to full acceleration in the event the reporting person is not re-elected to the board of directors or is removed from the board of directors other than for misconduct. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 11:01 UTC |
Wendel BruceDirector
|
GrantOption to purchase Common Stock · Derivative | 500,000 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001493152-23-003224 · ownership.xml · derivative · entry 1 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-01-26 F1 · derivative.exercise_date: 1/12th of the shares vest on the monthly anniversary of January 1, 2023 until fully vested, subject to full acceleration in the event the reporting person is not re-elected to the board of directors or is removed from the board of directors other than for misconduct. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:48 UTC |
Breen Michael MartinDirector · Exec. Chair. and Interim CEO
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019876 · ownership.xml · derivative · entry 2 Breen Michael Martin · CIK 0001863633 · Director · Exec. Chair. and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:48 UTC |
Breen Michael MartinDirector · Exec. Chair. and Interim CEO
|
GrantCommon Stock | 278,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019876 · ownership.xml · nonDerivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director · Exec. Chair. and Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,218 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:46 UTC |
URBAN ALAN LOUISDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019874 · ownership.xml · derivative · entry 1 URBAN ALAN LOUIS · CIK 0001534376 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 F1 · derivative.exercise_date: 1/4th of the shares vest on the date of grant and on each of September 9, 2022, December 9, 2022 and March 9, 2023. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:46 UTC |
SHROTRIYA RAJESH C MDDirector
|
GrantOption to purchase Common Stock · Derivative | 361,476 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019875 · ownership.xml · derivative · entry 3 SHROTRIYA RAJESH C MD · CIK 0001193918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,476 Underlying: Common Stock · 361,476 shares Expires 2032-07-14 F2 · derivative.exercise_date: 240,984 shares vest on the date of grant and 120,492 shares vest on January 13, 2023. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:46 UTC |
SHROTRIYA RAJESH C MDDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019875 · ownership.xml · derivative · entry 2 SHROTRIYA RAJESH C MD · CIK 0001193918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 F1 · derivative.exercise_date: 1/4th of the shares vest on the date of grant and on each of September 8, 2022, December 8, 2022 and March 8, 2023. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:46 UTC |
SHROTRIYA RAJESH C MDDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019875 · ownership.xml · derivative · entry 1 SHROTRIYA RAJESH C MD · CIK 0001193918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:44 UTC |
Berk GregoryPres. of R&D, CMO
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019873 · ownership.xml · derivative · entry 1 Berk Gregory · CIK 0001306870 · Pres. of R&D, CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:42 UTC |
Wendel BruceDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019871 · ownership.xml · derivative · entry 2 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 F1 · derivative.exercise_date: 1/4th of the shares vest on the date of grant and on each of September 8, 2022, December 8, 2022 and March 8, 2023. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:42 UTC |
Wendel BruceDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019871 · ownership.xml · derivative · entry 1 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-07-14 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:44 UTC |
Ohri ManuCFO & Secretary
|
GrantOption to purchase Common Stock · Derivative | 200,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-22-019872 · ownership.xml · derivative · entry 4 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-07-14 F2 · derivative.exercise_date: 66,666 shares on the date of grant, and 66,667 shares on each February 14, 2023 and 2024. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:44 UTC |
Ohri ManuCFO & Secretary
|
OtherCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019872 · ownership.xml · nonDerivative · entry 3 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Anarjay Concepts, Inc. Disclosed balance after: 100,000 F1 · kind: The reporting person transferred the shares without consideration to Anarjay Concepts, Inc., a corporation wholly-owned by the reporting person. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:44 UTC |
Ohri ManuCFO & Secretary
|
OtherCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019872 · ownership.xml · nonDerivative · entry 2 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person transferred the shares without consideration to Anarjay Concepts, Inc., a corporation wholly-owned by the reporting person. Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 01:44 UTC |
Ohri ManuCFO & Secretary
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-019872 · ownership.xml · nonDerivative · entry 1 Ohri Manu · CIK 0001424683 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| December 31, 2021 Filed Feb 14, 2022 21:09 UTC |
Choy GavinActing Chief Financial Officer
|
GrantOption to purchase Common Stock · Derivative | 227,500 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0001654954-22-001631 · section16.xml · derivative · entry 1 Choy Gavin · CIK 0001905561 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,500 Underlying: Common Stock · 227,500 shares Expires 2031-12-31 F1 · derivative.exercise_date: 33% on the date of grant, 33% on 6/1/22 and 34% on 6/1/23, subject to continued service and subject to full acceleration immediately prior to the consummation of a change of control. Read SEC document |
| February 25, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
Conversion10% Senior Convertible Debenture · Derivative | 30,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · derivative · entry 6 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,859 shares Expires 2021-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
Conversion10% Senior Convertible Debenture · Derivative | 100,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · derivative · entry 5 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: While the maturity date of the Debenture was September 7, 2019, the Registrant did not repay the Debenture on the maturity date and the Debenture remained outstanding until converted. Read SEC document |
| February 25, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
ConversionCommon Stock | 9,859 | $3.40 | $33,520.60 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · nonDerivative · entry 3 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
ConversionCommon Stock | 40,243 | $3.40 | $136,826.20 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · nonDerivative · entry 2 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Oct 7, 2021 18:47 UTC |
Wendel BruceDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001654954-21-010887 · section16.xml · derivative · entry 5 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-15 F2 · derivative.exercise_date: 1/3rd of the shares vest on February 16, 2021, 2022, and 2023. Read SEC document |
| February 16, 2021 Filed Oct 7, 2021 18:47 UTC |
Wendel BruceDirector
|
GrantCommon Stock | 347,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-010887 · section16.xml · nonDerivative · entry 4 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,655 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on November 11 2020, 2021 and 2022. Read SEC document |
| February 16, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · derivative · entry 4 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-15 F2 · derivative.exercise_date: 1/3rd of the shares vest on February 16, 2021, 2022 and 2023. Read SEC document |
| February 16, 2021 Filed Nov 12, 2021 17:01 UTC |
Breen Michael MartinDirector
|
GrantCommon Stock | 278,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-012057 · section16.xml · nonDerivative · entry 1 Breen Michael Martin · CIK 0001863633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,058 F1 · shares: Represents a grant of shares of restricted stock ("RSAs"). 1/3rd of the RSAs vest on January 13, 2021, 2022 and 2023. Read SEC document |
| February 16, 2021 Filed Feb 14, 2022 22:10 UTC |
Berk GregoryDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001654954-22-001643 · section16.xml · derivative · entry 2 Berk Gregory · CIK 0001306870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-15 F2 · derivative.exercise_date: Represents a grant of options in connection with the reporting person's services as a director. 13rd of the shares underlying the options vest on February 16, 2021, 2022 and 2023. Read SEC document |
| February 16, 2021 Filed Feb 14, 2022 22:10 UTC |
Berk GregoryDirector
|
GrantCommon Stock | 278,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-001643 · section16.xml · nonDerivative · entry 1 Berk Gregory · CIK 0001306870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,058 F1 · shares: Represents a grant of shares of restricted stock ("RSAs") in connection with the reporting person's services as a director. 1/3rd of the RSAs vest on November 11, 2020, 2021 and 2022. The reporting person resigned as a director on April 23, 2021. Read SEC document |
| February 16, 2021 Filed Feb 14, 2022 21:13 UTC |
SHROTRIYA RAJESH C MDDirector
|
GrantOption to purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001654954-22-001635 · section16.xml · derivative · entry 1 SHROTRIYA RAJESH C MD · CIK 0001193918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-02-15 F1 · derivative.exercise_date: 1/3rd of the shares vest on February 16, 2021, 2022 and 2023. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:24 UTC |
Weldon Steven WFormer Officer and Director
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SaleCommon Stock | 47,978 | $0.40 | $19,191.20 |
DisclosureSEC source: 0001356710-20-000003 · primary_doc.xml · nonDerivative · entry 4 Weldon Steven W · CIK 0001356710 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2020. Read SEC document |
| December 22, 2020 Filed Oct 7, 2021 18:47 UTC |
Wendel BruceDirector
|
PurchaseCommon Stock | 441 | $8.73 | $3,849.93 |
DisclosureSEC source: 0001654954-21-010887 · section16.xml · nonDerivative · entry 3 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,083 Read SEC document |
| December 22, 2020 Filed Oct 7, 2021 18:47 UTC |
Wendel BruceDirector
|
PurchaseCommon Stock | 1,374 | $8.87 | $12,187.38 |
DisclosureSEC source: 0001654954-21-010887 · section16.xml · nonDerivative · entry 2 Wendel Bruce · CIK 0001364846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,642 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:24 UTC |
Weldon Steven WFormer Officer and Director
|
SaleCommon Stock | 35,722 | $0.34 | $12,145.48 |
DisclosureSEC source: 0001356710-20-000003 · primary_doc.xml · nonDerivative · entry 3 Weldon Steven W · CIK 0001356710 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2020. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:24 UTC |
Weldon Steven WFormer Officer and Director
|
SaleCommon Stock | 50,000 | $0.33 | $16,500.00 |
DisclosureSEC source: 0001356710-20-000003 · primary_doc.xml · nonDerivative · entry 2 Weldon Steven W · CIK 0001356710 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,803,700 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.