Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 13 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2018 Filed May 4, 2018 23:35 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 6,035 | $4.30 | $25,950.50 |
DisclosureSEC source: 0001394670-18-000007 · edgar.xml · nonDerivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,590 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · derivative · entry 6 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,035 Underlying: Common Stock · 4,590 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 4,590 | $7.27 | $33,360.58 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 4 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 03, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 4,590 | $4.30 | $19,737.00 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 3 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,590 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · derivative · entry 6 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,035 Underlying: Common Stock · 4,590 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 4,590 | $7.27 | $33,360.58 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 4 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.30, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 4,590 | $4.30 | $19,737.00 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 3 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 917,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · derivative · entry 5 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,000 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 10,000 | $7.58 | $75,789.00 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 2 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.60, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:35 UTC Amendment |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 10,000 | $4.30 | $43,000.00 |
DisclosureSEC source: 0001394670-18-000006 · edgar.xml · nonDerivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · derivative · entry 5 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 Underlying: Common Stock · 10,000 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
SaleCommon Stock | 10,000 | $7.58 | $75,789.00 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 2 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 912,500 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.60, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:49 UTC |
Wu Bor-TayVP, Taiwan Operations
|
Exercise / conversionCommon Stock | 10,000 | $4.30 | $43,000.00 |
DisclosureSEC source: 0001394670-18-000003 · edgar.xml · nonDerivative · entry 1 Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 922,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:59 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,425 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394411-18-000018 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,425 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:59 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 10,425 | $8.40 | $87,570.00 |
DisclosureSEC source: 0001394411-18-000018 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:59 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 10,425 | $4.30 | $44,827.50 |
DisclosureSEC source: 0001394411-18-000018 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,040,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 23:36 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,474 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394411-18-000008 · edgar.xml · derivative · entry 4 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425 Underlying: Common Stock · 7,474 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 23:36 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 200 | $8.40 | $1,680.00 |
DisclosureSEC source: 0001394411-18-000008 · edgar.xml · nonDerivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 23:36 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 7,274 | $8.00 | $58,192.00 |
DisclosureSEC source: 0001394411-18-000008 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,722 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 23:36 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 7,474 | $4.20 | $31,390.80 |
DisclosureSEC source: 0001394411-18-000008 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,037,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:55 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,474 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394411-18-000016 · edgar.xml · derivative · entry 4 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425 Underlying: Common Stock · 7,474 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:55 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 200 | $8.40 | $1,680.00 |
DisclosureSEC source: 0001394411-18-000016 · edgar.xml · nonDerivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:55 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 7,274 | $8.00 | $58,192.00 |
DisclosureSEC source: 0001394411-18-000016 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,722 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:55 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 7,474 | $4.30 | $32,138.20 |
DisclosureSEC source: 0001394411-18-000016 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,037,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 17:50 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,386 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394411-18-000006 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,899 Underlying: Common Stock · 2,386 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 17:50 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 2,386 | $8.00 | $19,088.00 |
DisclosureSEC source: 0001394411-18-000006 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 17:50 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 2,386 | $4.20 | $10,021.20 |
DisclosureSEC source: 0001394411-18-000006 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,032,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 9, 2018 23:53 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,386 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394411-18-000015 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,899 Underlying: Common Stock · 2,386 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 9, 2018 23:53 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 2,386 | $8.00 | $19,088.00 |
DisclosureSEC source: 0001394411-18-000015 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| March 05, 2018 Filed Mar 9, 2018 23:53 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 2,386 | $4.30 | $10,259.80 |
DisclosureSEC source: 0001394411-18-000015 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,032,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:58 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 331 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394411-18-000002 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,294 Underlying: Common Stock · 331 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:47 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 9 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001394411-18-000004 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,285 Underlying: Common Stock · 9 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:47 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 9 | $8.00 | $72.00 |
DisclosureSEC source: 0001394411-18-000004 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:47 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 9 | $4.20 | $37.80 |
DisclosureSEC source: 0001394411-18-000004 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 9, 2018 23:52 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 9 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394411-18-000014 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,285 Underlying: Common Stock · 9 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 9, 2018 23:52 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 9 | $8.00 | $72.00 |
DisclosureSEC source: 0001394411-18-000014 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| February 28, 2018 Filed Mar 9, 2018 23:52 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 9 | $4.30 | $38.70 |
DisclosureSEC source: 0001394411-18-000014 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 9, 2018 23:51 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 331 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001394411-18-000013 · edgar.xml · derivative · entry 3 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,294 Underlying: Common Stock · 331 shares Expires 2018-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:58 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 331 | $8.00 | $2,648.00 |
DisclosureSEC source: 0001394411-18-000002 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:58 UTC |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 331 | $4.20 | $1,390.20 |
DisclosureSEC source: 0001394411-18-000002 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 9, 2018 23:51 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
SaleCommon Stock | 331 | $8.00 | $2,648.00 |
DisclosureSEC source: 0001394411-18-000013 · edgar.xml · nonDerivative · entry 2 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,522 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018. Read SEC document |
| February 27, 2018 Filed Mar 9, 2018 23:51 UTC Amendment |
Yau RobertDirector · VP, Engin., Sect. & Director
|
Exercise / conversionCommon Stock | 331 | $4.30 | $1,423.30 |
DisclosureSEC source: 0001394411-18-000013 · edgar.xml · nonDerivative · entry 1 Yau Robert · CIK 0001394411 · Director · VP, Engin., Sect. & Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self as Co-Trustee for Yau Revocable Trust Disclosed balance after: 1,030,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:42 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,625 | $0.00 Strike: $2.83 | $0.00 |
DisclosureSEC source: 0001394410-18-000002 · edgar.xml · derivative · entry 4 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,625 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:42 UTC |
Lasserre Didier H.VP, Sales
|
SaleCommon Stock | 10,000 | $7.91 | $79,148.00 |
DisclosureSEC source: 0001394410-18-000002 · edgar.xml · nonDerivative · entry 3 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,604 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.94, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 23:42 UTC |
Lasserre Didier H.VP, Sales
|
Exercise / conversionCommon Stock | 20,625 | $2.83 | $58,368.75 |
DisclosureSEC source: 0001394410-18-000002 · edgar.xml · nonDerivative · entry 2 Lasserre Didier · CIK 0001394410 · VP, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2017 Filed Apr 6, 2018 22:48 UTC |
Shu Lee-LeanDirector · President, CEO and Chairman · 10% owner
|
OtherCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001394413-18-000002 · edgar.xml · nonDerivative · entry 1 Shu Lee-Lean · CIK 0001394413 · Director · President, CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 520,626 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:49 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001394200-17-000006 · edgar.xml · derivative · entry 2 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:49 UTC |
Lu Ruey-LinDirector
|
Exercise / conversionCommon Stock | 5,000 | $3.81 | $19,050.00 |
DisclosureSEC source: 0001394200-17-000006 · edgar.xml · nonDerivative · entry 1 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 23:57 UTC |
HART E THOMASDirector
|
GrantStock Option (right to buy) · Derivative | 7,725 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012421 · form4.xml · derivative · entry 1 HART E THOMAS · CIK 0001244976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 Underlying: Common Stock · 7,725 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 23:54 UTC |
Lu Ruey-LinDirector
|
GrantStock Option (right to buy) · Derivative | 6,997 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001493152-17-012419 · form4.xml · derivative · entry 1 Lu Ruey-Lin · CIK 0001394200 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,997 Underlying: Common Stock · 6,997 shares Expires 2027-10-30 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.