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Nasdaq · USD

GSIT

GSI TECHNOLOGY INC

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6309
SEC CIK
0001126741
Parsed reports
257

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 2026013
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2025 Filed Nov 5, 2025 00:56 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 5,412 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001394200-25-000005 · primary_doc.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,412

Underlying: Common Stock · 5,412 shares

Expires 2035-11-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2026.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2026.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 00:38 UTC GrantStock Option (right to buy) · Derivative 5,412 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001444540-25-000003 · primary_doc.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,412

Underlying: Common Stock · 5,412 shares

Expires 2035-11-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2026.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2026.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 00:30 UTC PurchaseStock Option (right to buy) · Derivative 8,298 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001608771-25-000003 · primary_doc.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,298

Underlying: Common Stock · 8,298 shares

Expires 2035-11-03

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2026.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2026.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 00:23 UTC GrantStock Option (right to buy) · Derivative 6,494 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001616560-25-000003 · primary_doc.xml · derivative · entry 1

Steger Ronald · CIK 0001616560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,494

Underlying: Common Stock · 6,494 shares

Expires 2035-11-03

F1 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2026.

F2 · derivative.expiration_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2026.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 23:56 UTC
Lu Ruey-LinDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001394200-25-000004 · primary_doc.xml · derivative · entry 2

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 23:56 UTC
Lu Ruey-LinDirector
Exercise / conversionCommon Stock 4,000 $4.34 $17,360.00
Disclosure

SEC source: 0001394200-25-000004 · primary_doc.xml · nonDerivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2025 Filed Aug 8, 2025 20:07 UTC SaleCommon Stock 6,900 $3.30 $22,770.00
Disclosure

SEC source: 0001062993-25-013952 · form4.xml · nonDerivative · entry 4

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Bradley-Richards Family Trust

Disclosed balance after: 0

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:07 UTC SaleCommon Stock 1,100 $3.50 $3,850.00
Disclosure

SEC source: 0001062993-25-013952 · form4.xml · nonDerivative · entry 3

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Bradley-Richards Family Trust

Disclosed balance after: 6,900

Read SEC document
August 05, 2025 Filed Aug 7, 2025 21:48 UTC
Akerib AvidanVP, Associative Computing
Disposition to issuerStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001062993-25-013866 · form4.xml · derivative · entry 3

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 10,000 shares

Expires 2026-02-01

Read SEC document
August 05, 2025 Filed Aug 7, 2025 21:48 UTC
Akerib AvidanVP, Associative Computing
SaleCommon Stock 10,000 $3.89 $38,947.00
Disclosure

SEC source: 0001062993-25-013866 · form4.xml · nonDerivative · entry 2

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,307

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $3.91, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 21:48 UTC
Akerib AvidanVP, Associative Computing
Exercise / conversionCommon Stock 10,000 $3.40 $34,000.00
Disclosure

SEC source: 0001062993-25-013866 · form4.xml · nonDerivative · entry 1

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 12,482 shares acquired under the Issuer's employee stock purchase plan between November 15, 2022 to May 15, 2025.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:25 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013651 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:24 UTC
Akerib AvidanVP, Associative Computing
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013650 · form4.xml · derivative · entry 1

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 23, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:24 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013649 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:24 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013648 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:23 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013647 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:23 UTC
Chuang Patrick T.Senior VP, Memory Design
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013646 · form4.xml · derivative · entry 1

CHUANG PATRICK T · CIK 0002009849 · Senior VP, Memory Design

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 2, 2029.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 22:22 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001062993-25-013645 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2029.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:33 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008681 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:33 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008680 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:32 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008679 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:32 UTC
Chuang Patrick T.Senior VP, Memory Design
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008678 · form4.xml · derivative · entry 1

CHUANG PATRICK T · CIK 0002009849 · Senior VP, Memory Design

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:31 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008677 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
May 05, 2025 Filed May 6, 2025 21:31 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001062993-25-008676 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2025.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:09 UTC GrantStock Option (right to buy) · Derivative 14,227 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001062993-24-018082 · form4.xml · derivative · entry 1

Hsieh Hong-Po · CIK 0001444540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,227

Underlying: Common Stock · 14,227 shares

Expires 2034-10-28

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2025.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2025.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:08 UTC
Lu Ruey-LinDirector
GrantStock Option (right to buy) · Derivative 13,008 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001062993-24-018081 · form4.xml · derivative · entry 1

Lu Ruey-Lin · CIK 0001394200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,008

Underlying: Common Stock · 13,008 shares

Expires 2034-10-28

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2025.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2025.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:08 UTC GrantStock Option (right to buy) · Derivative 23,712 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001062993-24-018080 · form4.xml · derivative · entry 1

Bradley Jack A. · CIK 0001637363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,712

Underlying: Common Stock · 23,712 shares

Expires 2034-10-28

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2025.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2025.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:07 UTC GrantStock Option (right to buy) · Derivative 16,395 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001062993-24-018079 · form4.xml · derivative · entry 1

Cholawsky Elizabeth · CIK 0001608771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,395

Underlying: Common Stock · 16,395 shares

Expires 2034-10-28

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on August 15, 2025.

F2 · derivative.exercise_date: Reporting Person shall vest in 100% of the unvested and outstanding portion of the option immediately prior to, but contingent upon, the consummation of a Change in Control prior to August 15, 2025.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 23:37 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,236 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · derivative · entry 6

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,236 shares

Expires 2032-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2024 Filed Aug 15, 2024 23:37 UTC SaleCommon Stock 7,236 $2.30 $16,642.80
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · nonDerivative · entry 4

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 15, 2024 Filed Aug 15, 2024 23:37 UTC Exercise / conversionCommon Stock 7,236 $1.87 $13,531.32
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · nonDerivative · entry 3

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 23:37 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,779 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · derivative · entry 5

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,236

Underlying: Common Stock · 9,779 shares

Expires 2032-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 23:37 UTC SaleCommon Stock 9,779 $2.22 $21,670.26
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · nonDerivative · entry 2

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.28, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 23:37 UTC Exercise / conversionCommon Stock 9,779 $1.87 $18,286.73
Disclosure

SEC source: 0001062993-24-015212 · form4.xml · nonDerivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 3, 2024 00:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 100 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-24-014403 · form4.xml · derivative · entry 3

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,015

Underlying: Common Stock · 100 shares

Expires 2032-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 3, 2024 00:07 UTC SaleCommon Stock 100 $2.81 $280.50
Disclosure

SEC source: 0001062993-24-014403 · form4.xml · nonDerivative · entry 2

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 01, 2024 Filed Aug 3, 2024 00:07 UTC Exercise / conversionCommon Stock 100 $1.87 $187.00
Disclosure

SEC source: 0001062993-24-014403 · form4.xml · nonDerivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 22:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,184 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · derivative · entry 6

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,115

Underlying: Common Stock · 4,184 shares

Expires 2032-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 22:56 UTC SaleCommon Stock 4,184 $2.81 $11,745.32
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · nonDerivative · entry 4

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.83, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
July 31, 2024 Filed Jul 31, 2024 22:56 UTC Exercise / conversionCommon Stock 4,184 $1.87 $7,824.08
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · nonDerivative · entry 3

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2024 Filed Jul 31, 2024 22:56 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,706 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · derivative · entry 5

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,299

Underlying: Common Stock · 5,706 shares

Expires 2032-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2024 Filed Jul 31, 2024 22:56 UTC SaleCommon Stock 5,706 $2.82 $16,062.39
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · nonDerivative · entry 2

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.83, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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July 30, 2024 Filed Jul 31, 2024 22:56 UTC Exercise / conversionCommon Stock 5,706 $1.87 $10,670.22
Disclosure

SEC source: 0001062993-24-014266 · form4.xml · nonDerivative · entry 1

NELSON BARBARA H · CIK 0001204922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2024 Filed Jul 30, 2024 22:43 UTC
Wu Bor-TayVP, Taiwan Operations
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014188 · form4.xml · derivative · entry 1

Wu Bor-Tay · CIK 0001394670 · VP, Taiwan Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:43 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014187 · form4.xml · derivative · entry 1

Lasserre Didier · CIK 0001394410 · VP, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 3, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:44 UTC
Shu Lee-LeanDirector · Pres., CEO and Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014191 · form4.xml · derivative · entry 1

Shu Lee-Lean · CIK 0001394413 · Director · Pres., CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on April 13, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:44 UTC
Chuang Patrick T.Senior VP, Memory Design
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014190 · form4.xml · derivative · entry 1

CHUANG PATRICK T · CIK 0002009849 · Senior VP, Memory Design

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 2, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:44 UTC
Akerib AvidanVP, Associative Computing
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014189 · form4.xml · derivative · entry 1

Akerib Avidan · CIK 0001932651 · VP, Associative Computing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on May 23, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:42 UTC
Wu Ping TakVP, U.S. Operations
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014186 · form4.xml · derivative · entry 1

Wu Ping Tak · CIK 0001394447 · VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 5, 2028.

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July 29, 2024 Filed Jul 30, 2024 22:42 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.94 $0.00
Disclosure

SEC source: 0001062993-24-014185 · form4.xml · derivative · entry 1

Schirle Douglas · CIK 0001394412 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2034-07-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on June 3, 2028.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.