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Nasdaq · USD

GSHD

Goosehead Insurance, Inc.

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4370
SEC CIK
0001726978
Parsed reports
1,236

Last 12 months

Inside the activity.

19 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202659
Jun 202600
Jul 2026107
Aug 2026016
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 06, 2019 Filed May 7, 2019 21:10 UTC
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
SaleClass A Common Stock 33,357 $34.79 $1,160,490.03
Disclosure

SEC source: 0001726978-19-000132 · wf-form4_155726341724098.xml · nonDerivative · entry 2

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,654,505

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.32 to $35.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:10 UTC
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
SaleClass A Common Stock 11,937 $33.74 $402,754.38
Disclosure

SEC source: 0001726978-19-000132 · wf-form4_155726341724098.xml · nonDerivative · entry 1

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,687,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $34.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:40 UTC
Langston Patrick RyanVP and General Counsel
ConversionLLC Units in Goosehead Financial, LLC · Derivative 7,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000128 · wf-form4_155726162703717.xml · derivative · entry 4

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,160

Underlying: Class A Common Stock · 7,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:40 UTC
Langston Patrick RyanVP and General Counsel
SaleClass A Common Stock 7,093 $34.43 $244,211.99
Disclosure

SEC source: 0001726978-19-000128 · wf-form4_155726162703717.xml · nonDerivative · entry 3

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,137

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:40 UTC
Langston Patrick RyanVP and General Counsel
ConversionClass A Common Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000128 · wf-form4_155726162703717.xml · nonDerivative · entry 2

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:40 UTC
Langston Patrick RyanVP and General Counsel
ConversionClass B Common Stock 7,093 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000128 · wf-form4_155726162703717.xml · nonDerivative · entry 1

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These securities do not include and the reporting person disclaims beneficial ownership of (i) 498,557 shares of Class B Common Stock held directly by the reporting person's wife (a member of a 10% owner group of the issuer) and (ii) 297,734 shares of Class B Common Stock held by the Lindy Jean Langston Family Trust 2014, of which the reporting person's wife is the beneficiary.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:43 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000129 · wf-form4_155726179272588.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,744

Underlying: Class A Common Stock · 1,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F1 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:43 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 1,651 $35.00 $57,785.00
Disclosure

SEC source: 0001726978-19-000129 · wf-form4_155726179272588.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,137

Read SEC document
May 06, 2019 Filed May 7, 2019 20:43 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 1,651 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000129 · wf-form4_155726179272588.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:43 UTC
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 1,651 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000129 · wf-form4_155726179272588.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:06 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 100 $35.39 $3,539.00
Disclosure

SEC source: 0001726978-19-000131 · wf-form4_155726316772543.xml · nonDerivative · entry 3

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,654,405

Read SEC document
May 06, 2019 Filed May 7, 2019 21:06 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 33,357 $34.79 $1,160,490.03
Disclosure

SEC source: 0001726978-19-000131 · wf-form4_155726316772543.xml · nonDerivative · entry 2

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,654,505

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.32 to $35.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 21:06 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 11,937 $33.74 $402,754.38
Disclosure

SEC source: 0001726978-19-000131 · wf-form4_155726316772543.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,687,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $34.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:58 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 100 $35.39 $3,539.00
Disclosure

SEC source: 0001726978-19-000130 · wf-form4_155726271376283.xml · nonDerivative · entry 3

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,405

Read SEC document
May 06, 2019 Filed May 7, 2019 20:58 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 33,357 $34.79 $1,160,490.03
Disclosure

SEC source: 0001726978-19-000130 · wf-form4_155726271376283.xml · nonDerivative · entry 2

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,505

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.32 to $35.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 06, 2019 Filed May 7, 2019 20:58 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 11,937 $33.74 $402,754.38
Disclosure

SEC source: 0001726978-19-000130 · wf-form4_155726271376283.xml · nonDerivative · entry 1

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.310 to $34.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:17 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 3,509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000127 · wf-form4_155718106285153.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,395

Underlying: Class A Common Stock · 3,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F1 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:17 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 3,509 $35.00 $122,815.00
Disclosure

SEC source: 0001726978-19-000127 · wf-form4_155718106285153.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,137

Read SEC document
May 03, 2019 Filed May 6, 2019 22:17 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 3,509 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000127 · wf-form4_155718106285153.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:17 UTC
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 3,509 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000127 · wf-form4_155718106285153.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:06 UTC
Langston Patrick RyanVP and General Counsel
ConversionLLC Units in Goosehead Financial, LLC · Derivative 37,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000126 · wf-form4_155718040485375.xml · derivative · entry 5

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,253

Underlying: Class A Common Stock · 37,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F4 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:06 UTC
Langston Patrick RyanVP and General Counsel
SaleClass A Common Stock 17,602 $33.17 $583,858.34
Disclosure

SEC source: 0001726978-19-000126 · wf-form4_155718040485375.xml · nonDerivative · entry 4

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,137

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:06 UTC
Langston Patrick RyanVP and General Counsel
SaleClass A Common Stock 20,305 $34.43 $699,101.15
Disclosure

SEC source: 0001726978-19-000126 · wf-form4_155718040485375.xml · nonDerivative · entry 3

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,739

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.01 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:06 UTC
Langston Patrick RyanVP and General Counsel
ConversionClass A Common Stock 37,907 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000126 · wf-form4_155718040485375.xml · nonDerivative · entry 2

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 22:06 UTC
Langston Patrick RyanVP and General Counsel
ConversionClass B Common Stock 37,907 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000126 · wf-form4_155718040485375.xml · nonDerivative · entry 1

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: These securities do not include and the reporting person disclaims beneficial ownership of (i) 498,557 shares of Class B Common Stock held directly by the reporting person's wife (a member of a 10% owner group of the issuer) and (ii) 297,734 shares of Class B Common Stock held by the Lindy Jean Langston Family Trust 2014, of which the reporting person's wife is the beneficiary.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:55 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 24,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000125 · wf-form4_155717970368798.xml · derivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,974

Underlying: Class A Common Stock · 24,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:55 UTC
Jones Serena10% owner · Member of 10% owner group
SaleClass A Common Stock 24,653 $31.12 $767,085.49
Disclosure

SEC source: 0001726978-19-000125 · wf-form4_155717970368798.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:55 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionClass A Common Stock 24,653 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000125 · wf-form4_155717970368798.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 21:55 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionClass B Common Stock 24,653 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000125 · wf-form4_155717970368798.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 23,847 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000121 · wf-form4_155691478626942.xml · derivative · entry 4

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,627

Underlying: Class A Common Stock · 23,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
Jones Serena10% owner · Member of 10% owner group
SaleClass A Common Stock 23,847 $31.02 $739,629.01
Disclosure

SEC source: 0001726978-19-000121 · wf-form4_155691478626942.xml · nonDerivative · entry 3

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionClass A Common Stock 23,847 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000121 · wf-form4_155691478626942.xml · nonDerivative · entry 2

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 3, 2019 20:20 UTC
Jones Serena10% owner · Member of 10% owner group
ConversionClass B Common Stock 23,847 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000121 · wf-form4_155691478626942.xml · nonDerivative · entry 1

Jones Serena · CIK 0001737783 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 21:51 UTC
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
SaleClass A Common Stock 39,150 $30.06 $1,177,005.60
Disclosure

SEC source: 0001726978-19-000124 · wf-form4_155717944022018.xml · nonDerivative · entry 1

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,699,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 02, 2019 Filed May 6, 2019 21:49 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 39,150 $30.06 $1,177,005.60
Disclosure

SEC source: 0001726978-19-000123 · wf-form4_155717934085927.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,699,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 02, 2019 Filed May 6, 2019 21:47 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 39,150 $30.06 $1,177,005.60
Disclosure

SEC source: 0001726978-19-000122 · wf-form4_155717924147104.xml · nonDerivative · entry 1

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 01, 2019 Filed May 3, 2019 20:17 UTC
Jones Robyn Mary ElizabethDirector · 10% owner · Member of 10% owner group
SaleClass A Common Stock 9,332 $30.03 $280,219.43
Disclosure

SEC source: 0001726978-19-000119 · wf-form4_155691465456979.xml · nonDerivative · entry 1

Jones Robyn Mary Elizabeth · CIK 0001737503 · Director · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,738,949

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 01, 2019 Filed May 3, 2019 20:18 UTC
Romney Lanni10% owner · Member of 10% owner group
ConversionClass A Common Stock · Derivative 13,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000120 · wf-form4_155691471885281.xml · derivative · entry 5

Romney Lanni · CIK 0001737762 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,557

Underlying: Class A Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

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May 01, 2019 Filed May 3, 2019 20:18 UTC
Romney Lanni10% owner · Member of 10% owner group
SaleClass A Common Stock 200 $30.47 $6,094.00
Disclosure

SEC source: 0001726978-19-000120 · wf-form4_155691471885281.xml · nonDerivative · entry 4

Romney Lanni · CIK 0001737762 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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May 01, 2019 Filed May 3, 2019 20:18 UTC
Romney Lanni10% owner · Member of 10% owner group
SaleClass A Common Stock 12,800 $29.58 $378,624.00
Disclosure

SEC source: 0001726978-19-000120 · wf-form4_155691471885281.xml · nonDerivative · entry 3

Romney Lanni · CIK 0001737762 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $30.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 01, 2019 Filed May 3, 2019 20:18 UTC
Romney Lanni10% owner · Member of 10% owner group
ConversionClass A Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000120 · wf-form4_155691471885281.xml · nonDerivative · entry 2

Romney Lanni · CIK 0001737762 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:18 UTC
Romney Lanni10% owner · Member of 10% owner group
ConversionClass B Common Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000120 · wf-form4_155691471885281.xml · nonDerivative · entry 1

Romney Lanni · CIK 0001737762 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:16 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 9,332 $30.03 $280,219.43
Disclosure

SEC source: 0001726978-19-000118 · wf-form4_155691457851792.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark and Robyn Jones Descendants Trust 2014

Disclosed balance after: 1,738,949

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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May 01, 2019 Filed May 3, 2019 20:15 UTC
Mark & Robyn Jones Descendants Trust 201410% owner · Member of 10% owner group
SaleClass A Common Stock 9,332 $30.03 $280,219.43
Disclosure

SEC source: 0001726978-19-000117 · wf-form4_155691451267862.xml · nonDerivative · entry 1

Mark & Robyn Jones Descendants Trust 2014 · CIK 0001736769 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,949

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 24, 2019 Filed Apr 26, 2019 16:59 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000110 · wf-form4_155631236991577.xml · derivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,024

Underlying: Class A Common Stock · 5,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

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April 24, 2019 Filed Apr 26, 2019 16:59 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 5,407 $26.35 $142,476.07
Disclosure

SEC source: 0001726978-19-000110 · wf-form4_155631236991577.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,631

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.02 to $26.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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April 24, 2019 Filed Apr 26, 2019 16:59 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 5,407 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000110 · wf-form4_155631236991577.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 16:59 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 5,407 $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000110 · wf-form4_155631236991577.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 16:38 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 6,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-19-000109 · wf-form4_155622468399040.xml · derivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,431

Underlying: Class A Common Stock · 6,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 16:38 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 6,015 $26.01 $156,424.89
Disclosure

SEC source: 0001726978-19-000109 · wf-form4_155622468399040.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,631

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.