TapewireFind a company

person · Reporting owner

Colby Mark S.

Disclosed activity across 1 company

Tapewire entity
130490
SEC CIK
0001736854

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Goosehead Insurance, Inc.GSHD · Entity 4370CFODecember 31, 2021February 14, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Goosehead Insurance, Inc.

Report date December 31, 2021 · Filed February 14, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect45,775 Reported balance After 2021-12-01 transaction · row 1
1 source row

Row 1 · 2021-12-01 · Gift · Disposed 15,385 · Balance 45,775

F1: This transaction involved a gift of securities by the reporting person to the M&C Colby Irrevocable Trust, which securities are not indirectly held by the reporting person.

LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct45,775 Reported balance After 2021-12-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-01 · Gift · Disposed 15,385 · Balance 45,775

F2: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction involved a gift of securities by the reporting person to the M&C Colby Irrevocable Trust, which securities are not indirectly held by the reporting person.

F2: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2022 Filed Jan 5, 2022 22:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 GrantEmployee Stock Options (right to buy) · Derivative 40,000 $0.00 Strike: $143.24 $0.00
Disclosure

SEC source: 0001726978-22-000003 · wf-form4_164142179771094.xml · derivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the first, second and third anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) and within six months following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
December 01, 2021 Filed Feb 14, 2022 20:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 GiftLLC Units in Goosehead Financial, LLC · Derivative 15,385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000014 · wf-form5_164487059445968.xml · derivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,775

Underlying: Class A Common Stock · 15,385 shares

Expires not disclosed

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
December 01, 2021 Filed Feb 14, 2022 20:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 GiftClass B Common Stock 15,385 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000014 · wf-form5_164487059445968.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,775

F1 · kind: This transaction involved a gift of securities by the reporting person to the M&C Colby Irrevocable Trust, which securities are not indirectly held by the reporting person.

Read SEC document
September 30, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 877 $141.28 $123,902.56
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.03 to $141.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 0 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · derivative · entry 7

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Stock · 0 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 522 $140.00 $73,080.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 6

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.07 to $151.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 9,478 $150.43 $1,425,775.54
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 5

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 23, 2021 21:16 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000179 · wf-form4a_163243177361996.xml · derivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

F3 · derivative.underlying_shares: Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.

Read SEC document
August 30, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 7,611 $140.27 $1,067,594.97
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 30, 2021 Filed Sep 3, 2021 22:36 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 23, 2021 21:16 UTC Amendment Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,488 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000179 · wf-form4a_163243177361996.xml · derivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Stock · 8,488 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

F2 · derivative.underlying_shares: Added transaction to correspond the disposition of stock options with the number of disposed option shares reported in Table 1 of the original Form.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · derivative · entry 6

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,488

Underlying: Class A Stock · 100 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
August 20, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,412 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · derivative · entry 5

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,588

Underlying: Class A Stock · 1,412 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 100 $140.00 $14,000.00
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,412 $140.09 $197,807.08
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 22:58 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 1,412 $10.00 $14,120.00
Disclosure

SEC source: 0001726978-21-000157 · wf-form4_162975949000315.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 19:57 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,800 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000139 · wf-form4_162758864775942.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Stock · 9,800 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
July 28, 2021 Filed Jul 29, 2021 19:57 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 2,571 $131.33 $337,649.43
Disclosure

SEC source: 0001726978-21-000139 · wf-form4_162758864775942.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $130.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 19:57 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 7,229 $130.24 $941,504.96
Disclosure

SEC source: 0001726978-21-000139 · wf-form4_162758864775942.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 19:57 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000139 · wf-form4_162758864775942.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 200 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000117 · wf-form4_162500582795676.xml · derivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,800

Underlying: Class A Stock · 200 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 200 $130.34 $26,067.28
Disclosure

SEC source: 0001726978-21-000117 · wf-form4_162500582795676.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.33 to $130.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 22:30 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 200 $10.00 $2,000.00
Disclosure

SEC source: 0001726978-21-000117 · wf-form4_162500582795676.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,576 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · derivative · entry 7

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Stock · 8,576 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,076 $121.31 $130,529.56
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · nonDerivative · entry 5

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.07 to $121.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 7,500 $120.17 $901,275.00
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 8,576 $10.00 $85,760.00
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,424 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · derivative · entry 6

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,576

Underlying: Class A Stock · 1,424 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,424 $120.04 $170,938.67
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:40 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 Exercise / conversionClass A Common Stock 1,424 $10.00 $14,240.00
Disclosure

SEC source: 0001726978-21-000116 · wf-form4_162448802338178.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:24 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000027 · wf-form4_161316505514124.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,160

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:24 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 4,000 $160.49 $641,946.40
Disclosure

SEC source: 0001726978-21-000027 · wf-form4_161316505514124.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.80 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:24 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000027 · wf-form4_161316505514124.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:24 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000027 · wf-form4_161316505514124.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:45 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000015 · wf-form4_161282432317744.xml · derivative · entry 5

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,160

Underlying: Class A Common Stock · 1,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:45 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 200 $151.19 $30,238.00
Disclosure

SEC source: 0001726978-21-000015 · wf-form4_161282432317744.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:45 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,697 $150.47 $255,349.29
Disclosure

SEC source: 0001726978-21-000015 · wf-form4_161282432317744.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.91 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:45 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 1,897 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000015 · wf-form4_161282432317744.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:45 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 1,897 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000015 · wf-form4_161282432317744.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 22:41 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,703 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000013 · wf-form4_161282405463058.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,057

Underlying: Class A Common Stock · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 22:41 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 1,703 $150.19 $255,773.40
Disclosure

SEC source: 0001726978-21-000013 · wf-form4_161282405463058.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 22:41 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 1,703 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000013 · wf-form4_161282405463058.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 22:41 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 1,703 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000013 · wf-form4_161282405463058.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000012 · wf-form4_161282394245900.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,760

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 SaleClass A Common Stock 400 $150.04 $60,014.00
Disclosure

SEC source: 0001726978-21-000012 · wf-form4_161282394245900.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.07 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000012 · wf-form4_161282394245900.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:39 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionClass B Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000012 · wf-form4_161282394245900.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:12 UTC Goosehead Insurance, Inc. GSHD · Entity 4370 ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000010 · wf-form4_161126712142472.xml · derivative · entry 5

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,160

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.