Last 12 months
Inside the activity.
1 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 10 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 13,356 | $0.44 | $5,851.26 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 4 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,463 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 30,000 | $0.44 | $13,122.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 3 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,819 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 25,000 | $0.44 | $11,000.00 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 2 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,819 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 22:42 UTC |
Ponder L Barbee IVGeneral Counsel
|
SaleVoting Common Stock | 125,000 | $0.44 | $55,012.50 |
DisclosureSEC source: 0001366868-19-000027 · wf-form4_155355376132948.xml · nonDerivative · entry 1 Ponder L Barbee IV · CIK 0001496862 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,819 F1 · security: Mr. Ponder made the sales disclosed herein for the sole purpose of paying taxes due in connection with the vesting of restricted stock. Read SEC document |
| March 05, 2019 Filed Mar 5, 2019 23:37 UTC |
Kagan David B.Chief Executive Officer
|
GrantVoting Common Stock | 130,435 | $0.46 | $60,000.10 |
DisclosureSEC source: 0001366868-19-000023 · wf-form4_155182903275060.xml · nonDerivative · entry 1 Kagan David B. · CIK 0001664362 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462,360 F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:38 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 130,435 | $0.46 | $60,000.10 |
DisclosureSEC source: 0001366868-19-000024 · wf-form4_155182907050030.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,721 F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
OtherStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 10 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 100,000 shares Expires 2026-05-16 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
OtherStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 9 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 300,000 shares Expires 2021-05-03 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 8 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2023-08-08 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 7 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2019-09-23 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 6 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Hasler, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 5 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Voting Common Stock · 300,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Hasler, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 4 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Hasler, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 3 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Hasler, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 6 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2023-08-08 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
OtherStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 5 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 100,000 shares Expires 2026-05-16 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 4 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2021-05-03 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 3 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors. F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 2 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-01-02 F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors. F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| January 02, 2019 Filed Jan 8, 2019 00:00 UTC |
Roberts Richard SDirector · Corporate Secretary
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 1 Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors. F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · derivative · entry 2 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
HASLER WILLIAM ADirector
|
GrantVoting Common Stock | 106,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001366868-19-000007 · wf-form4_154690567057586.xml · nonDerivative · entry 1 HASLER WILLIAM A · CIK 0001038822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,383 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 8 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2021-05-03 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
OtherStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 7 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 200,000 shares Expires 2023-08-08 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
OtherStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 6 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 100,000 shares Expires 2026-05-16 F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 5 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Lynch, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 4 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Voting Common Stock · 200,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Lynch, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 3 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2029-01-02 F1 · security: Award under 2006 Equity Incentive Plan. F2 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by certain continuing directors, including Mr. Lynch, were terminated by the Company, and the Company made new stock option awards to the continuing directors. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · derivative · entry 2 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Lynch James FDirector
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001366868-19-000008 · wf-form4_154690569556525.xml · nonDerivative · entry 1 Lynch James F · CIK 0001379816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,383 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001366868-19-000006 · wf-form4_154690564405305.xml · derivative · entry 2 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 Read SEC document |
| December 27, 2018 Filed Jan 8, 2019 00:01 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001366868-19-000006 · wf-form4_154690564405305.xml · nonDerivative · entry 1 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,383 Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 20:32 UTC |
COWAN KEITH ODirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001026935-19-000004 · wf-form4_154775713803922.xml · derivative · entry 2 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 20:32 UTC |
COWAN KEITH ODirector
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001026935-19-000004 · wf-form4_154775713803922.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,383 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 15:35 UTC |
LOVETT MICHAEL JDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001279029-19-000003 · wf-form4_154775730559557.xml · derivative · entry 2 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 15:35 UTC |
LOVETT MICHAEL JDirector
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001279029-19-000003 · wf-form4_154775730559557.xml · nonDerivative · entry 1 LOVETT MICHAEL J · CIK 0001279029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,383 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 21:35 UTC |
Taylor Timothy EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001764225-19-000002 · wf-form4_154776094346048.xml · derivative · entry 2 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 21:35 UTC |
Taylor Timothy EvanDirector
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001764225-19-000002 · wf-form4_154776094346048.xml · nonDerivative · entry 1 Taylor Timothy Evan · CIK 0001764225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,669 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 20:59 UTC |
Wolff Benjamin GDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001368618-19-000004 · wf-form4_154775877962656.xml · derivative · entry 2 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2028-12-27 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 27, 2018 Filed Jan 17, 2019 20:59 UTC |
Wolff Benjamin GDirector
|
GrantVoting Common Stock | 106,383 | $0.47 | $50,000.01 |
DisclosureSEC source: 0001368618-19-000004 · wf-form4_154775877962656.xml · nonDerivative · entry 1 Wolff Benjamin G · CIK 0001368618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,383 F1 · security: Award under 2006 Equity Incentive Plan. Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 4,440,262 | $0.46 | $2,042,520.52 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 12 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 825,358,935 Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 939,695 | $0.45 | $422,862.75 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 11 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 820,918,673 Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 1,592,081 | $0.44 | $700,515.64 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 10 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 819,978,978 Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 2,683,663 | $0.43 | $1,153,975.09 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 9 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 818,386,897 Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 23,327 | $0.42 | $9,797.34 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 8 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 815,703,234 Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 140,970,321 | $0.35 | $49,339,612.35 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 7 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 815,679,907 F1 · shares: Acquired at the public offering price in the public offering of voting common stock by the Company as disclosed more fully in the Company's Current Report on Form 8-K filed with the Commission on December 20, 2018. Read SEC document |
| December 20, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 340,346 | $0.43 | $146,348.78 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 6 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 674,709,586 Read SEC document |
| December 20, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 1,204,473 | $0.42 | $505,878.66 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 5 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 674,369,240 Read SEC document |
| December 20, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 272,891 | $0.41 | $111,885.31 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 4 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 673,164,767 Read SEC document |
| December 20, 2018 Filed Dec 22, 2018 00:09 UTC |
Monroe James IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 1,067,876 | $0.40 | $427,150.40 |
DisclosureSEC source: 0001366868-18-000094 · wf-form4_154543735878664.xml · nonDerivative · entry 3 Monroe James III · CIK 0001379664 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Thermo Funding II LLC Disclosed balance after: 672,891,876 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.