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Roberts Richard S

Disclosed activity across 1 company

Tapewire entity
161231
SEC CIK
0001379817

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Globalstar, Inc.GSAT · Entity 3507Director · Corporate SecretaryJanuary 02, 2019January 08, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Globalstar, Inc.

Report date January 02, 2019 · Filed January 08, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2029-01-02Direct200,000 Reported balance After 2019-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-01-02 · Grant · Acquired 200,000 · Balance 200,000

F1: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2: Award under 2006 Equity Incentive Plan. Award vests immediately.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2029-01-02Direct100,000 Reported balance After 2019-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-01-02 · Grant · Acquired 100,000 · Balance 100,000

F1: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2: Award under 2006 Equity Incentive Plan. Award vests immediately.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2029-01-02Direct200,000 Reported balance After 2019-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-02 · Grant · Acquired 200,000 · Balance 200,000

F1: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2: Award under 2006 Equity Incentive Plan. Award vests immediately.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.19 · Expires 2021-05-03Direct0 Reported balance After 2019-01-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-01-02 · Other · Disposed 200,000 · Balance 0

F3: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2026-05-16Direct0 Reported balance After 2019-01-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-01-02 · Other · Disposed 100,000 · Balance 0

F3: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2023-08-08Direct0 Reported balance After 2019-01-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-02 · Other · Disposed 200,000 · Balance 0

F3: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2: Award under 2006 Equity Incentive Plan. Award vests immediately.

F3: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 OtherStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 6

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 200,000 shares

Expires 2023-08-08

F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 OtherStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 5

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 100,000 shares

Expires 2026-05-16

F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 OtherStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 4

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 200,000 shares

Expires 2021-05-03

F3 · derivative.exercise_date: Option award was terminated in connection with option award of the same number of underlying shares at the same exercise price.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 3

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Voting Common Stock · 200,000 shares

Expires 2029-01-02

F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 2

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2029-01-02

F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
January 02, 2019 Filed Jan 8, 2019 00:00 UTC Globalstar, Inc. GSAT · Entity 3507 GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001366868-19-000005 · wf-form4_154690561889877.xml · derivative · entry 1

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Voting Common Stock · 200,000 shares

Expires 2029-01-02

F1 · security: In connection with the vesting of equity awards held by departing directors pursuant to the Company's previously disclosed Settlement Agreement, stock option awards held by the departing directors, including Mr. Roberts, were terminated by the Company, and the Company made new stock option awards to the departing directors.

F2 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:18 UTC Globalstar, Inc. GSAT · Entity 3507 Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001366868-18-000069 · wf-form4_154223024356958.xml · derivative · entry 2

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 200,000 shares

Expires 2018-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options are exercisable.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:18 UTC Globalstar, Inc. GSAT · Entity 3507 Exercise / conversionVoting Common Stock 200,000 $0.38 $76,000.00
Disclosure

SEC source: 0001366868-18-000069 · wf-form4_154223024356958.xml · nonDerivative · entry 1

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 150,000 of the shares of Voting Common Stock were awarded under the 2006 Equity Incentive Plan. This award vests as to one-third on each of February 28, 2019, 2020 and 2021.

Read SEC document
March 01, 2018 Filed May 10, 2018 19:32 UTC Globalstar, Inc. GSAT · Entity 3507 GrantVoting Common Stock 150,000 $0.98 $147,570.00
Disclosure

SEC source: 0001366868-18-000033 · wf-form4_152598070253942.xml · nonDerivative · entry 1

Roberts Richard S · CIK 0001379817 · Director · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,800

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third on each of February 28, 2019, 2020 and 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.