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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2003 Filed Oct 20, 2003 18:16 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $87.35 $873,534.00
Disclosure

SEC source: 0000769993-03-000584 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,192

Read SEC document
October 16, 2003 Filed Oct 20, 2003 18:14 UTC
STECHER ESTA EExecutive VP - General Counsel
SaleCommon Stock, par value $0.01 per share 15,000 $88.16 $1,322,385.00
Disclosure

SEC source: 0000769993-03-000583 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,275

Read SEC document
October 16, 2003 Filed Oct 20, 2003 18:16 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $88.16 $881,590.00
Disclosure

SEC source: 0000769993-03-000584 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,192

Read SEC document
October 15, 2003 Filed Oct 16, 2003 19:27 UTC
STECHER ESTA EExecutive VP - General Counsel
SaleCommon Stock, par value $0.01 per share 15,000 $88.99 $1,334,844.00
Disclosure

SEC source: 0000769993-03-000572 · stechereep_ex.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,275

Read SEC document
October 15, 2003 Filed Oct 16, 2003 19:34 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $88.99 $889,896.00
Disclosure

SEC source: 0000769993-03-000574 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148,192

Read SEC document
October 15, 2003 Filed Oct 17, 2003 09:53 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $88.99 $2,224,740.00
Disclosure

SEC source: 0000769993-03-000576 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,534

Read SEC document
October 14, 2003 Filed Oct 16, 2003 19:27 UTC
STECHER ESTA EExecutive VP - General Counsel
SaleCommon Stock, par value $0.01 per share 15,000 $88.08 $1,321,212.00
Disclosure

SEC source: 0000769993-03-000572 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,275

Read SEC document
October 14, 2003 Filed Oct 16, 2003 19:34 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $88.08 $880,808.00
Disclosure

SEC source: 0000769993-03-000574 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,192

Read SEC document
October 13, 2003 Filed Oct 15, 2003 16:05 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $88.16 $881,646.00
Disclosure

SEC source: 0000769993-03-000559 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168,192

Read SEC document
October 10, 2003 Filed Oct 15, 2003 16:05 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $86.99 $869,894.00
Disclosure

SEC source: 0000769993-03-000559 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,192

Read SEC document
October 09, 2003 Filed Oct 10, 2003 21:13 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $87.66 $876,583.00
Disclosure

SEC source: 0000769993-03-000552 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,192

Read SEC document
October 08, 2003 Filed Oct 10, 2003 21:13 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $86.17 $861,735.00
Disclosure

SEC source: 0000769993-03-000552 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,192

Read SEC document
October 07, 2003 Filed Oct 8, 2003 18:27 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $86.82 $868,192.00
Disclosure

SEC source: 0000769993-03-000549 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,192

Read SEC document
October 06, 2003 Filed Oct 8, 2003 14:26 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $86.91 $2,172,707.50
Disclosure

SEC source: 0000769993-03-000548 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,534

Read SEC document
October 06, 2003 Filed Oct 8, 2003 18:27 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $86.91 $869,083.00
Disclosure

SEC source: 0000769993-03-000549 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,192

Read SEC document
October 03, 2003 Filed Oct 6, 2003 20:11 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $87.46 $874,615.00
Disclosure

SEC source: 0000769993-03-000545 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,192

Read SEC document
October 02, 2003 Filed Oct 6, 2003 20:11 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $85.89 $858,883.00
Disclosure

SEC source: 0000769993-03-000545 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,192

Read SEC document
October 02, 2003 Filed Oct 6, 2003 16:10 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $85.89 $2,147,207.50
Disclosure

SEC source: 0000769993-03-000544 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,534

Read SEC document
October 01, 2003 Filed Oct 2, 2003 16:10 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $85.55 $855,533.00
Disclosure

SEC source: 0000769993-03-000533 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,192

Read SEC document
September 30, 2003 Filed Oct 2, 2003 16:10 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $84.13 $841,286.00
Disclosure

SEC source: 0000769993-03-000533 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,192

Read SEC document
September 29, 2003 Filed Sep 30, 2003 16:35 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $85.17 $851,730.00
Disclosure

SEC source: 0000769993-03-000531 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,192

Read SEC document
September 26, 2003 Filed Sep 30, 2003 16:35 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $84.95 $849,514.00
Disclosure

SEC source: 0000769993-03-000531 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278,192

Read SEC document
September 25, 2003 Filed Sep 26, 2003 18:44 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $85.97 $859,742.00
Disclosure

SEC source: 0000769993-03-000529 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,192

Read SEC document
September 24, 2003 Filed Sep 26, 2003 18:42 UTC
STECHER ESTA EExecutive VP - General Counsel
SaleCommon Stock, par value $0.01 per share 15,000 $86.62 $1,299,226.50
Disclosure

SEC source: 0000769993-03-000528 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,275

Read SEC document
September 24, 2003 Filed Sep 26, 2003 18:44 UTC
STEEL ROBERT KVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 10,000 $86.62 $866,151.00
Disclosure

SEC source: 0000769993-03-000529 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,192

Read SEC document
July 15, 2003 Filed Jul 17, 2003 10:31 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $88.98 $2,224,482.50
Disclosure

SEC source: 0000769993-03-000485 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,534

F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan.

Read SEC document
July 11, 2003 Filed Jul 15, 2003 10:35 UTC GrantRestricted Stock Units · Derivative 3,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000483 · liddyeep_ex.xml · derivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,882

Underlying: Common Stock · 3,882 shares

Expires 1988-08-08

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

Read SEC document
July 11, 2003 Filed Jul 15, 2003 10:34 UTC GrantNonqualified Stock Options (right to buy) · Derivative 1,324 $0.00 Strike: $78.87 $0.00
Disclosure

SEC source: 0000769993-03-000482 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Underlying: Common Stock · 1,324 shares

Expires 2012-11-30

F2 · price: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2006.

F2 · derivative.exercise_date: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2006.

Read SEC document
July 11, 2003 Filed Jul 15, 2003 10:34 UTC GrantRestricted Stock Units · Derivative 3,441 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000482 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,441

Underlying: Common Stock · 3,441 shares

Expires 1988-08-08

F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer.

Read SEC document
July 09, 2003 Filed Jul 11, 2003 11:06 UTC
PALM GREGORY KExecutive VP - General Counsel
SaleCommon Stock, par value $0.01 per share 25,000 $88.12 $2,202,985.00
Disclosure

SEC source: 0000769993-03-000479 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,667

F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 10:56 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $87.81 $2,195,135.00
Disclosure

SEC source: 0000769993-03-000471 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,534

F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 09:55 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
GiftCommon Stock, par value $0.01 per share 12,903 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000470 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215,000

Read SEC document
July 03, 2003 Filed Jul 8, 2003 12:16 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $84.74 $2,118,460.00
Disclosure

SEC source: 0000769993-03-000467 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,534

F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan.

Read SEC document
July 01, 2003 Filed Jul 3, 2003 10:34 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $83.85 $2,096,317.50
Disclosure

SEC source: 0000769993-03-000465 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,534

F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan.

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC
SMITH SARAH GVP - Principal Acct. Officer
OtherCommon Stock, par value $0.01 per share 17,089 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Through The Goldman Sachs Defined Contribution Plan

Disclosed balance after: 17,916

F2 · kind: The disposition being reported reflects the vesting and delivery to the Reporting Person of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F2 · acquired: The disposition being reported reflects the vesting and delivery to the Reporting Person of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC
SMITH SARAH GVP - Principal Acct. Officer
Tax withholdingCommon Stock, par value $0.01 per share 6,460 $84.46 $545,579.30
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:12 UTC
SMITH SARAH GVP - Principal Acct. Officer
OtherCommon Stock, par value $0.01 per share 17,089 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000463 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,984

F1 · kind: The acquisition being reported reflects the vesting and delivery of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: The acquisition being reported reflects the vesting and delivery of shares of the Issuer's common stock previously held indirectly by the Reporting Person through the Goldman Sachs Defined Contribution Plan. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:06 UTC
STEEL ROBERT KVice Chairman of the Corp.
OtherCommon Stock, par value $0.01 per share 41,258 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000462 · steeleep_ex.xml · nonDerivative · entry 5

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,258

F7 · kind: On June 26, 2003, the Reporting Person donated 41,258 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F7 · acquired: On June 26, 2003, the Reporting Person donated 41,258 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F8 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,308,192 shares of the Issuer's common stock directly.

F4 · ownership.nature: As trustee of grantor retained annuity trust

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:06 UTC
STEEL ROBERT KVice Chairman of the Corp.
OtherCommon Stock, par value $0.01 per share 41,258 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000462 · steeleep_ex.xml · nonDerivative · entry 4

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,627

F6 · kind: Reflects the distribution of 41,258 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F6 · acquired: Reflects the distribution of 41,258 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · ownership.nature: As trustee of grantor retained annuity trust

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:05 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 8,253 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000460 · stechereep_ex.xml · nonDerivative · entry 5

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,253

F7 · kind: On June 26, 2003, the Reporting Person donated 8,253 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F7 · acquired: On June 26, 2003, the Reporting Person donated 8,253 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F8 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 519,275 shares of the Issuer's common stock directly and 9,551 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan.

F4 · ownership.nature: As trustee of grantor retained annuity trust

Read SEC document
June 26, 2003 Filed Jun 30, 2003 21:05 UTC
STECHER ESTA EExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 8,253 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000460 · stechereep_ex.xml · nonDerivative · entry 4

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,924

F6 · kind: Reflects the distribution of 8,253 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F6 · acquired: Reflects the distribution of 8,253 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:05 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $85.00 $425,000.00
Disclosure

SEC source: 0000769993-03-000459 · georgeeep_ex.xml · nonDerivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

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June 26, 2003 Filed Jun 30, 2003 21:03 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 12,378 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000457 · viniareep_ex.xml · nonDerivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,378

F7 · kind: On June 26, 2003, the Reporting Person donated 12,378 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F7 · acquired: On June 26, 2003, the Reporting Person donated 12,378 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F8 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,073,632 shares of the Issuer's common stock directly.

F4 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 21:03 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 12,378 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000457 · viniareep_ex.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,888

F6 · kind: Reflects the distribution of 12,378 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F6 · acquired: Reflects the distribution of 12,378 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:01 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 24,756 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000456 · palmeep_ex.xml · nonDerivative · entry 5

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,756

F7 · kind: On June 26, 2003, the Reporting Person donated 24,756 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F7 · acquired: On June 26, 2003, the Reporting Person donated 24,756 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F8 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,116,667 shares of the Issuer's common stock directly.

F4 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:01 UTC
PALM GREGORY KExecutive VP - General Counsel
OtherCommon Stock, par value $0.01 per share 24,756 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000456 · palmeep_ex.xml · nonDerivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,780

F6 · kind: Reflects the distribution of 24,756 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F6 · acquired: Reflects the distribution of 24,756 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:01 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 19,634 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000455 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,634

F3 · kind: On June 26, 2003, the Reporting Person donated 19,634 shares of the Issuer's Common Stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: On June 26, 2003, the Reporting Person donated 19,634 shares of the Issuer's Common Stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,227,534 shares of the Issuer's common stock directly and 251,993 shares of the Issuer's common stock as trustee of grantor retained annuity trusts other than those trusts described in Table I and in the preceding footnotes.

F2 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:01 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
OtherCommon Stock, par value $0.01 per share 19,634 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000455 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,373

F1 · kind: Reflects the distribution of 19,634 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 19,634 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:00 UTC
BLANKFEIN LLOYD CDirector · Vice Chairman of the Corp.
OtherCommon Stock, par value $0.01 per share 184,055 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000454 · blankfeineep1_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 266,041

F3 · kind: Reflects the distribution of 184,055 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F3 · acquired: Reflects the distribution of 184,055 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act.

F4 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,728,170 shares of the Issuer's common stock directly.

F5 · ownership.nature: As trustee of grantor retained annuity trust

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June 26, 2003 Filed Jun 30, 2003 17:00 UTC
BLANKFEIN LLOYD CDirector · Vice Chairman of the Corp.
OtherCommon Stock, par value $0.01 per share 49,904 $0.00 $0.00
Disclosure

SEC source: 0000769993-03-000454 · blankfeineep1_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Reflects the distribution of 49,904 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 49,904 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F2 · ownership.nature: This trust is no longer a beneficial owner of the Issuer's securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.