Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2004 Filed Jan 23, 2004 10:03 UTC |
BLANKFEIN LLOYD CDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 42,268 | $100.67 | $4,254,929.35 |
DisclosureSEC source: 0000769993-04-000039 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,170 Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:09 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,989 | $100.10 | $1,100,036.26 |
DisclosureSEC source: 0000769993-04-000037 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,295 Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 21:41 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $100.71 | $1,106,566.32 |
DisclosureSEC source: 0000769993-04-000033 · steeleep_ex.xml · nonDerivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,284 Read SEC document |
| January 16, 2004 Filed Jan 21, 2004 11:01 UTC |
BLANKFEIN LLOYD CDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 75,000 | $100.71 | $7,553,010.00 |
DisclosureSEC source: 0000769993-04-000035 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720,438 Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 21:41 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,989 | $101.14 | $1,111,430.76 |
DisclosureSEC source: 0000769993-04-000033 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,272 Read SEC document |
| January 14, 2004 Filed Jan 15, 2004 21:24 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $99.01 | $1,087,898.81 |
DisclosureSEC source: 0000769993-04-000031 · steeleep_ex.xml · nonDerivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,261 Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:24 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $97.50 | $1,071,313.52 |
DisclosureSEC source: 0000769993-04-000031 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,249 Read SEC document |
| January 12, 2004 Filed Jan 13, 2004 20:39 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $97.16 | $1,067,581.99 |
DisclosureSEC source: 0000769993-04-000027 · steeleep_ex.xml · nonDerivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,237 Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:00 UTC |
VINIAR DAVID AExecutive VP - CFO
|
SaleCommon Stock, par value $0.01 per share | 47,449 | $97.16 | $4,610,092.65 |
DisclosureSEC source: 0000769993-04-000029 · viniareep_ex.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,632 Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 20:39 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $97.86 | $1,075,291.17 |
DisclosureSEC source: 0000769993-04-000027 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,225 Read SEC document |
| January 08, 2004 Filed Jan 9, 2004 20:40 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $98.45 | $1,081,749.92 |
DisclosureSEC source: 0000769993-04-000025 · steeleep_ex.xml · nonDerivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061,213 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 20:40 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $97.86 | $1,075,291.17 |
DisclosureSEC source: 0000769993-04-000025 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,201 Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 22:18 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $97.04 | $1,066,329.36 |
DisclosureSEC source: 0000769993-04-000018 · steeleep_ex.xml · nonDerivative · entry 4 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,189 Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 57,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · derivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 57,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 33,761 | $96.89 | $3,271,174.19 |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,667 Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 24,192 | $97.05 | $2,347,712.64 |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,428 Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
GrantCommon Stock, par value $0.01 per share | 57,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,620 F1 · price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC |
BLANKFEIN LLOYD CDirector · Vice Chairman of the Corp.
|
Exercise / conversionRestricted Stock Units · Derivative | 110,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · derivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 110,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC |
BLANKFEIN LLOYD CDirector · Vice Chairman of the Corp.
|
Tax withholdingCommon Stock, par value $0.01 per share | 43,196 | $97.05 | $4,191,955.82 |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,438 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:09 UTC |
BLANKFEIN LLOYD CDirector · Vice Chairman of the Corp.
|
GrantCommon Stock, par value $0.01 per share | 110,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000006 · blankfeineep_ex.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838,634 F1 · price: On January 5, 2004, 110,464 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC |
KAPLAN ROBERT SVice Chairman of the Corp.
|
Exercise / conversionRestricted Stock Units · Derivative | 97,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · derivative · entry 3 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 97,973 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC |
KAPLAN ROBERT SVice Chairman of the Corp.
|
Tax withholdingCommon Stock, par value $0.01 per share | 38,230 | $97.05 | $3,710,030.35 |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · nonDerivative · entry 2 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274,743 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:10 UTC |
KAPLAN ROBERT SVice Chairman of the Corp.
|
GrantCommon Stock, par value $0.01 per share | 97,973 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000008 · kaplaneep_ex.xml · nonDerivative · entry 1 KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,312,973 F1 · price: On January 5, 2004, 97,973 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
Exercise / conversionRestricted Stock Units · Derivative | 53,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · derivative · entry 12 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 53,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
SaleCommon Stock, par value $0.01 per share | 37,730 | $96.89 | $3,655,738.93 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 5 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,534 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
Tax withholdingCommon Stock, par value $0.01 per share | 3,636 | $97.05 | $352,855.62 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 4 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,264 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
OtherCommon Stock, par value $0.01 per share | 9,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,900 F2 · kind: On January 5, 2004, 9,077 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · price: On January 5, 2004, 9,077 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
Tax withholdingCommon Stock, par value $0.01 per share | 20,821 | $97.05 | $2,020,573.95 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,823 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC |
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
|
GrantCommon Stock, par value $0.01 per share | 53,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,644 F1 · price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:14 UTC |
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 160,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000012 · paulsoneep_ex.xml · derivative · entry 4 PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 160,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 160,850 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 160,850 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 160,850 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 160,850 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:14 UTC |
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock, par value $0.01 per share | 62,834 | $97.05 | $6,097,725.53 |
DisclosureSEC source: 0000769993-04-000012 · paulsoneep_ex.xml · nonDerivative · entry 2 PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,642,146 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:14 UTC |
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
|
GrantCommon Stock, par value $0.01 per share | 160,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000012 · paulsoneep_ex.xml · nonDerivative · entry 1 PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,704,980 F1 · price: On January 5, 2004, 160,850 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:16 UTC |
SMITH SARAH GVP - Principal Acct. Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000014 · smitheep_ex.xml · derivative · entry 6 SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:16 UTC |
SMITH SARAH GVP - Principal Acct. Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 328 | $97.05 | $31,830.76 |
DisclosureSEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 4 SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,279 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:16 UTC |
SMITH SARAH GVP - Principal Acct. Officer
|
OtherCommon Stock, par value $0.01 per share | 827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,607 F2 · kind: On January 5, 2004, 827 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended. F2 · price: On January 5, 2004, 827 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-3 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:16 UTC |
SMITH SARAH GVP - Principal Acct. Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 896 | $97.05 | $86,952.32 |
DisclosureSEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,780 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:16 UTC |
SMITH SARAH GVP - Principal Acct. Officer
|
GrantCommon Stock, par value $0.01 per share | 2,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000014 · smitheep_ex.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · VP - Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,676 F1 · price: On January 5, 2004, 2,152 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 32,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · derivative · entry 10 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 32,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 25,497 | $96.89 | $2,470,457.87 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 5 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,275 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 3,824 | $97.05 | $371,100.08 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 4 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,772 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
OtherCommon Stock, par value $0.01 per share | 9,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,596 F2 · kind: On January 5, 2004, 9,551 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · price: On January 5, 2004, 9,551 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 12,746 | $97.05 | $1,236,935.57 |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 2 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,045 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:17 UTC |
STECHER ESTA EExecutive VP - General Counsel
|
GrantCommon Stock, par value $0.01 per share | 32,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000016 · stechereep_ex.xml · nonDerivative · entry 1 STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,791 F1 · price: On January 5, 2004, 32,516 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:18 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
Exercise / conversionRestricted Stock Units · Derivative | 113,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000018 · steeleep_ex.xml · derivative · entry 9 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 113,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 113,681 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 113,681 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 113,681 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 113,681 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:18 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
SaleCommon Stock, par value $0.01 per share | 10,988 | $96.89 | $1,064,650.39 |
DisclosureSEC source: 0000769993-04-000018 · steeleep_ex.xml · nonDerivative · entry 3 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,177 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:18 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
Tax withholdingCommon Stock, par value $0.01 per share | 36,762 | $97.05 | $3,567,568.29 |
DisclosureSEC source: 0000769993-04-000018 · steeleep_ex.xml · nonDerivative · entry 2 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,165 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:18 UTC |
STEEL ROBERT KVice Chairman of the Corp.
|
GrantCommon Stock, par value $0.01 per share | 113,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000018 · steeleep_ex.xml · nonDerivative · entry 1 STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141,927 F1 · price: On January 5, 2004, 113,681 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:20 UTC |
THAIN JOHN ADirector · President and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 137,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000021 · thaineep_ex.xml · derivative · entry 8 THAIN JOHN A · CIK 0001090355 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 137,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 137,169 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 137,169 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 137,169 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 137,169 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:20 UTC |
THAIN JOHN ADirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 90,163 | $96.89 | $8,736,082.41 |
DisclosureSEC source: 0000769993-04-000021 · thaineep_ex.xml · nonDerivative · entry 3 THAIN JOHN A · CIK 0001090355 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,061 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 22:20 UTC |
THAIN JOHN ADirector · President and COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 47,006 | $97.05 | $4,561,697.27 |
DisclosureSEC source: 0000769993-04-000021 · thaineep_ex.xml · nonDerivative · entry 2 THAIN JOHN A · CIK 0001090355 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224,224 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.