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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,800 $109.61 $306,908.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 23

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108,900

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 200 $109.62 $21,924.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 22

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,700

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,700 $109.64 $296,028.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 21

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,900

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 3,400 $109.65 $372,810.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 20

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114,600

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 100 $109.66 $10,966.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 19

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 300 $109.67 $32,901.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 18

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118,100

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 3,600 $109.68 $394,848.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 17

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118,400

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 700 $109.70 $76,790.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 16

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,100 $109.71 $120,681.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 15

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122,700

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,600 $109.72 $175,552.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 14

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,800

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 200 $109.73 $21,946.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 13

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125,400

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 300 $109.74 $32,922.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 12

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125,600

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,600 $109.75 $285,350.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 11

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125,900

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,600 $109.76 $175,616.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 10

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128,500

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,600 $109.77 $175,632.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 9

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130,100

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 700 $109.78 $76,846.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 8

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,700

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 200 $109.79 $21,958.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 7

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132,400

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,400 $109.80 $153,720.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 6

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132,600

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 5,800 $109.81 $636,898.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 5

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 4,200 $109.83 $461,286.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 4

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139,800

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 200 $109.84 $21,968.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 3

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 5,000 $109.85 $549,250.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 2

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,200

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:13 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 800 $109.92 $87,936.00
Disclosure

SEC source: 0000769993-05-000324 · kaplaneep1_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149,200

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 3,500 $109.40 $382,900.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 8

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,500 $109.41 $164,115.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 7

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,078,500

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,200 $109.47 $240,834.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 6

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,400 $109.48 $262,752.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 5

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082,200

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,900 $109.49 $317,521.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 4

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084,600

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 500 $109.50 $54,750.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 3

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,500

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 700 $109.51 $76,657.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 2

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,000

Read SEC document
March 28, 2005 Filed Mar 30, 2005 16:15 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 9,500 $109.52 $1,040,440.00
Disclosure

SEC source: 0000769993-05-000326 · kaplaneep2_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,700

Read SEC document
March 28, 2005 Filed Mar 30, 2005 21:38 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 29,716 $0.00 $0.00
Disclosure

SEC source: 0000769993-05-000328 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,716

F2 · kind: Reflects the distribution of 29,716 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · acquired: Reflects the distribution of 29,716 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · ownership.nature: Reflects the distribution of 29,716 shares of the Issuer's common stock from a grantor retained annuity trust to other trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

Read SEC document
March 28, 2005 Filed Mar 30, 2005 21:38 UTC
VINIAR DAVID AExecutive VP - CFO
OtherCommon Stock, par value $0.01 per share 25,294 $0.00 $0.00
Disclosure

SEC source: 0000769993-05-000328 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,201

F1 · kind: Reflects the distribution of 25,294 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 28, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 25,294 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 28, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
March 24, 2005 Filed Mar 28, 2005 18:44 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 1,000 $109.18 $109,180.00
Disclosure

SEC source: 0000769993-05-000317 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,000

F1 · ownership.nature: Held by spouse.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 13,800 $109.25 $1,507,650.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 9

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150,000

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 3,300 $109.26 $360,558.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 8

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163,800

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 200 $109.27 $21,854.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 7

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167,100

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,000 $109.28 $109,280.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 6

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167,300

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,100 $109.29 $120,219.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 5

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,300

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 700 $109.30 $76,510.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 4

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,169,400

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 2,900 $109.31 $316,999.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 3

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,170,100

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 700 $109.32 $76,524.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 2

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,000

Read SEC document
March 24, 2005 Filed Mar 28, 2005 19:03 UTC
KAPLAN ROBERT SVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,300 $109.33 $142,129.00
Disclosure

SEC source: 0000769993-05-000320 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,700

Read SEC document
March 21, 2005 Filed Mar 23, 2005 10:44 UTC
PAULSON HENRY M JRDirector · Chairman of the Board and CEO
GiftCommon Stock, par value $0.01 per share 9,200 $0.00 $0.00
Disclosure

SEC source: 0000769993-05-000313 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757,631

Read SEC document
January 21, 2005 Filed Jan 25, 2005 12:08 UTC
FORST EDWARD CEVP, Chief Admin. Officer
SaleCommon Stock, par value $0.01 per share 20,000 $103.44 $2,068,770.00
Disclosure

SEC source: 0000769993-05-000080 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,662

Read SEC document
January 21, 2005 Filed Jan 25, 2005 12:09 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 1,000 $104.37 $104,371.00
Disclosure

SEC source: 0000769993-05-000082 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,801

F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 21, 2005 Filed Jan 25, 2005 12:09 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $104.35 $2,608,837.50
Disclosure

SEC source: 0000769993-05-000082 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,728

Read SEC document
January 07, 2005 Filed Jan 11, 2005 11:54 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 1,000 $105.35 $105,350.00
Disclosure

SEC source: 0000769993-05-000014 · kennedyeep_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,801

F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
January 07, 2005 Filed Jan 11, 2005 11:54 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 25,000 $105.07 $2,626,815.00
Disclosure

SEC source: 0000769993-05-000014 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,728

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January 06, 2005 Filed Jan 10, 2005 14:19 UTC
COHEN ALAN MEVP, Global Head of Compliance
Exercise / conversionRestricted Stock Units · Derivative 2,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-05-000006 · coheneep_ex.xml · derivative · entry 3

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759

Underlying: Common Stock, par value $0.01 per share · 2,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 6, 2005, 2,276 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 6, 2005, 2,276 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 6, 2005, 2,276 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 6, 2005, 2,276 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.