GS

SEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,980

Underlying: Common Stock · 69,980 shares

Expires 2015-11-27

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,258

Underlying: Common Stock · 20,258 shares

Expires not disclosed

F2 · derivative.exercise_price: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions.

F2 · price: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions.

F2 · derivative.exercise_date: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions.

F2 · derivative.expiration_date: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions.

SEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,359

Underlying: Common Stock · 26,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000711 · smitheep_ex.xml · derivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Stock · 24,400 shares

Expires 2015-11-27

F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000711 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

Underlying: Common Stock · 9,191 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000713 · stechereep_ex.xml · derivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,460

Underlying: Common Stock · 68,460 shares

Expires 2015-11-27

F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000713 · stechereep_ex.xml · derivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,786

Underlying: Common Stock · 25,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000715 · viniareep_ex.xml · derivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,312

Underlying: Common Stock · 135,312 shares

Expires 2015-11-27

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000715 · viniareep_ex.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,803

Underlying: Common Stock · 49,803 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000717 · blankfeineep_ex.xml · derivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,872

Underlying: Common Stock · 218,872 shares

Expires 2015-11-27

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000717 · blankfeineep_ex.xml · derivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,559

Underlying: Common Stock · 80,559 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 25, 2005, the last day of the Issuer's 2005 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000719 · paulsoneep_ex.xml · derivative · entry 3

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,392

Underlying: Common Stock · 220,392 shares

Expires 2015-11-27

F4 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

F4 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010.

SEC source: 0000769993-05-000719 · paulsoneep_ex.xml · nonDerivative · entry 2

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892,498

F3 · price: The shares that were withheld for tax purposes were withheld at a value of $130.20, the average of the high and low prices of the Issuer's Common Stock on the NYSE on the date of grant.

SEC source: 0000769993-05-000719 · paulsoneep_ex.xml · nonDerivative · entry 1

PAULSON HENRY M JR · CIK 0001090368 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982,408

F1 · shares: The shares, together with the Stock Options described in Table II, represent the Reporting Person's entire compensation other than base salary for the Issuer's 2005 fiscal year, as he is not receiving any cash bonus. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2005 fiscal year.

F2 · shares: The number of shares awarded to the Reporting Person was determined by dividing $30,147,000 by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange ("NYSE") on November 25, 2005, the last day of the Issuer's 2005 fiscal year). Of these shares, 89,910 vested immediately upon grant and were withheld for tax purposes, with the remaining 134,867 vesting on November 28, 2008; the unvested shares are subject to restrictions on transfer and will generally be transferable, without the payment of any consideration, in January 2009.

F2 · price: The number of shares awarded to the Reporting Person was determined by dividing $30,147,000 by $134.12 (the closing price of the Issuer's Common Stock on the New York Stock Exchange ("NYSE") on November 25, 2005, the last day of the Issuer's 2005 fiscal year). Of these shares, 89,910 vested immediately upon grant and were withheld for tax purposes, with the remaining 134,867 vesting on November 28, 2008; the unvested shares are subject to restrictions on transfer and will generally be transferable, without the payment of any consideration, in January 2009.

SEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 5

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,700

SEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 4

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,200

SEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 3

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589,200

SEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,300

SEC source: 0000769993-05-000617 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002,500

SEC source: 0000769993-05-000613 · viniareep_ex.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,000

F1 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0000769993-05-000613 · viniareep_ex.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,841

F1 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0000769993-05-000613 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,151

SEC source: 0000769993-05-000613 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,113

SEC source: 0000769993-05-000615 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,700

SEC source: 0000769993-05-000611 · kennedyeep_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,551

SEC source: 0000769993-05-000579 · smitheep_ex.xml · derivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 13,104 shares

Expires 2009-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004.

SEC source: 0000769993-05-000579 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

SEC source: 0000769993-05-000579 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000575 · smitheep_ex.xml · derivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,104

Underlying: Common Stock, par value $0.01 per share · 10,000 shares

Expires 2009-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004.

SEC source: 0000769993-05-000575 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

SEC source: 0000769993-05-000575 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000573 · norajohnsoneep_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 453,750

F1 · ownership.nature: As trustee of revocable trust.

SEC source: 0000769993-05-000559 · smitheep_ex.xml · derivative · entry 6

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,104

Underlying: Common Stock, par value $0.01 per share · 11,000 shares

Expires 2009-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004.

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 4

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 3

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000557 · kaplaneep_ex.xml · nonDerivative · entry 1

KAPLAN ROBERT S · CIK 0001029615 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,007,500

SEC source: 0000769993-05-000559 · smitheep_ex.xml · derivative · entry 5

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,104

Underlying: Common Stock, par value $0.01 per share · 11,000 shares

Expires 2009-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These Stock Options became exercisable in equal installments on each of June 21, 2002, June 26, 2003 and June 23, 2004.

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

SEC source: 0000769993-05-000559 · smitheep_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000553 · simmonseep_ex.xml · derivative · entry 3

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock, par value $0.01 per share · 4,000 shares

Expires 2010-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000553 · simmonseep_ex.xml · nonDerivative · entry 2

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000769993-05-000553 · simmonseep_ex.xml · nonDerivative · entry 1

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-05-000476 · viniareep_ex.xml · nonDerivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,151

SEC source: 0000769993-05-000476 · viniareep_ex.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,151

SEC source: 0000769993-05-000476 · viniareep_ex.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,151

SEC source: 0000769993-05-000476 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive VP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,151

SEC source: 0000769993-05-000478 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605,700

SEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 5

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,784

SEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 4

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,290

SEC source: 0000769993-05-000480 · stechereep_ex.xml · nonDerivative · entry 3

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,890