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GOLDMAN SACHS GROUP INC

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2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2006 Filed Dec 20, 2006 00:14 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
GrantNonqualified Stock Options (right to buy) · Derivative 121,120 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000975 · norajohnsoneep_ex.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,120

Underlying: Common Stock · 121,120 shares

Expires 2016-11-25

F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:14 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
GrantRestricted Stock Units · Derivative 46,520 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000975 · norajohnsoneep_ex.xml · derivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,520

Underlying: Common Stock · 46,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:24 UTC
PALM GREGORY KExecutive VP - General Counsel
GrantNonqualified Stock Options (right to buy) · Derivative 65,116 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,116

Underlying: Common Stock · 65,116 shares

Expires 2016-11-25

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:24 UTC
PALM GREGORY KExecutive VP - General Counsel
GrantRestricted Stock Units · Derivative 13,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Underlying: Common Stock · 13,346 shares

Expires not disclosed

F2 · derivative.exercise_price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · derivative.exercise_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

F2 · derivative.expiration_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions.

Read SEC document
December 15, 2006 Filed Dec 19, 2006 19:24 UTC
PALM GREGORY KExecutive VP - General Counsel
GrantRestricted Stock Units · Derivative 25,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009

Underlying: Common Stock · 25,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:26 UTC
SMITH SARAH GPrincipal Accounting Officer
GrantNonqualified Stock Options (right to buy) · Derivative 27,084 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000979 · smitheep_ex.xml · derivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,084

Underlying: Common Stock · 27,084 shares

Expires 2016-11-25

F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:26 UTC
SMITH SARAH GPrincipal Accounting Officer
GrantRestricted Stock Units · Derivative 10,402 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000979 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,402

Underlying: Common Stock · 10,402 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:28 UTC
STECHER ESTA EExecutive VP - General Counsel
GrantNonqualified Stock Options (right to buy) · Derivative 65,116 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000981 · stechereep_ex.xml · derivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,116

Underlying: Common Stock · 65,116 shares

Expires 2016-11-25

F2 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F2 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:28 UTC
STECHER ESTA EExecutive VP - General Counsel
GrantRestricted Stock Units · Derivative 25,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000981 · stechereep_ex.xml · derivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,009

Underlying: Common Stock · 25,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:30 UTC
VINIAR DAVID AExecutive Vice President - CFO
GrantNonqualified Stock Options (right to buy) · Derivative 153,184 $0.00 Strike: $199.84 $0.00
Disclosure

SEC source: 0000769993-06-000983 · viniareep_ex.xml · derivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,184

Underlying: Common Stock · 153,184 shares

Expires 2016-11-25

F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011.

Read SEC document
December 15, 2006 Filed Dec 20, 2006 00:30 UTC
VINIAR DAVID AExecutive Vice President - CFO
GrantRestricted Stock Units · Derivative 56,942 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-06-000983 · viniareep_ex.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,942

Underlying: Common Stock · 56,942 shares

Expires not disclosed

F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $201.60 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 24, 2006, the last day of the Issuer's 2006 fiscal year).

F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as RSUs by $201.60 (the closing price of the Issuer's Common Stock on the New York Stock Exchange on November 24, 2006, the last day of the Issuer's 2006 fiscal year).

F2 · derivative.exercise_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

F2 · derivative.expiration_date: Of these RSUs, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 24,400 $200.32 $4,887,808.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 6

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 318,329

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 5,200 $200.40 $1,042,080.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 5

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 342,729

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 3,000 $200.45 $601,350.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 4

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 347,929

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 1,600 $200.54 $320,864.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 350,929

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 100 $200.61 $20,061.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 352,529

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
December 13, 2006 Filed Dec 15, 2006 20:05 UTC
NORA JOHNSON SUZANNE MVice Chairman of the Corp.
SaleCommon Stock, par value $0.01 per share 100 $200.71 $20,071.00
Disclosure

SEC source: 0000769993-06-000943 · norajohnsoneep1_ex.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 352,629

F1 · ownership.nature: As trustee of revocable trust.

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 5,700 $184.99 $1,054,443.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 6

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,814

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 700 $185.01 $129,507.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 5

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,514

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 500 $185.02 $92,510.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 4

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,214

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 200 $185.04 $37,008.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 3

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,714

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 2,800 $185.11 $518,308.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,914

Read SEC document
October 16, 2006 Filed Oct 18, 2006 15:12 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 100 $185.14 $18,514.00
Disclosure

SEC source: 0000769993-06-000882 · kennedyeep1_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,714

Read SEC document
October 13, 2006 Filed Oct 17, 2006 12:33 UTC
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 5,000 $183.78 $918,900.00
Disclosure

SEC source: 0000769993-06-000877 · blankfeineep_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,047

Read SEC document
October 13, 2006 Filed Oct 17, 2006 12:33 UTC
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 10,000 $183.85 $1,838,500.00
Disclosure

SEC source: 0000769993-06-000877 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,047

Read SEC document
October 12, 2006 Filed Oct 16, 2006 14:41 UTC
COHN GARY DDirector · President and Co-COO
SaleCommon Stock, par value $0.01 per share 15,000 $181.05 $2,715,750.00
Disclosure

SEC source: 0000769993-06-000873 · cohneep_ex.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,140

Read SEC document
October 12, 2006 Filed Oct 16, 2006 14:41 UTC
COHN GARY DDirector · President and Co-COO
GiftCommon Stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000873 · cohneep_ex.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,140

Read SEC document
October 12, 2006 Filed Oct 16, 2006 14:43 UTC
WINKELRIED JONDirector · President and Co-COO
GiftCommon Stock, par value $0.01 per share 11,096 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000875 · winkelriedeep_ex.xml · nonDerivative · entry 1

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,089

Read SEC document
October 09, 2006 Filed Oct 11, 2006 14:48 UTC
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 5,000 $177.35 $886,750.00
Disclosure

SEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 3

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,047

Read SEC document
October 09, 2006 Filed Oct 11, 2006 14:48 UTC
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 5,000 $177.39 $886,950.00
Disclosure

SEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232,047

Read SEC document
October 09, 2006 Filed Oct 11, 2006 14:48 UTC
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 5,000 $177.44 $887,200.00
Disclosure

SEC source: 0000769993-06-000869 · blankfeineep_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,047

Read SEC document
October 09, 2006 Filed Oct 11, 2006 14:50 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
GiftCommon Stock, par value $0.01 per share 4,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000871 · kennedyeep1_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,814

Read SEC document
October 02, 2006 Filed Oct 4, 2006 10:27 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
GiftCommon Stock, par value $0.01 per share 5,700 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000835 · kennedyeep1_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,814

Read SEC document
September 29, 2006 Filed Oct 3, 2006 14:58 UTC
VINIAR DAVID AExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 6,191 $170.05 $1,052,779.55
Disclosure

SEC source: 0000769993-06-000832 · viniareep_ex.xml · nonDerivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 25,000

F1 · ownership.nature: Held through a limited liability company.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 14:58 UTC
VINIAR DAVID AExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 8,809 $170.10 $1,498,410.90
Disclosure

SEC source: 0000769993-06-000832 · viniareep_ex.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,191

F1 · ownership.nature: Held through a limited liability company.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 14:58 UTC
VINIAR DAVID AExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 16,509 $170.05 $2,807,355.45
Disclosure

SEC source: 0000769993-06-000832 · viniareep_ex.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,151

Read SEC document
September 29, 2006 Filed Oct 3, 2006 14:58 UTC
VINIAR DAVID AExecutive Vice President - CFO
SaleCommon Stock, par value $0.01 per share 23,491 $170.10 $3,995,819.10
Disclosure

SEC source: 0000769993-06-000832 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,660

Read SEC document
September 29, 2006 Filed Oct 3, 2006 14:58 UTC
VINIAR DAVID AExecutive Vice President - CFO
GiftCommon Stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000832 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,151

Read SEC document
September 28, 2006 Filed Sep 28, 2006 16:49 UTC GiftCommon Stock, par value $0.01 per share 1,000 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 3

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Read SEC document
September 26, 2006 Filed Sep 28, 2006 16:49 UTC SaleCommon Stock, par value $0.01 per share 900 $168.60 $151,740.00
Disclosure

SEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,535

Read SEC document
September 26, 2006 Filed Sep 28, 2006 16:49 UTC SaleCommon Stock, par value $0.01 per share 100 $168.61 $16,861.00
Disclosure

SEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Read SEC document
September 22, 2006 Filed Sep 25, 2006 15:46 UTC
FORST EDWARD CEVP, Chief Admin. Officer
GiftCommon Stock, par value $0.01 per share 5,987 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,026

Read SEC document
September 22, 2006 Filed Sep 26, 2006 12:25 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
GiftCommon Stock, par value $0.01 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000828 · kennedyeep1_ex.xml · nonDerivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,514

Read SEC document
September 21, 2006 Filed Sep 25, 2006 15:46 UTC
FORST EDWARD CEVP, Chief Admin. Officer
GiftCommon Stock, par value $0.01 per share 5,945 $0.00 $0.00
Disclosure

SEC source: 0000769993-06-000826 · forsteep_ex.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,013

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 500 $166.11 $83,055.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 28

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,914

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 1,000 $166.12 $166,120.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 27

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,414

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 100 $166.14 $16,614.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 26

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,414

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 100 $166.15 $16,615.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 25

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,514

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 700 $166.16 $116,312.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 24

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,614

Read SEC document
September 20, 2006 Filed Sep 22, 2006 15:35 UTC
KENNEDY KEVIN WExec. VP - Human Capital Mgmt.
SaleCommon Stock, par value $0.01 per share 2,000 $166.17 $332,340.00
Disclosure

SEC source: 0000769993-06-000822 · kennedyeep_ex.xml · nonDerivative · entry 23

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,314

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.