GS

SEC source: 0000769993-12-000115 · evans420120119_ex.xml · derivative · entry 1

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,702

Underlying: Common Stock, par value $0.01 per share · 61,702 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000116 · palm420120119_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,809

Underlying: Common Stock, par value $0.01 per share · 14,809 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000117 · rogers420120119_ex.xml · derivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,015

Underlying: Common Stock, par value $0.01 per share · 14,015 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000118 · sherwood420120119_ex.xml · derivative · entry 1

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,738

Underlying: Common Stock, par value $0.01 per share · 83,738 shares

Expires not disclosed

F1 · derivative.exercise_price: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012.

F1 · derivative.exercise_date: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012.

F1 · derivative.expiration_date: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012.

SEC source: 0000769993-12-000119 · smith420120119_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

Underlying: Common Stock, par value $0.01 per share · 10,049 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000120 · viniar420120119_ex.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,702

Underlying: Common Stock, par value $0.01 per share · 61,702 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000121 · weinberg420120119_ex.xml · derivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,702

Underlying: Common Stock, par value $0.01 per share · 61,702 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017.

SEC source: 0000769993-12-000038 · blankfein420120125_ex.xml · derivative · entry 4

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000038 · blankfein420120125_ex.xml · nonDerivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,057

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000038 · blankfein420120125_ex.xml · nonDerivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000039 · cohen420120123_ex.xml · derivative · entry 4

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 28,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000039 · cohen420120123_ex.xml · nonDerivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,705

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000039 · cohen420120123_ex.xml · nonDerivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000040 · cohn420120125_ex.xml · derivative · entry 5

COHN GARY D · CIK 0001366945 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000040 · cohn420120125_ex.xml · nonDerivative · entry 2

COHN GARY D · CIK 0001366945 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,333

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000040 · cohn420120125_ex.xml · nonDerivative · entry 1

COHN GARY D · CIK 0001366945 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000041 · cooper420120123_ex.xml · derivative · entry 4

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000041 · cooper420120123_ex.xml · nonDerivative · entry 2

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,914

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000041 · cooper420120123_ex.xml · nonDerivative · entry 1

COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000042 · evans420120123_ex.xml · derivative · entry 3

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000042 · evans420120123_ex.xml · nonDerivative · entry 2

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,284

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000042 · evans420120123_ex.xml · nonDerivative · entry 1

EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000043 · palm420120123_ex.xml · derivative · entry 5

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 36,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000043 · palm420120123_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,642

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000043 · palm420120123_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000044 · rogers420120123_ex.xml · derivative · entry 4

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 41,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000044 · rogers420120123_ex.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,820

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000044 · rogers420120123_ex.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · derivative · entry 5

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 22,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · nonDerivative · entry 2

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,523

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000046 · smith420120123_ex.xml · derivative · entry 4

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 25,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000046 · smith420120123_ex.xml · nonDerivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,652

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000046 · smith420120123_ex.xml · nonDerivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000047 · viniar420120123_ex.xml · derivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000047 · viniar420120123_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,599

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000047 · viniar420120123_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000048 · weinberg420120123_ex.xml · derivative · entry 6

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 45,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-12-000048 · weinberg420120123_ex.xml · nonDerivative · entry 2

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,464

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-12-000048 · weinberg420120123_ex.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation.

SEC source: 0000769993-11-000667 · palm420111122_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,929

F1 · kind: Reflects a gift of 88,687 shares of the Issuer's common stock. This distribution was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-5 under the Act.

F1 · acquired: Reflects a gift of 88,687 shares of the Issuer's common stock. This distribution was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-5 under the Act.

SEC source: 0000769993-11-000624 · johnson420111026co_ex.xml · derivative · entry 3

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,000 shares

Expires 2011-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000769993-11-000624 · johnson420111026co_ex.xml · nonDerivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Reflects a weighted average sale price of $106.4407 per share, at prices ranging from $106.28 to $106.715 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000769993-11-000624 · johnson420111026co_ex.xml · nonDerivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2001 and scheduled to expire in November 2011.

SEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · derivative · entry 5

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 22,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · nonDerivative · entry 2

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,811

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · nonDerivative · entry 1

SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration.

SEC source: 0000769993-11-000358 · cohen420110225_ex.xml · nonDerivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,230

F1 · price: Reflects a weighted average sale price of $165.1681 per share, at prices ranging from $164.73 to $165.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000769993-11-000342 · cohen420110214_ex.xml · nonDerivative · entry 3

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,230

F3 · price: Reflects a weighted average sale price of $167.3476 per share, at prices ranging from $167.01 to $167.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0000769993-11-000342 · cohen420110214_ex.xml · nonDerivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,039

F2 · price: Reflects a weighted average sale price of $166.6153 per share, at prices ranging from $166.02 to $166.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.