Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 96,283 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · derivative · entry 9 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,727 Underlying: Common Stock, par value $0.01 per share · 96,283 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 274 | $125.00 | $34,250.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 21,750 | $124.64 | $2,711,017.88 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,605 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 74,259 | $123.92 | $9,201,878.24 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,355 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 96,283 | $78.87 | $7,593,840.21 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 27,592 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · derivative · entry 10 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,502 Underlying: Common Stock, par value $0.01 per share · 27,592 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 196 | $125.00 | $24,500.00 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 4 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,163 Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 6,206 | $124.64 | $773,543.77 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,359 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 21,190 | $123.92 | $2,625,780.04 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,565 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 27,592 | $78.87 | $2,176,181.04 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 34,909 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · derivative · entry 8 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,761 Underlying: Common Stock, par value $0.01 per share · 34,909 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 491 | $125.00 | $61,375.00 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,308 Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 7,797 | $124.64 | $971,853.17 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,799 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 26,621 | $123.92 | $3,298,767.84 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,596 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 34,909 | $78.87 | $2,753,272.83 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · derivative · entry 7 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,425 Underlying: Common Stock, par value $0.01 per share · 20,000 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 20,000 | $124.00 | $2,480,002.00 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,584 F2 · price: Reflects a weighted average sale price of $124.0001 per share, at prices ranging from $124.00 to $124.0100 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 20,000 | $78.87 | $1,577,400.00 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| August 23, 2012 Filed Aug 24, 2012 19:02 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 11,780 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000541 · cooper420120823_ex.xml · derivative · entry 4 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 11,780 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2012 Filed Aug 24, 2012 19:02 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
SaleCommon Stock, par value $0.01 per share | 11,780 | $104.35 | $1,229,245.36 |
DisclosureSEC source: 0000769993-12-000541 · cooper420120823_ex.xml · nonDerivative · entry 2 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,914 F2 · price: Reflects a weighted average sale price of $104.3502 per share, at prices ranging from $104.1601 to $104.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2012 Filed Aug 24, 2012 19:02 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
Exercise / conversionCommon Stock, par value $0.01 per share | 11,780 | $78.87 | $929,088.60 |
DisclosureSEC source: 0000769993-12-000541 · cooper420120823_ex.xml · nonDerivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| August 22, 2012 Filed Aug 24, 2012 19:06 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,924 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000543 · rogers420120822_ex.xml · derivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,924 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2012 Filed Aug 24, 2012 19:06 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 9,924 | $106.01 | $1,052,065.07 |
DisclosureSEC source: 0000769993-12-000543 · rogers420120822_ex.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,217 F2 · price: Reflects a weighted average sale price of $106.0122 per share, at prices ranging from $105.85 to $106.215 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2012 Filed Aug 24, 2012 19:06 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,924 | $78.87 | $782,705.88 |
DisclosureSEC source: 0000769993-12-000543 · rogers420120822_ex.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| August 13, 2012 Filed Aug 14, 2012 20:52 UTC |
DAHLBACK CLAESDirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,324 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · derivative · entry 3 DAHLBACK CLAES · CIK 0001249256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 1,324 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2012 Filed Aug 14, 2012 20:52 UTC |
DAHLBACK CLAESDirector
|
SaleCommon Stock, par value $0.01 per share | 1,324 | $103.19 | $136,629.52 |
DisclosureSEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · nonDerivative · entry 2 DAHLBACK CLAES · CIK 0001249256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Reflects a weighted average sale price of $103.1945 per share, at prices ranging from $103.19 to $103.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2012 Filed Aug 14, 2012 20:52 UTC |
DAHLBACK CLAESDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 1,324 | $78.87 | $104,423.88 |
DisclosureSEC source: 0000769993-12-000538 · dahlback420120813_ex.xml · nonDerivative · entry 1 DAHLBACK CLAES · CIK 0001249256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in July 2003 and scheduled to expire in November 2012. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 30,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 16,043 | $100.79 | $1,616,973.97 |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 30,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 19:36 UTC |
JOHNSON JAMES A /DC/Director
|
Exercise / conversionNonqualified stock options (right to buy) · Derivative | 6,000 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000461 · ownershipdoc07262012032628.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,000 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 19:36 UTC |
JOHNSON JAMES A /DC/Director
|
SaleCommon Stock, par value $0.01 per share | 6,000 | $98.72 | $592,346.40 |
DisclosureSEC source: 0000769993-12-000461 · ownershipdoc07262012032628.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Reflects a weighted average sale price of $98.7244 per share, at prices ranging from $98.720 to $98.755 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 19:36 UTC |
JOHNSON JAMES A /DC/Director
|
Exercise / conversionCommon Stock, par value $0.01 per share | 6,000 | $78.87 | $473,220.00 |
DisclosureSEC source: 0000769993-12-000461 · ownershipdoc07262012032628.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 23:43 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,924 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000463 · rogers420120727_ex.xml · derivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,924 Underlying: Common Stock, par value $0.01 per share · 9,924 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 23:43 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 9,924 | $100.00 | $992,400.00 |
DisclosureSEC source: 0000769993-12-000463 · rogers420120727_ex.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,217 Read SEC document |
| July 27, 2012 Filed Jul 27, 2012 23:43 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,924 | $78.87 | $782,705.88 |
DisclosureSEC source: 0000769993-12-000463 · rogers420120727_ex.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:33 UTC |
BRYAN JOHN HDirector
|
GrantRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000100 · bryan420120119_ex.xml · derivative · entry 1 BRYAN JOHN H · CIK 0001180585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,856 Underlying: Common Stock, par value $0.01 per share · 3,383 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:35 UTC |
BURNS M MICHELEDirector
|
GrantRestricted Stock Units · Derivative | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000101 · burns420120119_ex.xml · derivative · entry 1 BURNS M MICHELE · CIK 0001197664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791 Underlying: Common Stock, par value $0.01 per share · 791 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:36 UTC |
DAHLBACK CLAESDirector
|
GrantRestricted Stock Units · Derivative | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000102 · dahlback420120119_ex.xml · derivative · entry 1 DAHLBACK CLAES · CIK 0001249256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433 Underlying: Common Stock, par value $0.01 per share · 3,162 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:38 UTC |
FRIEDMAN STEPHENDirector
|
GrantRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000103 · friedman420120119_ex.xml · derivative · entry 1 FRIEDMAN STEPHEN · CIK 0001029607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,069 Underlying: Common Stock, par value $0.01 per share · 3,383 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:39 UTC |
GEORGE WILLIAM WDirector
|
GrantRestricted Stock Units · Derivative | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000104 · george420120119_ex.xml · derivative · entry 1 GEORGE WILLIAM W · CIK 0001145149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,559 Underlying: Common Stock, par value $0.01 per share · 3,162 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:40 UTC |
JOHNSON JAMES A /DC/Director
|
GrantRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000105 · johnson420120119_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,738 Underlying: Common Stock, par value $0.01 per share · 3,383 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:41 UTC |
JULIBER LOIS DDirector
|
GrantRestricted Stock Units · Derivative | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000106 · juliber420120119_ex.xml · derivative · entry 1 JULIBER LOIS D · CIK 0001127294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,398 Underlying: Common Stock, par value $0.01 per share · 3,162 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:42 UTC |
MITTAL LAKSHMI NDirector
|
GrantRestricted Stock Units · Derivative | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000107 · mittal420120119_ex.xml · derivative · entry 1 MITTAL LAKSHMI N · CIK 0001438783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,541 Underlying: Common Stock, par value $0.01 per share · 3,162 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 16:43 UTC |
SCHIRO JAMES JDirector
|
GrantRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000108 · schiro420120119_ex.xml · derivative · entry 1 SCHIRO JAMES J · CIK 0001217164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,392 Underlying: Common Stock, par value $0.01 per share · 3,383 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:44 UTC |
Spar Debora LDirector
|
GrantRestricted Stock Units · Derivative | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000109 · spar420120119_ex.xml · derivative · entry 1 Spar Debora L · CIK 0001523191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Underlying: Common Stock, par value $0.01 per share · 1,845 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's common stock on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:01 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
GrantYear-End Restricted Stock Units · Derivative | 61,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000111 · blankfein420120201_ex.xml · derivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,702 Underlying: Common Stock, par value $0.01 per share · 61,702 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:02 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
GrantYear-End Restricted Stock Units · Derivative | 12,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000112 · cohen420120201_ex.xml · derivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 Underlying: Common Stock, par value $0.01 per share · 12,693 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:03 UTC |
COHN GARY DDirector · President and COO
|
GrantYear-End Restricted Stock Units · Derivative | 61,702 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000113 · cohn420120119_ex.xml · derivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,702 Underlying: Common Stock, par value $0.01 per share · 61,702 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:04 UTC |
COOPER EDITH WEVP, Global Head of HCM
|
GrantYear-End Restricted Stock Units · Derivative | 14,015 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000114 · cooper420120119_ex.xml · derivative · entry 1 COOPER EDITH W · CIK 0001517276 · EVP, Global Head of HCM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,015 Underlying: Common Stock, par value $0.01 per share · 14,015 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.