Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 15 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 744 | $120.68 | $89,784.51 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 3,927 | $120.31 | $472,455.80 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,386 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 4,520 | $119.18 | $538,685.46 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,313 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 30,000 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · derivative · entry 15 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock, par value $0.01 per share · 30,000 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 2,429 | $120.68 | $293,127.10 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,584 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 12,817 | $120.31 | $1,542,008.14 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,013 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 14,754 | $119.18 | $1,758,355.16 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,830 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 30,000 | $78.87 | $2,366,100.00 |
DisclosureSEC source: 0000769993-12-000627 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,266 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 15 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,533 Underlying: Common Stock, par value $0.01 per share · 4,266 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 345 | $120.68 | $41,633.94 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 1,823 | $120.31 | $219,324.40 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,676 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 2,098 | $119.18 | $250,035.86 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,499 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,266 | $78.87 | $336,459.42 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 22,945 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · derivative · entry 14 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,889 Underlying: Common Stock, par value $0.01 per share · 22,945 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 1,857 | $120.68 | $224,099.23 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,308 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 9,803 | $120.31 | $1,179,395.01 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,165 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 11,285 | $119.18 | $1,344,925.99 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797,968 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 22,945 | $78.87 | $1,809,672.15 |
DisclosureSEC source: 0000769993-12-000629 · ownershipdoc11122012104332.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share · Derivative | 60,408 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · derivative · entry 7 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 60,408 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 42,371 | $119.83 | $5,077,397.43 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,284 F5 · price: Reflects a weighted average sale price of $119.8319 per share, at prices ranging from $119.6500 to $119.9800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 47,629 | $119.32 | $5,683,106.57 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,655 F4 · price: Reflects a weighted average sale price of $119.3203 per share, at prices ranging from $118.6500 to $119.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 24,900 | $119.85 | $2,984,195.28 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,284 F3 · price: Reflects a weighted average sale price of $119.8472 per share, at prices ranging from $119.6800 to $119.9800 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 24,900 | $78.87 | $1,963,863.00 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 35,508 | $119.38 | $4,238,920.18 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,284 F2 · price: Reflects a weighted average sale price of $119.3793 per share, at prices ranging from $118.6800 to $119.6700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 26, 2012 22:25 UTC |
EVANS J. MICHAELVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 35,508 | $78.87 | $2,800,515.96 |
DisclosureSEC source: 0000769993-12-000624 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 EVANS J. MICHAEL · CIK 0001428339 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| October 24, 2012 Filed Oct 26, 2012 15:07 UTC |
GEORGE WILLIAM WDirector
|
GiftCommon Stock, par value $0.01 per share | 2,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000586 · george420121024_ex.xml · nonDerivative · entry 1 GEORGE WILLIAM W · CIK 0001145149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,400 Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
VINIAR DAVID AExecutive Vice President - CFO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 50,751 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000577 · ownershipdoc10152012115008.xml · derivative · entry 5 VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 50,751 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
VINIAR DAVID AExecutive Vice President - CFO
|
SaleCommon Stock, par value $0.01 per share | 50,751 | $123.76 | $6,280,887.93 |
DisclosureSEC source: 0000769993-12-000577 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,599 F2 · price: Reflects a weighted average sale price of $123.7589 per share, at prices ranging from $123.50 to $124.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
VINIAR DAVID AExecutive Vice President - CFO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 50,751 | $78.87 | $4,002,731.37 |
DisclosureSEC source: 0000769993-12-000577 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 18,928 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · derivative · entry 10 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,799 Underlying: Common Stock, par value $0.01 per share · 18,928 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 18,928 | $125.04 | $2,366,745.76 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F4 · price: Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC |
SHERWOOD MICHAEL SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 18,928 | $78.87 | $1,492,851.36 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 13,502 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · derivative · entry 11 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 13,502 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 13,502 | $125.04 | $1,688,281.98 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 6 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,163 F4 · price: Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:24 UTC |
WEINBERG JOHN SVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 13,502 | $78.87 | $1,064,902.74 |
DisclosureSEC source: 0000769993-12-000579 · ownershipdoc10152012115008.xml · nonDerivative · entry 5 WEINBERG JOHN S · CIK 0001029647 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 33,927 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · derivative · entry 9 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,834 Underlying: Common Stock, par value $0.01 per share · 33,927 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 33,927 | $125.04 | $4,242,211.72 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 6 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,308 F4 · price: Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:26 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 33,927 | $78.87 | $2,675,822.49 |
DisclosureSEC source: 0000769993-12-000581 · ownershipdoc10082012043819.xml · nonDerivative · entry 5 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 20,425 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · derivative · entry 8 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock, par value $0.01 per share · 20,425 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
SaleCommon Stock, par value $0.01 per share | 20,425 | $126.17 | $2,577,079.44 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · nonDerivative · entry 4 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,584 F3 · price: Reflects a weighted average sale price of $126.1728 per share, at prices ranging from $126.0600 to $126.2300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:27 UTC |
COHN GARY DDirector · President and COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 20,425 | $78.87 | $1,610,919.75 |
DisclosureSEC source: 0000769993-12-000583 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 COHN GARY D · CIK 0001366945 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,107 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · derivative · entry 5 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 4,107 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 930 | $124.64 | $115,919.39 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,652 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
SaleCommon Stock, par value $0.01 per share | 3,177 | $123.92 | $393,681.13 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,582 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:16 UTC |
SMITH SARAH GPrincipal Accounting Officer
|
Exercise / conversionCommon Stock, par value $0.01 per share | 4,107 | $78.87 | $323,919.09 |
DisclosureSEC source: 0000769993-12-000572 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 18:17 UTC |
GEORGE WILLIAM WDirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 5,705 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000573 · ownershipdoc10152012115008.xml · derivative · entry 3 GEORGE WILLIAM W · CIK 0001145149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 5,705 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 18:17 UTC |
GEORGE WILLIAM WDirector
|
SaleCommon Stock, par value $0.01 per share | 3,631 | $124.03 | $450,334.78 |
DisclosureSEC source: 0000769993-12-000573 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 GEORGE WILLIAM W · CIK 0001145149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,474 F2 · price: Reflects a weighted average sale price of $124.025 per share, at prices ranging from $123.95 to $124.06 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 18:17 UTC |
GEORGE WILLIAM WDirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 5,705 | $78.87 | $449,953.35 |
DisclosureSEC source: 0000769993-12-000573 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 GEORGE WILLIAM W · CIK 0001145149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in January 2003 and scheduled to expire in November 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.