Last 12 months
Inside the activity.
0 purchase rows · 163 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 87 |
| Feb 2026 | 0 | 46 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 161,052 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · derivative · entry 11 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,052 Underlying: Common Stock, par value $0.01 per share · 161,052 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 3,763 | $238.29 | $896,695.43 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 4 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,654 F4 · price: Reflects a weighted average sale price of $238.2927 per share, at prices ranging from $238.15 to $238.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
SaleCommon Stock, par value $0.01 per share | 6,553 | $237.83 | $1,558,488.19 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 3 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,417 F3 · price: Reflects a weighted average sale price of $237.8282 per share, at prices ranging from $237.15 to $238.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Tax withholdingCommon Stock, par value $0.01 per share | 150,736 | $238.78 | $35,992,742.08 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 2 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,970 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 18:48 UTC |
BLANKFEIN LLOYD CDirector · Chairman of the Board and CEO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 161,052 | $204.16 | $32,880,376.32 |
DisclosureSEC source: 0000769993-17-000745 · ownershipdoc11132017034104.xml · nonDerivative · entry 1 BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC |
GNODDE RICHARD JVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,920 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · derivative · entry 7 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,920 Underlying: Common Stock, par value $0.01 per share · 36,920 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC |
GNODDE RICHARD JVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 2,837 | $238.68 | $677,143.67 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC |
GNODDE RICHARD JVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 34,083 | $238.78 | $8,138,338.74 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,990 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC |
GNODDE RICHARD JVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 36,920 | $204.16 | $7,537,587.20 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:09 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 35,786 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000749 · ownershipdoc11202017044716.xml · derivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,786 Underlying: Common Stock, par value $0.01 per share · 35,786 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:09 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
SaleCommon Stock, par value $0.01 per share | 2,292 | $238.68 | $547,061.44 |
DisclosureSEC source: 0000769993-17-000749 · ownershipdoc11202017044716.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,047 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:09 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Tax withholdingCommon Stock, par value $0.01 per share | 33,494 | $238.78 | $7,997,697.32 |
DisclosureSEC source: 0000769993-17-000749 · ownershipdoc11202017044716.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,339 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:09 UTC |
PALM GREGORY KExecutive VP - General Counsel
|
Exercise / conversionCommon Stock, par value $0.01 per share | 35,786 | $204.16 | $7,306,069.76 |
DisclosureSEC source: 0000769993-17-000749 · ownershipdoc11202017044716.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:14 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 47,282 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · derivative · entry 10 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,282 Underlying: Common Stock, par value $0.01 per share · 47,282 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:14 UTC |
SOLOMON DAVID MPresident and Co-COO
|
SaleCommon Stock, par value $0.01 per share | 3,028 | $238.68 | $722,732.12 |
DisclosureSEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 3 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,594 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:14 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 44,254 | $238.78 | $10,566,970.12 |
DisclosureSEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 2 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,622 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:14 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 47,282 | $204.16 | $9,653,093.12 |
DisclosureSEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 1 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 19:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
SaleCommon Stock, par value $0.01 per share | 2,400 | $238.49 | $572,385.12 |
DisclosureSEC source: 0000769993-17-000733 · ownershipdoc11132017034104.xml · nonDerivative · entry 1 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,760 F1 · price: Reflects a weighted average sale price of $238.4938 per share, at prices ranging from $238.44 to $238.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:00 UTC |
VINIAR DAVID ADirector
|
GiftCommon Stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000705 · ownershipdoc11012017093750.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,925 Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 18:02 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000686 · ownershipdoc10182017030515.xml · derivative · entry 6 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 100,000 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 18:02 UTC |
VINIAR DAVID ADirector
|
SaleCommon Stock, par value $0.01 per share | 7,393 | $245.18 | $1,812,617.22 |
DisclosureSEC source: 0000769993-17-000686 · ownershipdoc10182017030515.xml · nonDerivative · entry 3 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,925 F3 · price: Reflects a weighted average sale price of $245.1802 per share, at prices ranging from $245.161 to $245.184 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 18:02 UTC |
VINIAR DAVID ADirector
|
Tax withholdingCommon Stock, par value $0.01 per share | 92,607 | $245.19 | $22,706,273.29 |
DisclosureSEC source: 0000769993-17-000686 · ownershipdoc10182017030515.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,318 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 18:02 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 100,000 | $204.16 | $20,416,000.00 |
DisclosureSEC source: 0000769993-17-000686 · ownershipdoc10182017030515.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 18:00 UTC |
SCHWARTZ HARVEY MPresident and Co-COO
|
SaleCommon Stock, par value $0.01 per share | 25,000 | $245.00 | $6,125,000.00 |
DisclosureSEC source: 0000769993-17-000685 · ownershipdoc10182017030515.xml · nonDerivative · entry 1 SCHWARTZ HARVEY M · CIK 0001566418 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,547 F1 · price: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC |
GNODDE RICHARD JVice Chairman
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,920 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · derivative · entry 4 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,840 Underlying: Common Stock, par value $0.01 per share · 36,920 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC |
GNODDE RICHARD JVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 4,951 | $239.95 | $1,187,993.44 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 F3 · price: Reflects a weighted average sale price of $239.9502 per share, at prices ranging from $239.94 to $239.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC |
GNODDE RICHARD JVice Chairman
|
Tax withholdingCommon Stock, par value $0.01 per share | 31,969 | $240.00 | $7,672,560.00 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,104 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC |
GNODDE RICHARD JVice Chairman
|
Exercise / conversionCommon Stock, par value $0.01 per share | 36,920 | $204.16 | $7,537,587.20 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 18:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
GiftCommon Stock, par value $0.01 per share | 4,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000651 · ownershipdoc08242017105101.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,671 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 18:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
GiftCommon Stock, par value $0.01 per share | 8,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000648 · ownershipdoc08242017105101.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,144 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 18:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 3,336 | $235.02 | $784,021.72 |
DisclosureSEC source: 0000769993-17-000612 · ownershipdoc08072017104551.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,233 F1 · price: Reflects a weighted average sale price of $235.0185 per share, at prices ranging from $235.00 to $235.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 18:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 14,349 | $235.02 | $3,372,280.46 |
DisclosureSEC source: 0000769993-17-000612 · ownershipdoc08072017104551.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,109 F1 · price: Reflects a weighted average sale price of $235.0185 per share, at prices ranging from $235.00 to $235.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 18:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
SaleCommon Stock, par value $0.01 per share | 3,260 | $231.59 | $754,997.42 |
DisclosureSEC source: 0000769993-17-000610 · ownershipdoc08072017104551.xml · nonDerivative · entry 1 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,160 F1 · price: Reflects a weighted average sale price of $231.5943 per share, at prices ranging from $231.58 to $231.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:59 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000601 · ownershipdoc07312017111844.xml · derivative · entry 6 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock, par value $0.01 per share · 100,000 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:59 UTC |
VINIAR DAVID ADirector
|
SaleCommon Stock, par value $0.01 per share | 4,590 | $227.79 | $1,045,562.07 |
DisclosureSEC source: 0000769993-17-000601 · ownershipdoc07312017111844.xml · nonDerivative · entry 3 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,925 F3 · price: Reflects a weighted average sale price of $227.7913 per share, at prices ranging from $227.78 to $227.825 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:59 UTC |
VINIAR DAVID ADirector
|
Tax withholdingCommon Stock, par value $0.01 per share | 95,410 | $227.84 | $21,737,737.35 |
DisclosureSEC source: 0000769993-17-000601 · ownershipdoc07312017111844.xml · nonDerivative · entry 2 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,515 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:59 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionCommon Stock, par value $0.01 per share | 100,000 | $204.16 | $20,416,000.00 |
DisclosureSEC source: 0000769993-17-000601 · ownershipdoc07312017111844.xml · nonDerivative · entry 1 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 94,564 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · derivative · entry 7 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,564 Underlying: Common Stock, par value $0.01 per share · 94,564 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
SaleCommon Stock, par value $0.01 per share | 7,954 | $252.18 | $2,005,838.92 |
DisclosureSEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 3 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,594 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Tax withholdingCommon Stock, par value $0.01 per share | 86,610 | $252.17 | $21,840,443.70 |
DisclosureSEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 2 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,548 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:00 UTC |
SOLOMON DAVID MPresident and Co-COO
|
Exercise / conversionCommon Stock, par value $0.01 per share | 94,564 | $204.16 | $19,306,186.24 |
DisclosureSEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 1 SOLOMON DAVID M · CIK 0001693709 · President and Co-COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:01 UTC |
SALAME PABLO JVice Chairman
|
SaleCommon Stock, par value $0.01 per share | 10,000 | $251.80 | $2,518,039.00 |
DisclosureSEC source: 0000769993-17-000426 · ownershipdoc02212017091851.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,614 F1 · price: Reflects a weighted average sale price of $251.8039 per share, at prices ranging from $251.65 to $252.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 18,500 | $0.00 Strike: $78.78 | $0.00 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · derivative · entry 5 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,864 Underlying: Common Stock, par value $0.01 per share · 18,500 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
SaleCommon Stock, par value $0.01 per share | 5,599 | $250.16 | $1,400,648.64 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 3 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,635 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Tax withholdingCommon Stock, par value $0.01 per share | 12,901 | $250.20 | $3,227,830.20 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 2 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,234 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:00 UTC |
COHEN ALAN MEVP, Global Head of Compliance
|
Exercise / conversionCommon Stock, par value $0.01 per share | 18,500 | $78.78 | $1,457,430.00 |
DisclosureSEC source: 0000769993-17-000422 · ownershipdoc02142017102216.xml · nonDerivative · entry 1 COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 19:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 12,225 | $250.06 | $3,056,987.17 |
DisclosureSEC source: 0000769993-17-000420 · ownershipdoc02142017102216.xml · nonDerivative · entry 3 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,569 F2 · price: Reflects a weighted average sale price of $250.0603 per share, at prices ranging from $250.00 to $250.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 19:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 20,000 | $250.06 | $5,001,206.00 |
DisclosureSEC source: 0000769993-17-000420 · ownershipdoc02142017102216.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,458 F2 · price: Reflects a weighted average sale price of $250.0603 per share, at prices ranging from $250.00 to $250.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 19:00 UTC |
ROGERS JOHN F.W.EVP-Chief of Staff & Secretary
|
SaleCommon Stock, par value $0.01 per share | 100 | $250.00 | $25,000.00 |
DisclosureSEC source: 0000769993-17-000420 · ownershipdoc02142017102216.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,794 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:00 UTC |
VINIAR DAVID ADirector
|
Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 70,380 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000413 · ownershipdoc02142017102216.xml · derivative · entry 6 VINIAR DAVID A · CIK 0001090352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $0.01 per share · 70,380 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.