Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman | February 01, 2018 | February 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date February 01, 2018 · Filed February 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 181,833 |
Reported balance
After 2018-02-01 transaction · row 1
1 source rowRow 1 · 2018-02-01 · Sale · Disposed 10,000 · Balance 181,833 F1: Reflects a weighted average sale price of $270.4214 per share, at prices ranging from $270.16 to $270.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 39,614 |
Reported balance
Holding disclosure · report date 2018-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,614 F2: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $270.4214 per share, at prices ranging from $270.16 to $270.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 2, 2018 19:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $270.42 | $2,704,214.00 |
DisclosureSEC source: 0000769993-18-000155 · ownershipdoc01292018065120.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,833 F1 · price: Reflects a weighted average sale price of $270.4214 per share, at prices ranging from $270.16 to $270.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:37 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 18,779 | $250.97 | $4,712,965.63 |
DisclosureSEC source: 0000769993-18-000047 · ownershipdoc01172018030621.xml · nonDerivative · entry 2 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,833 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the grant of Restricted Shares described in footnote 1 above. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:37 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 35,284 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000047 · ownershipdoc01172018030621.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,612 F1 · shares: These shares of the Issuer's common stock ("Restricted Shares") represent the equity-based component of the Reporting Person's 2017 year-end compensation. The Restricted Shares generally cannot be sold or transferred before January 2023. The Restricted Shares are also subject to a non-competition covenant which will lapse in three approximately equal installments on or about each of December 31, 2018, 2019 and 2020, subject to other terms and conditions of the award agreement. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 66,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000801 · ownershipdoc12262017044029.xml · derivative · entry 4 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 66,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 36,884 | $255.95 | $9,440,459.80 |
DisclosureSEC source: 0000769993-17-000801 · ownershipdoc12262017044029.xml · nonDerivative · entry 2 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,328 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 66,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000801 · ownershipdoc12262017044029.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $251.80 | $2,518,039.00 |
DisclosureSEC source: 0000769993-17-000426 · ownershipdoc02212017091851.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,614 F1 · price: Reflects a weighted average sale price of $251.8039 per share, at prices ranging from $251.65 to $252.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 16,185 | $240.19 | $3,887,397.46 |
DisclosureSEC source: 0000769993-17-000284 · ownershipdoc02062017093716.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,133 F1 · price: Reflects a weighted average sale price of $240.1852 per share, at prices ranging from $240.00 to $240.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 78,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000135 · ownershipdoc01172017103431.xml · derivative · entry 4 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 78,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 41,966 | $232.67 | $9,764,229.22 |
DisclosureSEC source: 0000769993-17-000135 · ownershipdoc01172017103431.xml · nonDerivative · entry 2 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,318 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 78,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000135 · ownershipdoc01172017103431.xml · nonDerivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 42,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000062 · ownershipdoc01092017081953.xml · derivative · entry 1 SALAME PABLO J · CIK 0001693738 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,782 Underlying: Common Stock, par value $0.01 per share · 42,782 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.