Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman | January 23, 2018 | January 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 23, 2018 · Filed January 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 223,067 |
Ending reported balance
After 2018-01-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-23 · Exercise / conversion · Acquired 45,625 · Balance 240,778 F1: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. Row 2 · 2018-01-23 · Tax withholding · Disposed 17,711 · Balance 223,067 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-01-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-23 · Exercise / conversion · Disposed 45,625 · Balance 0 F1: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2018 Filed Jan 25, 2018 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 45,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-18-000114 · ownershipdoc01222018092904.xml · derivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 45,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. F1 · price: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. F1 · derivative.exercise_date: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. F1 · derivative.expiration_date: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 17,711 | $261.52 | $4,631,780.72 |
DisclosureSEC source: 0000769993-18-000114 · ownershipdoc01222018092904.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,067 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 45,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-18-000114 · ownershipdoc01222018092904.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2018, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantFixed Allowance Restricted Stock Units · Derivative | 11,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000034 · ownershipdoc01172018030621.xml · derivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,974 Underlying: Common Stock, par value $0.01 per share · 11,974 shares Expires not disclosed F2 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2017 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2023. F2 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2017 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2023. F2 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2017 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2023. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 37,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000034 · ownershipdoc01172018030621.xml · derivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,985 Underlying: Common Stock, par value $0.01 per share · 37,985 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2017 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2023; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until one year after the applicable delivery date. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2017 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2023; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until one year after the applicable delivery date. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2017 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2023; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until one year after the applicable delivery date. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,920 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · derivative · entry 8 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,920 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,881 | $239.28 | $689,373.17 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 6 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 34,039 | $239.42 | $8,149,617.38 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 5 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,034 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,920 | $204.16 | $7,537,587.20 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 4 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,920 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · derivative · entry 7 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,920 Underlying: Common Stock, par value $0.01 per share · 36,920 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,837 | $238.68 | $677,143.67 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 34,083 | $238.78 | $8,138,338.74 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,990 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 19:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,920 | $204.16 | $7,537,587.20 |
DisclosureSEC source: 0000769993-17-000747 · ownershipdoc11132017034104.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 36,920 | $0.00 Strike: $204.16 | $0.00 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · derivative · entry 4 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,840 Underlying: Common Stock, par value $0.01 per share · 36,920 shares Expires 2017-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,951 | $239.95 | $1,187,993.44 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 F3 · price: Reflects a weighted average sale price of $239.9502 per share, at prices ranging from $239.94 to $239.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 31,969 | $240.00 | $7,672,560.00 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,104 F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,920 | $204.16 | $7,537,587.20 |
DisclosureSEC source: 0000769993-17-000677 · ownershipdoc10182017030515.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 44,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000133 · ownershipdoc01172017103431.xml · derivative · entry 3 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 44,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 17,101 | $232.67 | $3,978,889.67 |
DisclosureSEC source: 0000769993-17-000133 · ownershipdoc01172017103431.xml · nonDerivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,153 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 44,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000133 · ownershipdoc01172017103431.xml · nonDerivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantFixed Allowance Restricted Stock Units · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000060 · ownershipdoc01092017081953.xml · derivative · entry 2 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890 Underlying: Common Stock, par value $0.01 per share · 3,890 shares Expires not disclosed F2 · derivative.exercise_price: The shares of common stock underlying these 2016 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F2 · derivative.exercise_date: The shares of common stock underlying these 2016 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. F2 · derivative.expiration_date: The shares of common stock underlying these 2016 fixed allowance RSUs will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 38,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000060 · ownershipdoc01092017081953.xml · derivative · entry 1 GNODDE RICHARD J · CIK 0001693741 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,892 Underlying: Common Stock, par value $0.01 per share · 38,892 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2016 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2022; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until approximately six months after the applicable delivery date. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2016 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2022; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until approximately six months after the applicable delivery date. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2016 year-end Restricted Stock Units ("RSUs") will be delivered in five approximately equal installments on or about each of the third through seventh anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs prior to the fifth anniversary of grant generally cannot be sold or transferred before January 2022; the remaining shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred until approximately six months after the applicable delivery date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.