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GOLDMAN SACHS GROUP INC

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Tapewire entity
2819
SEC CIK
0000886982
Parsed reports
1,317

Last 12 months

Inside the activity.

0 purchase rows · 163 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026087
Feb 2026046
Mar 202600
Apr 202604
May 2026020
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 10,000 $410.25 $4,102,500.00
Disclosure

SEC source: 0001209191-21-063856 · doc4.xml · nonDerivative · entry 1

SCHERR STEPHEN M · CIK 0001754390 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,786

F1 · price: Reflects a weighted average sale price of $410.25 per share, at prices ranging from $410.00 to $410.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 400 $410.68 $164,272.00
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 6

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,693

F7 · price: Reflects a weighted average sale price of $410.68 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 3,622 $409.72 $1,484,005.84
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,093

F6 · price: Reflects a weighted average sale price of $409.72 per share, at prices ranging from $409.31 to $410.16 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

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November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 2,978 $408.70 $1,217,108.60
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 4

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 76,715

F4 · price: Reflects a weighted average sale price of $408.70 per share, at prices ranging from $408.16 to $409.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 600 $410.69 $246,414.00
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,425

F3 · price: Reflects a weighted average sale price of $410.69 per share, at prices ranging from $410.60 to $410.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 3,773 $409.88 $1,546,477.24
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,025

F2 · price: Reflects a weighted average sale price of $409.88 per share, at prices ranging from $409.57 to $410.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:30 UTC SaleCommon Stock, par value $0.01 per share 5,627 $409.03 $2,301,611.81
Disclosure

SEC source: 0001209191-21-063857 · doc4.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,798

F1 · price: Reflects a weighted average sale price of $409.03 per share, at prices ranging from $408.56 to $409.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 13:04 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
GrantPerformance-based Restricted Stock Units · Derivative 73,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061322 · doc4.xml · derivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,264

Underlying: Common Stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On October 21, 2021, the Reporting Person was awarded 73,264 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.exercise_date: On October 21, 2021, the Reporting Person was awarded 73,264 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.expiration_date: On October 21, 2021, the Reporting Person was awarded 73,264 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.underlying_shares: On October 21, 2021, the Reporting Person was awarded 73,264 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 13:05 UTC
WALDRON JOHN E.President and COO
GrantPerformance-based Restricted Stock Units · Derivative 48,843 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061323 · doc4.xml · derivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,843

Underlying: Common Stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.exercise_date: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.expiration_date: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

F1 · derivative.underlying_shares: On October 21, 2021, the Reporting Person was awarded 48,843 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the fifth anniversary of grant, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061148 · doc4.xml · derivative · entry 1

Winkelman Marius O · CIK 0001627431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 per share · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061149 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 per share · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:33 UTC GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061151 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 per share · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:31 UTC GrantRestricted Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061150 · doc4.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Common Stock, par value $0.01 per share · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:31 UTC GrantRestricted Stock Units · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061152 · doc4.xml · derivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock, par value $0.01 per share · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 400 $416.11 $166,444.00
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 7

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,631

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F8 · price: Reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 2,601 $414.91 $1,079,180.91
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 6

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,031

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F7 · price: Reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 2,956 $413.99 $1,223,754.44
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 5

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,632

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F6 · price: Reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 7,509 $412.93 $3,100,691.37
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 4

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,588

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F5 · price: Reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 3,094 $412.09 $1,275,006.46
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,097

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 2,003 $410.82 $822,872.46
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,191

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F3 · price: Reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:34 UTC
WALDRON JOHN E.President and COO
SaleCommon Stock, par value $0.01 per share 1,437 $409.48 $588,422.76
Disclosure

SEC source: 0001209191-21-051633 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,194

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F2 · price: Reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 738 $403.75 $297,967.50
Disclosure

SEC source: 0001209191-21-050849 · doc4.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,425

F3 · price: Reflects a weighted average sale price of $403.75 per share, at prices ranging from $403.51 to $403.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 3,719 $403.04 $1,498,905.76
Disclosure

SEC source: 0001209191-21-050849 · doc4.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,163

F2 · price: Reflects a weighted average sale price of $403.04 per share, at prices ranging from $402.48 to $403.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 5,543 $401.96 $2,228,064.28
Disclosure

SEC source: 0001209191-21-050849 · doc4.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,882

F1 · price: Reflects a weighted average sale price of $401.96 per share, at prices ranging from $401.47 to $402.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 1,900 $376.19 $714,761.00
Disclosure

SEC source: 0001209191-21-049067 · doc4.xml · nonDerivative · entry 3

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,693

F3 · price: Reflects a weighted average sale price of $376.19 per share, at prices ranging from $376.02 to $376.635 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 3,164 $375.45 $1,187,923.80
Disclosure

SEC source: 0001209191-21-049067 · doc4.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 81,593

F1 · price: Reflects a weighted average sale price of $375.45 per share, at prices ranging from $375.00 to $375.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046927 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock, par value $0.01 per share · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046928 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock, par value $0.01 per share · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046929 · doc4.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346

Underlying: Common Stock, par value $0.01 per share · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 736 $377.49 $277,832.64
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 6

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,899

F7 · price: Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 1,159 $376.75 $436,653.25
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 5

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,635

F6 · price: Reflects a weighted average sale price of $376.75 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 1,805 $375.78 $678,282.90
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,794

F4 · price: Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 2,016 $377.49 $761,019.84
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,238

F3 · price: Reflects a weighted average sale price of $377.49 per share, at prices ranging from $377.30 to $377.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 3,063 $376.76 $1,154,015.88
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,254

F2 · price: Reflects a weighted average sale price of $376.76 per share, at prices ranging from $376.25 to $377.23 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
SaleCommon Stock, par value $0.01 per share 4,921 $375.78 $1,849,213.38
Disclosure

SEC source: 0001209191-21-046931 · doc4.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,317

F1 · price: Reflects a weighted average sale price of $375.78 per share, at prices ranging from $375.25 to $376.24 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046932 · doc4.xml · derivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock, par value $0.01 per share · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:31 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 530 $378.12 $200,403.60
Disclosure

SEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,136

F4 · price: Reflects a weighted average sale price of $378.12 per share, at prices ranging from $377.94 to $378.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:31 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 1,136 $377.39 $428,715.04
Disclosure

SEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 3

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,666

F3 · price: Reflects a weighted average sale price of $377.39 per share, at prices ranging from $376.94 to $377.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:31 UTC
LEE BRIAN JChief Risk Officer
SaleCommon Stock, par value $0.01 per share 4,574 $376.34 $1,721,379.16
Disclosure

SEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,802

F1 · price: Reflects a weighted average sale price of $376.34 per share, at prices ranging from $375.94 to $376.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:31 UTC GrantRestricted Stock Units · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046934 · doc4.xml · derivative · entry 1

Winkelman Marius O · CIK 0001627431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock, par value $0.01 per share · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:30 UTC SaleCommon Stock, par value $0.01 per share 5,000 $372.46 $1,862,300.00
Disclosure

SEC source: 0001209191-21-032055 · doc4.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,425

F1 · price: Reflects a weighted average sale price of $372.46 per share, at prices ranging from $372.06 to $372.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
Exercise / conversionPerformance-based Restricted Stock Units · Derivative 40,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029302 · doc4.xml · derivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 40,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

F1 · price: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

F1 · derivative.exercise_date: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

F1 · derivative.expiration_date: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
Tax withholdingCommon Stock, par value $0.01 per share 21,320 $348.11 $7,421,705.20
Disclosure

SEC source: 0001209191-21-029302 · doc4.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,238

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:30 UTC
SOLOMON DAVID MDirector · Chairman of the Board and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 40,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029302 · doc4.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

F1 · price: On April 29, 2021, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2018 in connection with 2017 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2023.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026958 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026959 · doc4.xml · derivative · entry 1

Winkelman Marius O · CIK 0001627431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026961 · doc4.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279

Underlying: Common Stock, par value $0.01 per share · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026960 · doc4.xml · derivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:30 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026962 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's Annual Retainer and Chair Fee are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:02 UTC SaleCommon Stock, par value $0.01 per share 6,811 $313.14 $2,132,796.54
Disclosure

SEC source: 0000899243-21-007399 · doc4.xml · nonDerivative · entry 3

SCHERR STEPHEN M · CIK 0001754390 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,786

F1 · kind: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

F4 · price: Reflects a weighted average sale price of $313.14 per share, at prices ranging from $312.95 to $313.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.