Last 12 months
Inside the activity.
26 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 8 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 6 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Dec 23, 2020 02:56 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries C Cumulative Preferred Shares | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001271163-20-000080 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 100,000 F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 18, 2020 Filed Dec 23, 2020 02:56 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseSeries C Cumulative Preferred Shares | 125,000 | $20.00 | $2,500,000.00 |
DisclosureSEC source: 0001271163-20-000080 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:08 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,000 | $11.29 | $56,443.00 |
DisclosureSEC source: 0001271163-20-000074 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,384.46 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 19, 2020 Filed Nov 24, 2020 02:54 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $11.29 | $11,294.80 |
DisclosureSEC source: 0001271163-20-000070 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,384.46 F4 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 10:17 UTC |
Jonas Jeffrey J. JrDirector
|
PurchaseCommon Shares, Par Value $0.001 | 2,000 | $10.76 | $21,520.00 |
DisclosureSEC source: 0001271163-20-000054 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,667 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:58 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 500 | $10.08 | $5,039.45 |
DisclosureSEC source: 0001271163-20-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,037.66 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| March 10, 2020 Filed Aug 10, 2020 17:16 UTC Amendment |
GABELLI MARIO JDirector · Control Person of Adviser
|
OtherCommon Shares, Par Value $0.001 | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001271163-20-000051 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,537.66 F1 · kind: The previously reported transaction of a purchase of 500 GRX common shares at $10.0739 on 3/10/20 was cancelled after the Form 4 was filed and should not be included in the ownership holdings. F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 11:08 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 22,856 | $10.89 | $248,810.42 |
DisclosureSEC source: 0001271163-19-000063 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 17:45 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 20,291 | $10.71 | $217,326.76 |
DisclosureSEC source: 0001271163-19-000061 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,856 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 17:45 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 1,282 | $10.71 | $13,729.71 |
DisclosureSEC source: 0001271163-19-000061 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,147 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:19 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 14,507 | $10.63 | $154,232.62 |
DisclosureSEC source: 0001271163-19-000059 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,429 Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 10:58 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 9,000 | $10.45 | $94,050.90 |
DisclosureSEC source: 0001271163-19-000057 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,936 Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 10:48 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 4,208 | $10.52 | $44,268.16 |
DisclosureSEC source: 0001271163-19-000054 · primary_doc.xml · nonDerivative · entry 2 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,936 Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 10:48 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 4,200 | $10.60 | $44,525.46 |
DisclosureSEC source: 0001271163-19-000054 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,144 Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 09:59 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 2,000 | $10.57 | $21,144.00 |
DisclosureSEC source: 0001271163-19-000052 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,344 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 15:36 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 10,000 | $10.68 | $106,836.00 |
DisclosureSEC source: 0001271163-19-000050 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,344 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 11:27 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 6,173 | $10.41 | $64,230.07 |
DisclosureSEC source: 0001271163-19-000039 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,344 Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 16:37 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 20,000 | $10.50 | $210,000.00 |
DisclosureSEC source: 0001271163-19-000015 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 275,819.67 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:31 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 8,000 | $10.35 | $82,796.00 |
DisclosureSEC source: 0001271163-19-000014 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 252,604.59 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| May 28, 2019 Filed May 30, 2019 18:48 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 7,000 | $10.49 | $73,433.50 |
DisclosureSEC source: 0001271163-19-000008 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 244,604.59 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:10 UTC |
ZIZZA SALVATORE JDirector
|
SaleSeries A Cumulative Preferred Shares | 3,600 | $24.90 | $89,648.28 |
DisclosureSEC source: 0001271163-18-000091 · primary_doc.xml · nonDerivative · entry 1 ZIZZA SALVATORE J · CIK 0000929743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 15:14 UTC |
Jonas Jeffrey J. JrDirector
|
PurchaseCommon Shares, Par Value $0.001 | 2,000 | $10.06 | $20,120.00 |
DisclosureSEC source: 0001271163-17-000036 · primary_doc.xml · nonDerivative · entry 1 Jonas Jeffrey J. Jr · CIK 0001668268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,667 Read SEC document |
| June 08, 2016 Filed Nov 8, 2017 19:40 UTC |
Nakamura KuniDirector
|
PurchaseCommon Shares, Par Value $0.001 | 2,300 | $10.86 | $24,987.89 |
DisclosureSEC source: 0001271163-17-000045 · primary_doc.xml · nonDerivative · entry 1 Nakamura Kuni · CIK 0001396000 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Disclosed balance after: 2,300 F1 · ownership.nature: Mr. Nakamura serves as a trustee to this non-profit foundation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.