GRPN

SEC source: 0001490281-22-000012 · wf-form4a_164324189666842.xml · derivative · entry 1

Deshpande Kedar · CIK 0001898115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · shares: This amended Form 4 is being filed to correct the December 10, 2021 grant amount to reflect an award of 375,000 restricted stock units. The previously reported amount of 738,585 restricted stock units exceeded a calendar year limit imposed by the Groupon, Inc. 2011 Incentive Plan, as amended, by 363,585 restricted stock units. The grant of such excess restricted stock units was null and void. The grant of 375,000 restricted stock units on December 10, 2021 (the "2021 Award") is reported on this amended Form 4. A second grant of 363,585 restricted stock units to the Reporting Person was made on January 24, 2022 (the "2022 Award") and is reported on a separate Form 4. The 2022 Award will vest on the same terms as the 2021 Award set forth in Footnote 3 below.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in twelve substantially equal installments, beginning on March 10, 2022, in each case subject to Mr. Deshpande's continued employment with the Company through each vesting date.

F2 · derivative.underlying_shares: This amended Form 4 is being filed to correct the December 10, 2021 grant amount to reflect an award of 375,000 restricted stock units. The previously reported amount of 738,585 restricted stock units exceeded a calendar year limit imposed by the Groupon, Inc. 2011 Incentive Plan, as amended, by 363,585 restricted stock units. The grant of such excess restricted stock units was null and void. The grant of 375,000 restricted stock units on December 10, 2021 (the "2021 Award") is reported on this amended Form 4. A second grant of 363,585 restricted stock units to the Reporting Person was made on January 24, 2022 (the "2022 Award") and is reported on a separate Form 4. The 2022 Award will vest on the same terms as the 2021 Award set forth in Footnote 3 below.

F2 · balance_after: This amended Form 4 is being filed to correct the December 10, 2021 grant amount to reflect an award of 375,000 restricted stock units. The previously reported amount of 738,585 restricted stock units exceeded a calendar year limit imposed by the Groupon, Inc. 2011 Incentive Plan, as amended, by 363,585 restricted stock units. The grant of such excess restricted stock units was null and void. The grant of 375,000 restricted stock units on December 10, 2021 (the "2021 Award") is reported on this amended Form 4. A second grant of 363,585 restricted stock units to the Reporting Person was made on January 24, 2022 (the "2022 Award") and is reported on a separate Form 4. The 2022 Award will vest on the same terms as the 2021 Award set forth in Footnote 3 below.

SEC source: 0001490281-21-000132 · wf-form4_163839827684751.xml · derivative · entry 1

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,215

Underlying: Common Stock · 12,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The RSUs reported on this line vest on August 15, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

F2 · derivative.expiration_date: The RSUs reported on this line vest on August 15, 2022, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

SEC source: 0001490281-21-000134 · wf-form4_163850023695940.xml · derivative · entry 3

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vest on November 30, 2021, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vest on November 30, 2021, subject to Mr. Schmitz's continued employment with the Company through the vesting date.

SEC source: 0001490281-21-000134 · wf-form4_163850023695940.xml · nonDerivative · entry 2

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,627

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000134 · wf-form4_163850023695940.xml · nonDerivative · entry 1

Schmitz Damien · CIK 0001891808 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000131 · wf-form4_163839825628964.xml · derivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,634

Underlying: Common Stock · 132,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F2 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company through each vesting date.

SEC source: 0001884664-21-000006 · wf-form4_163770424698173.xml · derivative · entry 3

Dvorak Kerrie · CIK 0001884664 · Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Underlying: Common Stock · 1,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 1,026 RSUs reported on this line vest on November 20, 2021 and 513 RSUs will vest on March 20, 2022, in each case subject to Ms. Dvorak's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 1,026 RSUs reported on this line vest on November 20, 2021 and 513 RSUs will vest on March 20, 2022, in each case subject to Ms. Dvorak's continued employment with the Company through each vesting date.

SEC source: 0001884664-21-000006 · wf-form4_163770424698173.xml · nonDerivative · entry 2

Dvorak Kerrie · CIK 0001884664 · Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001884664-21-000006 · wf-form4_163770424698173.xml · nonDerivative · entry 1

Dvorak Kerrie · CIK 0001884664 · Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001884664-21-000004 · wf-form4_163614629023068.xml · derivative · entry 1

Dvorak Kerrie · CIK 0001884664 · Interim CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271

Underlying: Common Stock · 3,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The RSUs reported on this line vest on December 20, 2022, subject to Ms. Dvorak's continued employment with the Company through the vesting date.

F2 · derivative.expiration_date: The RSUs reported on this line vest on December 20, 2022, subject to Ms. Dvorak's continued employment with the Company through the vesting date.

SEC source: 0001490281-21-000118 · wf-form4_163459489390819.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699

Underlying: Common Stock · 867 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

SEC source: 0001490281-21-000116 · wf-form4_163459486347042.xml · derivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

Underlying: Common Stock · 797 shares

Expires not disclosed

F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

SEC source: 0001490281-21-000117 · wf-form4_163459487884104.xml · derivative · entry 1

Wahl Deborah · CIK 0001721714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,443

Underlying: Common Stock · 850 shares

Expires not disclosed

F1 · derivative.exercise_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

SEC source: 0001490281-21-000105 · wf-form4_162992779656461.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,729

Underlying: Common Stock · 4,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in four equal annual installments beginning on August 23, 2020, in each case subject to Ms. Thomas' continued employment with the Company on the vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in four equal annual installments beginning on August 23, 2020, in each case subject to Ms. Thomas' continued employment with the Company on the vesting date.

SEC source: 0001490281-21-000105 · wf-form4_162992779656461.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,302

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000105 · wf-form4_162992779656461.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-047218 · doc4.xml · derivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,832

Underlying: Common Stock · 513 shares

Expires not disclosed

F1 · derivative.exercise_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

SEC source: 0001490281-21-000094 · wf-form4_162672991043528.xml · derivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,425

Underlying: Common Stock · 471 shares

Expires not disclosed

F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.

SEC source: 0001490281-21-000093 · wf-form4_162672989129997.xml · derivative · entry 1

Wahl Deborah · CIK 0001721714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 503 shares

Expires not disclosed

F1 · derivative.exercise_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

F1 · derivative.expiration_date: Ms. Wahl has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Ms. Wahl has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested.

SEC source: 0001490281-21-000091 · wf-form4_162569134655218.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 14,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

F3 · derivative.expiration_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022.

SEC source: 0001490281-21-000091 · wf-form4_162569134655218.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,085

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000091 · wf-form4_162569134655218.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000092 · wf-form4_162569136649225.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 14,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022, subject to her continued employment.

F3 · derivative.expiration_date: Restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022, subject to her continued employment.

SEC source: 0001490281-21-000092 · wf-form4_162569136649225.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,594

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000092 · wf-form4_162569136649225.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-041542 · doc4.xml · nonDerivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,117

F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

SEC source: 0001490281-21-000087 · wf-form4_162396340429451.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,795

F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

SEC source: 0001490281-21-000083 · wf-form4_162396314289171.xml · nonDerivative · entry 1

Vaid Helen · CIK 0001807907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

SEC source: 0001490281-21-000085 · wf-form4_162396328745082.xml · nonDerivative · entry 1

Wahl Deborah · CIK 0001721714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,548

F1 · kind: Restricted stock units ("RSUs") granted on June 15, 2021 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2022. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company.

SEC source: 0001490281-21-000088 · wf-form4_162396347717836.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,572

F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

SEC source: 0001490281-21-000086 · wf-form4_162396334752759.xml · nonDerivative · entry 1

Bass Robert J · CIK 0001552681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,384

F1 · shares: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022.

SEC source: 0001490281-21-000084 · wf-form4_162396323444343.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

F1 · shares: Restricted stock units ("RSUs") granted on June 15, 2021 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2022. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company.

SEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · derivative · entry 3

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,512

Underlying: Common Stock · 4,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vest in four equal installments on June 5 of each year, beginning on June 5, 2020, in each case subject to Mr. Cooper's continued employment with the Company through each vesting date.

SEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · nonDerivative · entry 2

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,411

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000077 · wf-form4_162319229293715.xml · nonDerivative · entry 1

Cooper Aaron Z. · CIK 0001808437 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000076 · wf-form4_162319226931974.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,362

Underlying: Common Stock · 3,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.expiration_date: The restricted stock units reported on this line vest 1/4 annually, starting on June 5, 2020, in each case subject to Mr. Drobny's continued employment as of the vesting date.

SEC source: 0001490281-21-000076 · wf-form4_162319226931974.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,870

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000076 · wf-form4_162319226931974.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · derivative · entry 6

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The RSUs reported on this line vest in two equal installments on June 5, 2021 and June 5, 2022, subject to Mr. Herauf's continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: The RSUs reported on this line vest in two equal installments on June 5, 2021 and June 5, 2022, subject to Mr. Herauf's continued employment with the Company through each vesting date.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · derivative · entry 5

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The RSUs reported on this line vested on June 5, 2021, subject to Mr. Herauf's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The RSUs reported on this line vested on June 5, 2021, subject to Mr. Herauf's continued employment with the Company through each vesting date.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · nonDerivative · entry 4

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,939

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · nonDerivative · entry 3

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · nonDerivative · entry 2

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,271

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000079 · wf-form4_162319233355502.xml · nonDerivative · entry 1

Herauf Jeremy · CIK 0001856332 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000078 · wf-form4_162319231180412.xml · derivative · entry 3

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

Underlying: Common Stock · 949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Ms. Thomas' continued employment as of the vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 annually, starting on June 5, 2020, in each case subject to Ms. Thomas' continued employment as of the vesting date.

SEC source: 0001490281-21-000078 · wf-form4_162319231180412.xml · nonDerivative · entry 2

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,379

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000078 · wf-form4_162319231180412.xml · nonDerivative · entry 1

Thomas Melissa · CIK 0001760333 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001490281-21-000073 · wf-form4_162189166803677.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

Underlying: Common Stock · 2,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 2,923 restricted stock units reported on this line vest on May 20, 2021 and May 20, 2022, respectively; 2,926 restricted stock units reported on this line vest on May 20, 2023, subject, in each case, to Mr. Drobny's continued employment with the Company

F3 · derivative.expiration_date: 2,923 restricted stock units reported on this line vest on May 20, 2021 and May 20, 2022, respectively; 2,926 restricted stock units reported on this line vest on May 20, 2023, subject, in each case, to Mr. Drobny's continued employment with the Company

SEC source: 0001490281-21-000073 · wf-form4_162189166803677.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,820

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

SEC source: 0001490281-21-000073 · wf-form4_162189166803677.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.