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Nasdaq · USD

GRPN

Groupon, Inc.

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5174
SEC CIK
0001490281
Parsed reports
496

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2017 Filed Apr 14, 2017 21:38 UTC
Sullivan JamesChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 46,834 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · derivative · entry 3

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,500

Underlying: Common Stock · 46,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units will vest quarterly in equal increments through January 12, 2018, in each case subject to Mr. Sullivan's continued employment with the Company through each vesting date.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 21:38 UTC
Sullivan JamesChief Product Officer
Tax withholdingCommon Stock 17,601 $3.77 $66,355.77
Disclosure

SEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · nonDerivative · entry 2

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,120

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
April 12, 2017 Filed Apr 14, 2017 21:38 UTC
Sullivan JamesChief Product Officer
Exercise / conversionCommon Stock 46,834 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000046 · wf-form4_149220587278866.xml · nonDerivative · entry 1

Sullivan James · CIK 0001681193 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 18:53 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 53,594 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000045 · wf-form4_149195122148488.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,969

Underlying: Common Stock · 53,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 18:53 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 24,493 $3.74 $91,603.82
Disclosure

SEC source: 0001490281-17-000045 · wf-form4_149195122148488.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,474

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 18:53 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 53,594 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000045 · wf-form4_149195122148488.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:40 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 14,459 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000043 · wf-form4_149134920266588.xml · derivative · entry 3

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,374

Underlying: Common Stock · 14,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:40 UTC
Drobny Dane AGeneral Counsel and Secretary
Tax withholdingCommon Stock 4,497 $3.93 $17,673.21
Disclosure

SEC source: 0001490281-17-000043 · wf-form4_149134920266588.xml · nonDerivative · entry 2

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,373

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:40 UTC
Drobny Dane AGeneral Counsel and Secretary
Exercise / conversionCommon Stock 14,459 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000043 · wf-form4_149134920266588.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 55,153 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · derivative · entry 12

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,456

Underlying: Common Stock · 55,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F6 · derivative.expiration_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 66,338 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · derivative · entry 11

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,163

Underlying: Common Stock · 66,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F5 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 38,038 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · derivative · entry 10

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,114

Underlying: Common Stock · 38,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015; 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 152,152 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · derivative · entry 9

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in equal increments on the last day of last month of each calendar quarter through December 31, 2017, subject to Mr. Williams' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,205 $3.93 $99,055.65
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 8

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,887

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 55,153 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 7

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 30,317 $3.93 $119,145.81
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,939

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,338 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,384 $3.93 $68,319.12
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,918

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 38,038 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,426 $3.93 $44,904.18
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597,264

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:40 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000044 · wf-form4_149134923802005.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 17,736 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 9

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,206

Underlying: Common Stock · 17,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 8

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 5,551 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · derivative · entry 7

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,651

Underlying: Common Stock · 5,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units will vest quarterly in equal installments during calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Stevens' continued employment with the Company through each vesting date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 6,758 $3.93 $26,558.94
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 6

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,141

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 17,736 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 5

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 3,048 $3.93 $11,978.64
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 4

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,163

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 3

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Tax withholdingCommon Stock 2,115 $3.93 $8,311.95
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 2

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,211

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:39 UTC
Stevens BrianCAO & Treasurer
Exercise / conversionCommon Stock 5,551 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000042 · wf-form4_149134917649247.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · derivative · entry 6

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,827

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F4 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

F4 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line will vest in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.

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March 15, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 57,125 $4.00 $228,500.00
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · nonDerivative · entry 4

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,690

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

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March 15, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · nonDerivative · entry 3

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2017 Filed Mar 17, 2017 21:29 UTC OtherCommon Stock 230,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000037 · wf-form4_148978613998262.xml · nonDerivative · entry 2

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,820

F2 · kind: Contribution of shares to the 2016 Grantor Retained Annuity Trust for estate planning purposes.

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March 15, 2017 Filed Mar 17, 2017 21:29 UTC OtherCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000037 · wf-form4_148978613998262.xml · nonDerivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,820

F1 · kind: Contribution of shares to the 2015 Grantor Retained Annuity Trust for estate planning purposes.

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March 14, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · derivative · entry 5

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3 · derivative.exercise_date: The restricted stock units reported on this line vested in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017.

F3 · derivative.expiration_date: The restricted stock units reported on this line vested in equal increments on the 14th day of the last month of each calendar quarter through March 14, 2017.

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March 14, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,372 $3.93 $5,391.96
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · nonDerivative · entry 2

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,815

F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.

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March 14, 2017 Filed Mar 16, 2017 22:59 UTC
Williams RichDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000036 · wf-form4_148970515671251.xml · nonDerivative · entry 1

Williams Rich · CIK 0001641180 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 13, 2017 Filed Mar 15, 2017 22:34 UTC
Stevens BrianCAO & Treasurer
SaleCommon Stock 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001490281-17-000035 · wf-form4_148961724515198.xml · nonDerivative · entry 1

Stevens Brian · CIK 0001557559 · CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,775

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 13, 2017. The price per share for such transactions ranged from $3.98 to $4.02. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 13, 2017. The price per share for such transactions ranged from $3.98 to $4.02. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

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March 02, 2017 Filed Mar 2, 2017 22:13 UTC SaleCommon Stock 75,000 $4.19 $313,905.00
Disclosure

SEC source: 0001209191-17-016786 · doc4.xml · nonDerivative · entry 6

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.

F5 · ownership.nature: The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.

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March 02, 2017 Filed Mar 3, 2017 23:18 UTC
LEFKOFSKY ERIC PDirector · 10% owner
GiftCommon Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001490281-17-000031 · wf-form4_148858309168283.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Green Media LLC

Disclosed balance after: 93,884,994

F1 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F1 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.

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March 01, 2017 Filed Mar 2, 2017 22:13 UTC SaleCommon Stock 112,386 $4.21 $473,515.93
Disclosure

SEC source: 0001209191-17-016786 · doc4.xml · nonDerivative · entry 5

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 75,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.135 to $4.295, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5 · ownership.nature: The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.

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February 28, 2017 Filed Mar 1, 2017 21:16 UTC SaleCommon Stock 93,968 $4.26 $399,862.03
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 8

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 12

Disclosed balance after: 187,386

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.23 to $4.285, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.

F12 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 281,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 6

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 12

Disclosed balance after: 281,354

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F11 · kind: New Enterprise Associates, LLC ("NEA LLC") received 281,354 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on February 27, 2017.

F12 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 20,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 5

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 10

Disclosed balance after: 125,520

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F9 · kind: PDB LLC received 20,641 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on February 27, 2017.

F10 · ownership.nature: The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by PDB LLC in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 67,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 4

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 409,297

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F7 · kind: PJ Barris, LLC received 67,307 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on February 27, 2017.

F8 · ownership.nature: The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 1,535,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 3

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 0

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F6 · kind: NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 1,535,000 shares of Common Stock of the Issuer to its limited partners on February 27, 2017.

F5 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 1,535,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 2

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 1,535,000

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F4 · kind: NEA Partners 12 received 1,535,000 shares of Common Stock of the Issuer in the distribution by NEA 12 on February 27, 2017.

F5 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest.

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February 27, 2017 Filed Mar 1, 2017 21:16 UTC OtherCommon Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015836 · doc4.xml · nonDerivative · entry 1

BARRIS PETER J · CIK 0001005561 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 3

Disclosed balance after: 15,000,000

F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation.

F2 · kind: New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 5,000,000 shares of Common Stock of the Issuer to its general partner and its limited partners on February 27, 2017.

F3 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 12 in which the Reporting Person has no pecuniary interest.

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February 22, 2017 Filed Feb 24, 2017 17:58 UTC
Drobny Dane AGeneral Counsel and Secretary
SaleCommon Stock 37,176 $4.68 $173,983.68
Disclosure

SEC source: 0001490281-17-000030 · wf-form4_148797711948817.xml · nonDerivative · entry 1

Drobny Dane A · CIK 0001492144 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,411

F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 22, 2017. The price per share for such transactions ranged from $4.61 to $4.68. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on February 22, 2017. The price per share for such transactions ranged from $4.61 to $4.68. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.