Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC |
Stevens BrianCAO & Treasurer
|
GrantRestricted Stock Units · Derivative | 93,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · derivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,962 Underlying: Common Stock · 93,962 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 18,792 of the restricted stock units reported on this line will vest on March 15, 2019; 37,585 of the restricted stock units reported on this line will vest on March 15, 2020; 18,792 of the restricted stock units reported on this line will vest on March 15, 2021; and 18,793 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. F4 · derivative.expiration_date: 18,792 of the restricted stock units reported on this line will vest on March 15, 2019; 37,585 of the restricted stock units reported on this line will vest on March 15, 2020; 18,792 of the restricted stock units reported on this line will vest on March 15, 2021; and 18,793 of the restricted stock units reported on this line will vest on March 15, 2022, in each case subject to Mr. Stevens' continued employment with the Company through each vesting date. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 2,751 | $5.20 | $14,305.20 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,751 F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of performance share units. This is not an open market sale of securities. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:36 UTC |
Stevens BrianCAO & Treasurer
|
GrantCommon Stock | 6,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000019 · wf-form4_151864711559833.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,502 F1 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2017, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:32 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,841 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007600 · doc4.xml · derivative · entry 1 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,586 Underlying: Common Stock · 3,841 shares Expires not disclosed F1 · derivative.exercise_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: The Reporting Person has received an exempt award of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The Reporting Person has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:30 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000010 · wf-form4_151786979870192.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,577 Underlying: Common Stock · 3,531 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:31 UTC |
Wahl DeborahDirector
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000012 · wf-form4_151786986537312.xml · nonDerivative · entry 1 Wahl Deborah · CIK 0001721714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,124 F1 · kind: 100% of the restricted stock units granted on February 1, 2018 will vest on June 13, 2018, subject to Ms. Wahl's continued service as a director of the Issuer through the vesting date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:30 UTC |
Leonsis TheodoreDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000011 · wf-form4_151786982599227.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,394 Underlying: Common Stock · 3,764 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:29 UTC |
LEVIN JOSEPHDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000009 · wf-form4_151786975002829.xml · derivative · entry 1 LEVIN JOSEPH · CIK 0001442083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 3,531 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Levin has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Levin has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 23:07 UTC | Exercise / conversionRestricted Stock Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000008 · wf-form4_151726725234786.xml · derivative · entry 3 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,572 Underlying: Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 287,581 of the restricted stock units reported on this line vested on April 25, 2017; 220,000 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2017; and 188,572 of the restricted stock units reported on this line will vest quarterly in four equal installments beginning on July 25, 2018, in each case subject to Mr. Randolfi's continued employment with the Company through each vesting date. Read SEC document |
|
| January 25, 2018 Filed Jan 29, 2018 23:07 UTC | Tax withholdingCommon Stock | 17,031 | $5.54 | $94,351.74 |
DisclosureSEC source: 0001490281-18-000008 · wf-form4_151726725234786.xml · nonDerivative · entry 2 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,986 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
|
| January 25, 2018 Filed Jan 29, 2018 23:07 UTC | Exercise / conversionCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000008 · wf-form4_151726725234786.xml · nonDerivative · entry 1 Randolfi Michael O · CIK 0001543620 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · derivative · entry 3 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018. F3 · derivative.expiration_date: 187,333 of the restricted stock units reported on this line vested on January 12, 2016, and the remainder of the restricted stock units vested quarterly in equal increments through January 12, 2018. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC |
Sullivan JamesChief Product Officer
|
Tax withholdingCommon Stock | 18,762 | $5.11 | $95,873.82 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · nonDerivative · entry 2 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,680 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:08 UTC |
Sullivan JamesChief Product Officer
|
Exercise / conversionCommon Stock | 46,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000005 · wf-form4_151614408337232.xml · nonDerivative · entry 1 Sullivan James · CIK 0001681193 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2018 Filed Jan 9, 2018 18:06 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000004 · wf-form4_151553918353743.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,188 Underlying: Common Stock · 53,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: Twenty-five percent (25%) of the restricted stock units reported on this line vested on July 7, 2015, and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on October 7, 2015, subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| January 07, 2018 Filed Jan 9, 2018 18:06 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 24,921 | $5.23 | $130,336.83 |
DisclosureSEC source: 0001490281-18-000004 · wf-form4_151553918353743.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,281 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 07, 2018 Filed Jan 9, 2018 18:06 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 53,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000004 · wf-form4_151553918353743.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · derivative · entry 6 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: All of the restricted stock units reported on this line vested on January 1, 2018. F4 · derivative.expiration_date: All of the restricted stock units reported on this line vested on January 1, 2018. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 19,840 | $5.10 | $101,184.00 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · nonDerivative · entry 4 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,608 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · nonDerivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · derivative · entry 5 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 6,781 | $5.10 | $34,583.10 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,448 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 18:32 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 14,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000003 · wf-form4_151502232159180.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 55,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · derivative · entry 12 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F6 · derivative.exercise_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017. F6 · derivative.expiration_date: 118,250 of the restricted stock units reported on this line vested on December 31, 2015; 81,700 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 220,609 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · derivative · entry 11 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,149 Underlying: Common Stock · 66,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F5 · derivative.expiration_date: 75,694 of the restricted stock units reported on this line vested on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 of the restricted stock units will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 of the restricted stock units will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 of the restricted stock units vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 38,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · derivative · entry 10 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017. F4 · derivative.expiration_date: 16,624 of the restricted stock units reported on this line vested on December 31, 2015, 68,900 of the restricted stock units vested quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 152,152 of the restricted stock units vested quarterly in equal increments during calendar year 2017, beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · derivative · entry 9 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units reported on this line vested in equal increments on the last day of last month of each calendar quarter through December 31, 2017. F3 · derivative.expiration_date: The restricted stock units reported on this line vested in equal increments on the last day of last month of each calendar quarter through December 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 25,867 | $5.10 | $131,921.70 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 8 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180,674 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 55,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 7 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 31,113 | $5.10 | $158,676.30 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 6 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,151,389 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 66,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 5 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,840 | $5.10 | $90,984.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 4 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,116,164 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 38,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 11,725 | $5.10 | $59,797.50 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095,966 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:31 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000002 · wf-form4_151502224827477.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 9 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. F5 · derivative.expiration_date: 50,874 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 70,942 of the restricted stock units reported on this line vested in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 8 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line vested quarterly in 5 equal installments, beginning on December 31, 2016. F4 · derivative.expiration_date: The restricted stock units reported on this line vested quarterly in 5 equal installments, beginning on December 31, 2016. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · derivative · entry 7 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units vested quarterly in equal installments during calendar year 2017, beginning on March 31, 2017. F3 · derivative.expiration_date: 27,573 of the restricted stock units reported on this line vested on December 31, 2015; 27,170 of the restricted stock units vested quarterly in equal installments during calendar year 2016, beginning on March 31, 2016; and 22,202 of the restricted stock units vested quarterly in equal installments during calendar year 2017, beginning on March 31, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 7,667 | $5.10 | $39,101.70 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 6 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,334 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 17,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 5 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 2,584 | $5.10 | $13,178.40 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 4 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,266 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 3 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Tax withholdingCommon Stock | 1,793 | $5.10 | $9,144.30 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 2 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,850 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:30 UTC |
Stevens BrianCAO & Treasurer
|
Exercise / conversionCommon Stock | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000001 · wf-form4_151502222944114.xml · nonDerivative · entry 1 Stevens Brian · CIK 0001557559 · CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:18 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000152 · wf-form4_151372551707056.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,667 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 10,000 of the restricted stock units reported on this line vested on September 15, 2017; 5,000 of the restricted stock units reported on this line will vest on each of December 15, 2017 and March 15, 2018; 46,487 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2018 and ending on March 15, 2019; and 145,180 of the restricted stock units reported on this line will vest in equal installments quarterly beginning on June 15, 2019 and ending on March 15, 2020; in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:18 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 2,345 | $5.28 | $12,381.60 |
DisclosureSEC source: 0001490281-17-000152 · wf-form4_151372551707056.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,771 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:18 UTC |
Drobny Dane AGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000152 · wf-form4_151372551707056.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:20 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000154 · wf-form4_151372559236839.xml · derivative · entry 3 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,827 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: 500,000 of the restricted stock units reported on this line vested in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 500,000 of the restricted stock units reported on this line vested in four equal quarterly installments beginning on March 15, 2017; 298,675 of the restricted stock units will vest on March 15, 2018; 232,109 of the restricted stock units will vest on March 15, 2019; and 177,043 of the restricted stock units will vest on March 15, 2020, in each case subject to Mr. Williams' continued employment with the Company through each vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:20 UTC |
Williams RichDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 58,625 | $5.28 | $309,540.00 |
DisclosureSEC source: 0001490281-17-000154 · wf-form4_151372559236839.xml · nonDerivative · entry 2 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082,691 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:20 UTC |
Williams RichDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000154 · wf-form4_151372559236839.xml · nonDerivative · entry 1 Williams Rich · CIK 0001641180 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,141,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.