Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionRestricted Stock Units · Derivative | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · derivative · entry 7 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,250 Underlying: Common Stock · 14,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022. F5 · derivative.expiration_date: The restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Tax withholdingCommon Stock | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 6 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,858 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionCommon Stock | 2,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 5 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Tax withholdingCommon Stock | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 4 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 3 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Tax withholdingCommon Stock | 6,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,042 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 21:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionCommon Stock | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000007 · wf-form4_160989910050533.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · derivative · entry 9 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 Underlying: Common Stock · 606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock. F8 · derivative.expiration_date: The performance share units reported on this line were credited effective February 18, 2020 following certification of performance metrics applicable to the one-year performance period ending December 31, 2019. These performance share units vest in three equal, annual installments beginning on January 2, 2021, in each case subject to Ms. Thomas' continuous employment as of the vesting date. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · derivative · entry 8 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Common Stock. F7 · derivative.expiration_date: The performance share units reported on this line were credited effective February 12, 2019 following certification of performance metrics applicable to the one-year performance period ending December 31, 2018. 63 shares vested on January 2, 2021. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · derivative · entry 7 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,250 Underlying: Common Stock · 14,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: Restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022. F5 · derivative.expiration_date: Restricted stock units reported on this line vest in equal installments on January 2, 2021, July 2, 2021, January 2, 2022, and July 2, 2022. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Tax withholdingCommon Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 6 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,408 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionCommon Stock | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 5 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2019, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Tax withholdingCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 4 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,071 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 3 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Settlement of non-derivative performance share units for the one-year performance period ending December 31, 2018, granted under the Groupon, Inc. 2011 Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Tax withholdingCommon Stock | 6,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 2 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,036 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units or performance share units, as applicable. This is not an open market sale of securities. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:16 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionCommon Stock | 14,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000009 · wf-form4_160989934542945.xml · nonDerivative · entry 1 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Tax withholdingRestricted Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · derivative · entry 6 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677 Underlying: Common Stock · 338 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F4 · derivative.exercise_date: The restricted stock units reported on this line will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units reported on this line will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company on the vesting date. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · derivative · entry 5 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.expiration_date: 100% of the restricted stock units reported on this line will vest on January 1, 2021. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Tax withholdingCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · nonDerivative · entry 4 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,028 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Exercise / conversionCommon Stock | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · nonDerivative · entry 3 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Tax withholdingCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · nonDerivative · entry 2 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| January 01, 2021 Filed Jan 6, 2021 02:17 UTC |
Gangadharan ManjunathChief Accounting Officer
|
Exercise / conversionCommon Stock | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000010 · wf-form4_160989942489098.xml · nonDerivative · entry 1 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:50 UTC |
BARRIS PETER JDirector
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 1,701 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000444 · doc4.xml · derivative · entry 4 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F6 · derivative.exercise_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F6 · derivative.expiration_date: Mr. Barris has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Barris has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F5 · derivative.underlying_shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:50 UTC |
BARRIS PETER JDirector
|
GrantCommon Stock | 5,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000444 · doc4.xml · nonDerivative · entry 3 BARRIS PETER J · CIK 0001005561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F4 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. F5 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:30 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 1,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000003 · wf-form4_160979944021199.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 1,562 shares Expires not disclosed F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F7 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F7 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F6 · derivative.underlying_shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:30 UTC |
LEFKOFSKY ERIC PDirector · 10% owner
|
GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000003 · wf-form4_160979944021199.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,756 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F5 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to Mr. Lefkofsky's continued service as a director of the issuer through the vesting date. F6 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:26 UTC |
Vaid HelenDirector
|
GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000002 · wf-form4_160979918997189.xml · nonDerivative · entry 2 Vaid Helen · CIK 0001807907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F3 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:26 UTC |
Vaid HelenDirector
|
GrantCommon Stock | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000002 · wf-form4_160979918997189.xml · nonDerivative · entry 1 Vaid Helen · CIK 0001807907 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631 F1 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units. F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:48 UTC |
Wahl DeborahDirector
|
GrantCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000004 · wf-form4_160980050207686.xml · nonDerivative · entry 2 Wahl Deborah · CIK 0001721714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,509 F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F4 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:48 UTC |
Wahl DeborahDirector
|
GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000004 · wf-form4_160980050207686.xml · nonDerivative · entry 1 Wahl Deborah · CIK 0001721714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,843 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F2 · shares: Represents a grant of restricted stock units on December 30, 2020. Pursuant to a deferral election made under the terms of the Groupon, Inc. Non-Employee Director Compensation Plan, 100% of the RSUs will be converted into an exempt award of Deferred Stock Units ("DSUs") on a 1-for-1 basis upon vesting on June 9, 2021, subject to Ms. Wahl's continuous service as a director through the vesting date. DSUs represent a right to receive shares of Groupon common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of Groupon. F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 18:42 UTC |
A-G Holdings, L.P.Director · See Remarks
Atairos Partners GP, Inc.See Remarks
Atairos Partners, L.P.See Remarks
Atairos Group, Inc.See Remarks
A-G Holdings GP, LLCSee Remarks
Angelakis Michael JDirector · See Remarks
|
GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-000054 · dp143822_4-agholdingslp.xml · nonDerivative · entry 2 A-G Holdings, L.P. · CIK 0001671119 · Director · See Remarks Atairos Partners GP, Inc. · CIK 0001671176 · See Remarks Atairos Partners, L.P. · CIK 0001671185 · See Remarks Atairos Group, Inc. · CIK 0001671122 · See Remarks A-G Holdings GP, LLC · CIK 0001671120 · See Remarks Angelakis Michael J · CIK 0001393014 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,497 F1 · security: The number of shares of reported in this Form 4 has been adjusted to reflect the reverse stock split of the Issuer's Common Stock at a ratio of 1:20, which became effective on June 10, 2020. F3 · shares: In April 2020, the Board of Directors of the Issuer determined to defer the payment of 2020 director compensation under the Issuer's director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F4 · shares: Represents compensation for Mr. Angelakis' service as a director of the Issuer during 2020 in the form of restricted stock units that will vest 100% on June 9, 2021, subject to Mr. Angelakis' continued service as a director of the Issuer through the vesting date. F1 · balance_after: The number of shares of reported in this Form 4 has been adjusted to reflect the reverse stock split of the Issuer's Common Stock at a ratio of 1:20, which became effective on June 10, 2020. F5 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. The reported shares underlie restricted stock units granted to Michael J. Angelakis in his capacity as a director of the Issuer. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole limited partner of A-G Holdings, L.P. and sole member and manager of A-G Holdings GP, LLC, which is the general partner of A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 18:42 UTC |
A-G Holdings, L.P.Director · See Remarks
Atairos Partners GP, Inc.See Remarks
Atairos Partners, L.P.See Remarks
Atairos Group, Inc.See Remarks
A-G Holdings GP, LLCSee Remarks
Angelakis Michael JDirector · See Remarks
|
GrantCommon Stock | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-000054 · dp143822_4-agholdingslp.xml · nonDerivative · entry 1 A-G Holdings, L.P. · CIK 0001671119 · Director · See Remarks Atairos Partners GP, Inc. · CIK 0001671176 · See Remarks Atairos Partners, L.P. · CIK 0001671185 · See Remarks Atairos Group, Inc. · CIK 0001671122 · See Remarks A-G Holdings GP, LLC · CIK 0001671120 · See Remarks Angelakis Michael J · CIK 0001393014 · Director · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,638 F1 · security: The number of shares of reported in this Form 4 has been adjusted to reflect the reverse stock split of the Issuer's Common Stock at a ratio of 1:20, which became effective on June 10, 2020. F2 · shares: Represents compensation for Mr. Angelakis' service as a director of the Issuer during 2020 in the form of fully vested restricted stock units. F3 · shares: In April 2020, the Board of Directors of the Issuer determined to defer the payment of 2020 director compensation under the Issuer's director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F1 · balance_after: The number of shares of reported in this Form 4 has been adjusted to reflect the reverse stock split of the Issuer's Common Stock at a ratio of 1:20, which became effective on June 10, 2020. F5 · ownership.nature: This Form 4 is being filed by more than one Reporting Person. The reported shares underlie restricted stock units granted to Michael J. Angelakis in his capacity as a director of the Issuer. Mr. Angelakis directly or indirectly controls a majority of the voting power of Atairos Partners GP, Inc. Atairos Partners GP, Inc. is the general partner of Atairos Partners, L.P., which is the sole voting shareholder of Atairos Group, Inc. Atairos Group, Inc. is the sole limited partner of A-G Holdings, L.P. and sole member and manager of A-G Holdings GP, LLC, which is the general partner of A-G Holdings, L.P. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:50 UTC |
Bass Robert JDirector
|
GrantCommon Stock | 1,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000006 · wf-form4_160980063966371.xml · nonDerivative · entry 2 Bass Robert J · CIK 0001552681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,884 F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F4 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:50 UTC |
Bass Robert JDirector
|
GrantCommon Stock | 5,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000006 · wf-form4_160980063966371.xml · nonDerivative · entry 1 Bass Robert J · CIK 0001552681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,010 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F2 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:49 UTC |
Mosley ValerieDirector
|
GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000005 · wf-form4_160980058599697.xml · nonDerivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F3 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:49 UTC |
Mosley ValerieDirector
|
GrantCommon Stock | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000005 · wf-form4_160980058599697.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631 F1 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units. F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:21 UTC |
Leonsis TheodoreDirector
|
GrantCommon Stock | 5,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000001 · wf-form4_160979887612918.xml · nonDerivative · entry 2 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,302 F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F4 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:21 UTC |
Leonsis TheodoreDirector
|
GrantCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000001 · wf-form4_160979887612918.xml · nonDerivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,165 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F2 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units. F3 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 18:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionRestricted Stock Units · Derivative | 15,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000132 · wf-form4_160867878707927.xml · derivative · entry 4 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,772 Underlying: Common Stock · 15,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 15,593 restricted stock units reported on this line vested on December 20, 2020; 2,923 restricted stock units reported on this line vest on May 20, 2021 and May 20, 2022, respectively; 2,926 restricted stock units reported on this line vest on May 20, 2023, subject, in each case, to Mr. Drobny's continued employment with the Company F5 · derivative.expiration_date: 15,593 restricted stock units reported on this line vested on December 20, 2020; 2,923 restricted stock units reported on this line vest on May 20, 2021 and May 20, 2022, respectively; 2,926 restricted stock units reported on this line vest on May 20, 2023, subject, in each case, to Mr. Drobny's continued employment with the Company Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 18:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Tax withholdingCommon Stock | 6,908 | $39.17 | $270,586.36 |
DisclosureSEC source: 0001490281-20-000132 · wf-form4_160867878707927.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,012 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 18:13 UTC |
Drobny Dane AChief Admin Officer, GC & Sec
|
Exercise / conversionCommon Stock | 15,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000132 · wf-form4_160867878707927.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · Chief Admin Officer, GC & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 23:12 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000131 · wf-form4_160867871102785.xml · derivative · entry 4 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,315 Underlying: Common Stock · 10,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F5 · derivative.exercise_date: 10,233 restricted stock units reported on this line vested on December 20, 2020; 16,446 restricted stock units reported on this line vest on May 20, 2021; 9,869 restricted stock units reported on this line vest on May 20, 2022, subject, in each case, to Ms. Thomas' continued employment with the Company F5 · derivative.expiration_date: 10,233 restricted stock units reported on this line vested on December 20, 2020; 16,446 restricted stock units reported on this line vest on May 20, 2021; 9,869 restricted stock units reported on this line vest on May 20, 2022, subject, in each case, to Ms. Thomas' continued employment with the Company Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 23:12 UTC |
Thomas MelissaChief Financial Officer
|
Tax withholdingCommon Stock | 4,534 | $39.17 | $177,596.78 |
DisclosureSEC source: 0001490281-20-000131 · wf-form4_160867871102785.xml · nonDerivative · entry 2 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,006 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 20, 2020 Filed Dec 22, 2020 23:12 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionCommon Stock | 10,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000131 · wf-form4_160867871102785.xml · nonDerivative · entry 1 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 21:34 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000130 · wf-form4_160746322943868.xml · derivative · entry 3 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 21:34 UTC |
Thomas MelissaChief Financial Officer
|
Tax withholdingCommon Stock | 74 | $34.61 | $2,561.14 |
DisclosureSEC source: 0001490281-20-000130 · wf-form4_160746322943868.xml · nonDerivative · entry 2 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,307 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 21:34 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000130 · wf-form4_160746322943868.xml · nonDerivative · entry 1 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:43 UTC |
ZIEGLER ANN ELIZABETHDirector
|
GrantCommon Stock | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000116 · wf-form4_160288100920210.xml · nonDerivative · entry 1 ZIEGLER ANN ELIZABETH · CIK 0001214029 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,486 F1 · shares: Represents pro rata compensation for Ms. Ziegler's service as a director during 2020 in the form of a grant of fully vested restricted stock units ("RSUs"). The shares in respect of such RSUs were delivered to Ms. Ziegler upon her separation from service as a director of Groupon. Read SEC document |
| September 07, 2020 Filed Sep 9, 2020 21:43 UTC |
Gangadharan ManjunathChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 1,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000114 · wf-form4_159968777424884.xml · derivative · entry 1 Gangadharan Manjunath · CIK 0001805055 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,015 Underlying: Common Stock · 1,015 shares Expires not disclosed F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units reported on this line will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company on the vesting date. F3 · derivative.expiration_date: The restricted stock units reported on this line will vest in three equal annual installments beginning on January 2, 2021, in each case subject to Mr. Gangadharan's continued employment with the Company on the vesting date. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 21:44 UTC |
Thomas MelissaChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000115 · wf-form4_159968786605741.xml · derivative · entry 3 Thomas Melissa · CIK 0001760333 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date. F3 · derivative.expiration_date: The restricted stock units reported on this line will vest 1/4 on March 5, 2019, 1/8 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2019 through March 5, 2020, and 1/16 quarterly on the 5th day of the first month of each calendar quarter from June 5, 2020 through March 5, 2021, subject to Ms. Thomas' continued employment with the Company through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.