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U S GLOBAL INVESTORS INC

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7316
SEC CIK
0000754811
Parsed reports
429

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026180
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2017 Filed Aug 2, 2017 15:49 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 157 $1.37 $215.09
Disclosure

SEC source: 0000754811-17-000056 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,848

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
July 07, 2017 Filed Jul 10, 2017 14:37 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 167 $1.48 $247.16
Disclosure

SEC source: 0000754811-17-000055 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,667

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an option

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:25 UTC OtherClass A common stock 100 $1.52 $152.00
Disclosure

SEC source: 0000754811-17-000054 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F1 · kind: Restricted Stock award under 2010 stock incentive plan

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:22 UTC OtherClass A common stock 100 $1.52 $152.00
Disclosure

SEC source: 0000754811-17-000053 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

F1 · kind: Restricted Stock award under 2010 stock incentive plan

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:17 UTC OtherClass A common stock 100 $1.52 $152.00
Disclosure

SEC source: 0000754811-17-000052 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,900

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:08 UTC OtherClass A common stock 74 $1.52 $112.48
Disclosure

SEC source: 0000754811-17-000051 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,369

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
June 30, 2017 Filed Jul 5, 2017 14:59 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A Common stock 142 $1.52 $215.84
Disclosure

SEC source: 0000754811-17-000050 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,691

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
June 16, 2017 Filed Jun 19, 2017 16:29 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 500 $1.45 $725.00
Disclosure

SEC source: 0000754811-17-000049 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,500

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
June 15, 2017 Filed Jun 16, 2017 14:59 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 467 $1.46 $681.82
Disclosure

SEC source: 0000754811-17-000048 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,000

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:48 UTC OtherClass A common stock 100 $1.49 $149.00
Disclosure

SEC source: 0000754811-17-000047 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:46 UTC OtherClass A common stock 100 $1.49 $149.00
Disclosure

SEC source: 0000754811-17-000046 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:42 UTC OtherClass A common stock 100 $1.49 $149.00
Disclosure

SEC source: 0000754811-17-000045 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,800

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:39 UTC OtherClass A common stock 76 $1.49 $113.24
Disclosure

SEC source: 0000754811-17-000044 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
May 31, 2017 Filed Jun 1, 2017 21:35 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 144 $1.49 $214.56
Disclosure

SEC source: 0000754811-17-000043 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,549

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
May 16, 2017 Filed May 18, 2017 13:26 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 365 $1.38 $502.39
Disclosure

SEC source: 0000754811-17-000042 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,533

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
May 09, 2017 Filed May 11, 2017 14:43 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 799 $1.27 $1,014.41
Disclosure

SEC source: 0000754811-17-000041 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,168

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
May 01, 2017 Filed May 2, 2017 16:15 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 967 $1.29 $1,247.43
Disclosure

SEC source: 0000754811-17-000040 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,369

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an option (2) Not an Option

Read SEC document
April 28, 2017 Filed May 2, 2017 16:06 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000039 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
April 28, 2017 Filed May 2, 2017 16:01 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000038 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
April 28, 2017 Filed May 2, 2017 15:51 UTC OtherClass A common stock 85 $1.33 $113.05
Disclosure

SEC source: 0000754811-17-000036 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
April 28, 2017 Filed May 2, 2017 15:56 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000037 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,700

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
April 28, 2017 Filed May 2, 2017 15:45 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 163 $1.33 $216.79
Disclosure

SEC source: 0000754811-17-000035 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,405

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
April 27, 2017 Filed Apr 28, 2017 15:22 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 564 $1.32 $744.48
Disclosure

SEC source: 0000754811-17-000034 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,402

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
April 24, 2017 Filed Apr 25, 2017 13:44 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 167 $1.33 $222.11
Disclosure

SEC source: 0000754811-17-000033 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,838

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an option (2) Not an Option

Read SEC document
April 18, 2017 Filed Apr 20, 2017 15:04 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 266 $1.34 $356.44
Disclosure

SEC source: 0000754811-17-000032 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,671

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
April 17, 2017 Filed Apr 18, 2017 15:19 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 1,000 $1.35 $1,350.00
Disclosure

SEC source: 0000754811-17-000031 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,405

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
April 13, 2017 Filed Apr 13, 2017 21:26 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 1,000 $1.43 $1,430.00
Disclosure

SEC source: 0000754811-17-000030 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,405

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:36 UTC OtherClass A common stock 100 $1.56 $156.00
Disclosure

SEC source: 0000754811-17-000029 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:19 UTC OtherClass A common stock 100 $1.56 $156.00
Disclosure

SEC source: 0000754811-17-000028 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:06 UTC OtherClass A common stock 100 $1.56 $156.00
Disclosure

SEC source: 0000754811-17-000027 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,600

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:42 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 138 $1.56 $215.28
Disclosure

SEC source: 0000754811-17-000025 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,242

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:55 UTC OtherClass A common stock 72 $1.56 $112.32
Disclosure

SEC source: 0000754811-17-000026 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,134

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:25 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 433 $1.54 $666.82
Disclosure

SEC source: 0000754811-17-000024 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,405

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an option (2) Not an Option

Read SEC document
March 27, 2017 Filed Mar 28, 2017 16:51 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 330 $1.53 $504.57
Disclosure

SEC source: 0000754811-17-000023 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,972

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an option (2) Not an Option

Read SEC document
March 14, 2017 Filed Mar 15, 2017 14:44 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 362 $1.48 $537.35
Disclosure

SEC source: 0000754811-17-000022 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,642

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
March 08, 2017 Filed Mar 8, 2017 22:41 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 205 $1.51 $309.55
Disclosure

SEC source: 0000754811-17-000021 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,280

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
March 07, 2017 Filed Mar 7, 2017 23:00 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A Common stock 1,000 $1.69 $1,690.00
Disclosure

SEC source: 0000754811-17-000020 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,075

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
March 01, 2017 Filed Mar 1, 2017 22:49 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 1,000 $1.78 $1,779.00
Disclosure

SEC source: 0000754811-17-000019 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,075

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:25 UTC OtherClass A common stock 100 $1.84 $184.00
Disclosure

SEC source: 0000754811-17-000018 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:17 UTC OtherClass A common stock 100 $1.84 $184.00
Disclosure

SEC source: 0000754811-17-000017 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:10 UTC OtherClass A common stock 100 $1.84 $184.00
Disclosure

SEC source: 0000754811-17-000016 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:59 UTC OtherClass A common stock 61 $1.84 $112.24
Disclosure

SEC source: 0000754811-17-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,062

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:56 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A Common stock 117 $1.84 $215.28
Disclosure

SEC source: 0000754811-17-000014 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,104

F1 · kind: Restricted Stock Purchase under employee stock purchase plan

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:54 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A commoon stock 231 $1.73 $399.63
Disclosure

SEC source: 0000754811-17-000013 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,075

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
February 17, 2017 Filed Feb 17, 2017 22:53 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 1,000 $1.80 $1,799.10
Disclosure

SEC source: 0000754811-17-000012 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,844

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:23 UTC
HOLMES FRANK EDirector · CEO · 10% owner
PurchaseClass A common stock 732 $1.91 $1,398.12
Disclosure

SEC source: 0000754811-17-000011 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,844

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:52 UTC OtherClass A common stock 100 $1.75 $175.00
Disclosure

SEC source: 0000754811-17-000009 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

F1 · kind: Restricted Stock award under 2010 stock incentive plan

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:30 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 123 $1.75 $215.25
Disclosure

SEC source: 0000754811-17-000006 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,987

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:55 UTC OtherClass A common stock 100 $1.75 $175.00
Disclosure

SEC source: 0000754811-17-000010 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

F1 · kind: Restricted Stock award under 2010 stock incentive plan

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:47 UTC OtherClass A common stock 100 $1.75 $175.00
Disclosure

SEC source: 0000754811-17-000008 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,400

F1 · kind: Restricted Stock award under 2010 stock incentive plan

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.