Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIVE Digital Technologies Ltd.HIVE · Entity 5194 | Director · Executive Chairman | June 30, 2026 | July 02, 2026 |
| U S GLOBAL INVESTORS INCGROW · Entity 7316 | Director · CEO/CIO · 10% owner | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIVE Digital Technologies Ltd.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 3,455,625 |
Reported balance
After 2026-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-30 · Exercise / conversion · Acquired 500,000 · Balance 3,455,625 F1: Reflects restricted share units (âRSUsâ) issued pursuant to the Issuerâs Restricted Share Unit Plan (the âRSU Planâ) that, upon vesting and settlement will convert into shares of the Issuerâs common stock on a one-for-one basis. F2: Reflects 500,000 RSUs that were awarded on June 30, 2026 and will vest in full on June 30, 2027. F3: In addition to the RSUs awarded on June 30, 2026, the RSUs reported under Column 9 include RSUs that were previously reported. The underlying shares and vesting schedules are as follows: (i) 1,630,625 RSUs are fully vested, and have not been converted into common stock, as permitted under the RSU Plan; (ii) 125,000 vest in two equal installments of 62,500 on each of August 5, 2026 and November 5, 2026; (ii) 400,000 will vest on July 8, 2026; (iii) 400,000 will vest on October 31, 2026 and (iv) 400,000 will vest on March 16, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted share units (âRSUsâ) issued pursuant to the Issuerâs Restricted Share Unit Plan (the âRSU Planâ) that, upon vesting and settlement will convert into shares of the Issuerâs common stock on a one-for-one basis.
F2: Reflects 500,000 RSUs that were awarded on June 30, 2026 and will vest in full on June 30, 2027.
F3: In addition to the RSUs awarded on June 30, 2026, the RSUs reported under Column 9 include RSUs that were previously reported. The underlying shares and vesting schedules are as follows: (i) 1,630,625 RSUs are fully vested, and have not been converted into common stock, as permitted under the RSU Plan; (ii) 125,000 vest in two equal installments of 62,500 on each of August 5, 2026 and November 5, 2026; (ii) 400,000 will vest on July 8, 2026; (iii) 400,000 will vest on October 31, 2026 and (iv) 400,000 will vest on March 16, 2027.
U S GLOBAL INVESTORS INC
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 304,181 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Other · Acquired 829 · Balance 304,181 F1: Restricted stock purchase under employee stock purchase plan. |
| Class A Common StockSEC Table I · non-derivative | IndirectIRA | 32,862 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 32,862 |
| Class A Common StockSEC Table I · non-derivative | Indirect401(k) | 221,656.77 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 221,656.77 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock purchase under employee stock purchase plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 1, 2026 21:34 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 829 | $2.88 | $2,387.52 |
DisclosureSEC source: 0001251824-26-000010 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,181 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| August 31, 2026 Filed Sep 1, 2026 22:26 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 729 | $3.27 | $2,383.83 |
DisclosureSEC source: 0001251824-26-000009 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,352 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| July 31, 2026 Filed Aug 3, 2026 16:04 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 835 | $2.86 | $2,388.10 |
DisclosureSEC source: 0001251824-26-000008 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,623 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 18:41 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 764 | $3.12 | $2,383.68 |
DisclosureSEC source: 0001251824-26-000007 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,788 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 00:31 UTC | HIVE Digital Technologies Ltd. HIVE · Entity 5194 | Exercise / conversionRestricted Share Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-26-003459 · form4.xml · derivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,455,625 Underlying: Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects restricted share units (âRSUsâ) issued pursuant to the Issuerâs Restricted Share Unit Plan (the âRSU Planâ) that, upon vesting and settlement will convert into shares of the Issuerâs common stock on a one-for-one basis. F2 · derivative.exercise_date: Reflects 500,000 RSUs that were awarded on June 30, 2026 and will vest in full on June 30, 2027. F2 · derivative.expiration_date: Reflects 500,000 RSUs that were awarded on June 30, 2026 and will vest in full on June 30, 2027. F3 · balance_after: In addition to the RSUs awarded on June 30, 2026, the RSUs reported under Column 9 include RSUs that were previously reported. The underlying shares and vesting schedules are as follows: (i) 1,630,625 RSUs are fully vested, and have not been converted into common stock, as permitted under the RSU Plan; (ii) 125,000 vest in two equal installments of 62,500 on each of August 5, 2026 and November 5, 2026; (ii) 400,000 will vest on July 8, 2026; (iii) 400,000 will vest on October 31, 2026 and (iv) 400,000 will vest on March 16, 2027. Read SEC document |
| May 29, 2026 Filed Jun 1, 2026 16:09 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 904 | $2.64 | $2,386.56 |
DisclosureSEC source: 0001251824-26-000006 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,024 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| April 30, 2026 Filed May 1, 2026 16:50 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 907 | $2.63 | $2,385.41 |
DisclosureSEC source: 0001251824-26-000005 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,120 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 18:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 963 | $2.48 | $2,388.24 |
DisclosureSEC source: 0001251824-26-000004 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,213 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 20:07 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 716 | $3.33 | $2,384.28 |
DisclosureSEC source: 0001251824-26-000003 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,250 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 16:21 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 719 | $3.32 | $2,387.08 |
DisclosureSEC source: 0001251824-26-000002 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,534 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 17:30 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 990 | $2.41 | $2,385.90 |
DisclosureSEC source: 0001251824-26-000001 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,815 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| November 28, 2025 Filed Dec 1, 2025 23:28 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 977 | $2.44 | $2,383.88 |
DisclosureSEC source: 0001251824-25-000006 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,825 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| October 31, 2025 Filed Nov 3, 2025 22:25 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 959 | $2.49 | $2,387.91 |
DisclosureSEC source: 0001251824-25-000005 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,848 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 17:55 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 867 | $2.75 | $2,384.25 |
DisclosureSEC source: 0001251824-25-000004 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,889 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:43 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 978 | $2.44 | $2,386.32 |
DisclosureSEC source: 0000754811-25-000021 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,022 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| July 31, 2025 Filed Aug 1, 2025 21:31 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 999 | $2.39 | $2,387.61 |
DisclosureSEC source: 0000754811-25-000019 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,044 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 17:04 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 917 | $2.60 | $2,384.20 |
DisclosureSEC source: 0000754811-25-000017 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,045 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 14:21 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 1,085 | $2.20 | $2,387.00 |
DisclosureSEC source: 0000754811-25-000014 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,128 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| April 30, 2025 Filed May 1, 2025 21:11 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 1,120 | $2.13 | $2,385.60 |
DisclosureSEC source: 0000754811-25-000012 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,043 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 17:50 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 1,056 | $2.26 | $2,386.56 |
DisclosureSEC source: 0000754811-25-000009 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,923 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 20:38 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 986 | $2.42 | $2,386.12 |
DisclosureSEC source: 0000754811-25-000006 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,867 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 18:42 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 969 | $2.46 | $2,383.74 |
DisclosureSEC source: 0000754811-25-000004 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,881 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 20:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 978 | $2.44 | $2,386.32 |
DisclosureSEC source: 0000754811-25-000001 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,912 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 18:51 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 978 | $2.44 | $2,386.32 |
DisclosureSEC source: 0000754811-24-000024 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,934 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 18:04 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 974 | $2.45 | $2,386.30 |
DisclosureSEC source: 0000754811-24-000022 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,956 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:05 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 925 | $2.58 | $2,386.50 |
DisclosureSEC source: 0000754811-24-000020 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,982 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 19:27 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 932 | $2.56 | $2,385.92 |
DisclosureSEC source: 0000754811-24-000018 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,057 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 19:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 900 | $2.65 | $2,385.00 |
DisclosureSEC source: 0000754811-24-000016 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,125 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 19:17 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 914 | $2.61 | $2,385.54 |
DisclosureSEC source: 0000754811-24-000014 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,225 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 17:50 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 925 | $2.58 | $2,386.50 |
DisclosureSEC source: 0000754811-24-000012 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,311 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| April 30, 2024 Filed May 1, 2024 17:47 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 894 | $2.67 | $2,386.98 |
DisclosureSEC source: 0000754811-24-000010 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,386 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 18:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 858 | $2.78 | $2,385.24 |
DisclosureSEC source: 0000754811-24-000008 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,492 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 18:09 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 914 | $2.61 | $2,385.54 |
DisclosureSEC source: 0000754811-24-000006 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,634 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 19:40 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 817 | $2.92 | $2,385.64 |
DisclosureSEC source: 0000754811-24-000004 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,720 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 18:00 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 846 | $2.82 | $2,385.72 |
DisclosureSEC source: 0000754811-24-000002 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,903 F1 · kind: Restricted stock purchase under employee stock plan. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 17:07 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 809 | $2.95 | $2,386.55 |
DisclosureSEC source: 0000754811-23-000024 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,057 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 17:13 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 868 | $2.75 | $2,387.00 |
DisclosureSEC source: 0000754811-23-000022 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,248 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:59 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 837 | $2.85 | $2,385.45 |
DisclosureSEC source: 0000754811-23-000020 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,380 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 17:04 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 756 | $3.01 | $2,275.56 |
DisclosureSEC source: 0000754811-23-000018 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,543 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 16:40 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 680 | $3.19 | $2,169.20 |
DisclosureSEC source: 0000754811-23-000016 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,787 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 15:59 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 709 | $3.06 | $2,169.54 |
DisclosureSEC source: 0000754811-23-000013 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,107 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 18:28 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 822 | $2.64 | $2,170.08 |
DisclosureSEC source: 0000754811-23-000012 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,398 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| April 28, 2023 Filed May 1, 2023 15:53 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 791 | $2.74 | $2,167.34 |
DisclosureSEC source: 0000754811-23-000010 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,576 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:34 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 813 | $2.67 | $2,170.71 |
DisclosureSEC source: 0000754811-23-000008 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,785 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 17:54 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 764 | $2.84 | $2,169.76 |
DisclosureSEC source: 0000754811-23-000006 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,972 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 19:42 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 693 | $3.13 | $2,169.09 |
DisclosureSEC source: 0000754811-23-000004 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,208 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:11 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 750 | $2.89 | $2,167.50 |
DisclosureSEC source: 0000754811-23-000002 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,515 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 15:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 775 | $2.80 | $2,170.00 |
DisclosureSEC source: 0000754811-22-000025 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,765 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 19:01 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 748 | $2.90 | $2,169.20 |
DisclosureSEC source: 0000754811-22-000023 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,990 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 19:27 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 756 | $2.87 | $2,169.72 |
DisclosureSEC source: 0000754811-22-000021 · primary_doc.xml · nonDerivative · entry 1 HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,242 F1 · kind: Restricted stock purchase under employee stock purchase plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.