Tapewire

Nasdaq · USD

GROW

U S GLOBAL INVESTORS INC

Export transactions ↓
Tapewire entity
7316
SEC CIK
0000754811
Parsed reports
429

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026180
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 1, 2018 19:32 UTC OtherClass A common stock 100 $3.46 $346.00
Disclosure

SEC source: 0000754811-18-000009 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
January 31, 2018 Filed Feb 1, 2018 19:28 UTC OtherClass A common stock 100 $3.46 $346.00
Disclosure

SEC source: 0000754811-18-000008 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,800

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
January 31, 2018 Filed Feb 1, 2018 19:04 UTC OtherClass A common stock 32 $3.46 $110.72
Disclosure

SEC source: 0000754811-18-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,719

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
January 31, 2018 Filed Feb 1, 2018 18:54 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 62 $3.46 $214.52
Disclosure

SEC source: 0000754811-18-000006 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,363

F1 · kind: Restricted Stock purchase under employee stock purchase plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:30 UTC OtherClass A common stock 100 $3.90 $390.00
Disclosure

SEC source: 0000754811-18-000005 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:28 UTC OtherClass A common stock 100 $3.90 $390.00
Disclosure

SEC source: 0000754811-18-000004 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:16 UTC OtherClass A common stock 29 $3.90 $113.10
Disclosure

SEC source: 0000754811-18-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,687

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:26 UTC OtherClass A common stock 100 $3.90 $390.00
Disclosure

SEC source: 0000754811-18-000003 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,700

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:12 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 56 $3.90 $218.40
Disclosure

SEC source: 0000754811-18-000001 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,301

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:17 UTC OtherClass A common stock 100 $4.12 $412.00
Disclosure

SEC source: 0000754811-17-000099 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:10 UTC OtherClass A common stock 100 $4.12 $412.00
Disclosure

SEC source: 0000754811-17-000098 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:02 UTC OtherClass A common stock 100 $4.12 $412.00
Disclosure

SEC source: 0000754811-17-000097 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,600

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:53 UTC OtherClass A common stock 27 $4.12 $111.24
Disclosure

SEC source: 0000754811-17-000096 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,658

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:47 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 52 $4.12 $214.24
Disclosure

SEC source: 0000754811-17-000095 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,245

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
November 13, 2017 Filed Nov 14, 2017 16:24 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.71 $2,710.30
Disclosure

SEC source: 0000754811-17-000094 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
November 10, 2017 Filed Nov 14, 2017 16:10 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.98 $2,975.50
Disclosure

SEC source: 0000754811-17-000093 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
November 09, 2017 Filed Nov 9, 2017 22:37 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $3.12 $3,115.70
Disclosure

SEC source: 0000754811-17-000091 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
November 08, 2017 Filed Nov 9, 2017 22:31 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $3.20 $3,203.70
Disclosure

SEC source: 0000754811-17-000090 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
November 06, 2017 Filed Nov 8, 2017 18:00 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $3.08 $3,081.30
Disclosure

SEC source: 0000754811-17-000089 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:59 UTC OtherClass A common stock 1,300 $2.61 $3,393.00
Disclosure

SEC source: 0000754811-17-000088 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:57 UTC OtherClass A common stock 1,300 $2.61 $3,393.00
Disclosure

SEC source: 0000754811-17-000087 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:55 UTC OtherClass A common stock 1,300 $2.61 $3,393.00
Disclosure

SEC source: 0000754811-17-000086 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:53 UTC OtherClass A common stock 43 $2.61 $112.23
Disclosure

SEC source: 0000754811-17-000085 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,631

F1 · kind: Restricted stock purchase under employees stock purchase plan

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:50 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 82 $2.61 $214.02
Disclosure

SEC source: 0000754811-17-000084 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,193

F1 · kind: Restricted Stock purchase under employee stock purchase plan

Read SEC document
October 25, 2017 Filed Oct 27, 2017 14:52 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.44 $2,435.20
Disclosure

SEC source: 0000754811-17-000083 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
October 19, 2017 Filed Oct 19, 2017 21:38 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.16 $2,155.30
Disclosure

SEC source: 0000754811-17-000082 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an option

Read SEC document
October 18, 2017 Filed Oct 19, 2017 21:31 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.25 $2,248.80
Disclosure

SEC source: 0000754811-17-000081 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an option

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:57 UTC
HOLMES FRANK EDirector · CEO/CIO
PurchaseClass A common stock 1,000 $2.36 $2,360.00
Disclosure

SEC source: 0000754811-17-000080 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
October 04, 2017 Filed Oct 6, 2017 16:49 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $2.16 $2,163.30
Disclosure

SEC source: 0000754811-17-000079 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
September 29, 2017 Filed Oct 2, 2017 17:19 UTC OtherClass A common stock 53 $2.13 $112.89
Disclosure

SEC source: 0000754811-17-000075 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,588

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:49 UTC OtherClass A common stock 100 $2.13 $213.00
Disclosure

SEC source: 0000754811-17-000078 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:47 UTC OtherClass A common stock 100 $2.13 $213.00
Disclosure

SEC source: 0000754811-17-000077 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:44 UTC OtherClass A common stock 100 $2.13 $213.00
Disclosure

SEC source: 0000754811-17-000076 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
September 29, 2017 Filed Oct 2, 2017 16:58 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 101 $2.13 $215.13
Disclosure

SEC source: 0000754811-17-000074 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,111

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
September 29, 2017 Filed Oct 2, 2017 16:37 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 500 $2.15 $1,075.00
Disclosure

SEC source: 0000754811-17-000073 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,098

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
September 19, 2017 Filed Sep 21, 2017 14:06 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $1.81 $1,813.70
Disclosure

SEC source: 0000754811-17-000072 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,598

F1 · kind: Purchase made pursuant to 10b-18 stock purchase plan. (1) Not an Option (2) Not an Option

Read SEC document
September 14, 2017 Filed Sep 15, 2017 16:09 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A Common stock 1,000 $1.31 $1,310.00
Disclosure

SEC source: 0000754811-17-000071 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,598

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
September 13, 2017 Filed Sep 14, 2017 19:46 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 1,000 $1.35 $1,353.00
Disclosure

SEC source: 0000754811-17-000070 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,598

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:19 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000069 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:16 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000068 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:12 UTC OtherClass A common stock 100 $1.33 $133.00
Disclosure

SEC source: 0000754811-17-000067 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,100

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:07 UTC OtherClass A common stock 84 $1.33 $111.72
Disclosure

SEC source: 0000754811-17-000066 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,535

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:02 UTC
MCGEE SUSAN BPresident/General Counsel/CCO
OtherClass A common stock 162 $1.33 $215.46
Disclosure

SEC source: 0000754811-17-000065 · primary_doc.xml · nonDerivative · entry 1

MCGEE SUSAN B · CIK 0001251825 · President/General Counsel/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,010

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
August 17, 2017 Filed Aug 18, 2017 21:21 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 331 $1.28 $423.68
Disclosure

SEC source: 0000754811-17-000064 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,598

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:18 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A common stock 200 $1.27 $254.00
Disclosure

SEC source: 0000754811-17-000063 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,267

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an option (2) Not an option

Read SEC document
August 09, 2017 Filed Aug 10, 2017 19:06 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
PurchaseClass A Common Stock 400 $1.31 $524.00
Disclosure

SEC source: 0000754811-17-000062 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,067

F1 · kind: Purchase made pursuant to 10b5-1 stock purchase plan (1) Not an Option (2) Not an Option

Read SEC document
July 31, 2017 Filed Aug 2, 2017 16:09 UTC OtherClass A common stock 100 $1.37 $137.00
Disclosure

SEC source: 0000754811-17-000060 · primary_doc.xml · nonDerivative · entry 1

RUBINSTEIN JEROLD H · CIK 0000897439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
July 31, 2017 Filed Aug 2, 2017 16:07 UTC OtherClass A common stock 100 $1.37 $137.00
Disclosure

SEC source: 0000754811-17-000059 · primary_doc.xml · nonDerivative · entry 1

LYDON THOMAS F JR · CIK 0001249279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
July 31, 2017 Filed Aug 2, 2017 16:03 UTC OtherClass A common stock 100 $1.37 $137.00
Disclosure

SEC source: 0000754811-17-000058 · primary_doc.xml · nonDerivative · entry 1

TERRACINA ROY D · CIK 0001145100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

F1 · kind: Restricted stock award under 2010 stock incentive plan

Read SEC document
July 31, 2017 Filed Aug 2, 2017 15:54 UTC OtherClass A common stock 82 $1.37 $112.34
Disclosure

SEC source: 0000754811-17-000057 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,451

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.