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U S GLOBAL INVESTORS INC

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7316
SEC CIK
0000754811
Parsed reports
429

Last 12 months

Inside the activity.

22 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026180
Jun 202640
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 1, 2026 21:34 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 829 $2.88 $2,387.52
Disclosure

SEC source: 0001251824-26-000010 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,181

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2026 Filed Oct 1, 2026 21:20 UTC OtherClass A Common Stock 328 $2.88 $944.64
Disclosure

SEC source: 0001582473-26-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,536

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 22:26 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 729 $3.27 $2,383.83
Disclosure

SEC source: 0001251824-26-000009 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,352

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 22:07 UTC OtherClass A Common Stock 289 $3.27 $945.03
Disclosure

SEC source: 0001582473-26-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,208

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 16:04 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 835 $2.86 $2,388.10
Disclosure

SEC source: 0001251824-26-000008 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,623

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 15:44 UTC OtherClass A Common Stock 331 $2.86 $946.66
Disclosure

SEC source: 0001582473-26-000008 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,919

F1 · kind: Restricted stock purchase under the employee stock purchase plan.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 18:41 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 764 $3.12 $2,383.68
Disclosure

SEC source: 0001251824-26-000007 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,788

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 18:29 UTC OtherClass A Common Stock 303 $3.12 $945.36
Disclosure

SEC source: 0001582473-26-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,588

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 14:21 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 330 $2.60 $858.00
Disclosure

SEC source: 0001062993-26-003053 · form4.xml · nonDerivative · entry 2

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4)

Disclosed balance after: 1,121,593

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 14:18 UTC PurchaseClass A Common Stock (Non-Voting) 330 $2.60 $858.00
Disclosure

SEC source: 0001062993-26-003051 · form4.xml · nonDerivative · entry 2

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,121,593

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 14:21 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 20,496 $2.59 $53,176.87
Disclosure

SEC source: 0001062993-26-003053 · form4.xml · nonDerivative · entry 1

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnote 1, 2, 3, and 4)

Disclosed balance after: 1,121,263

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 14:18 UTC PurchaseClass A Common Stock (Non-Voting) 20,496 $2.59 $53,176.87
Disclosure

SEC source: 0001062993-26-003051 · form4.xml · nonDerivative · entry 1

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,121,263

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 16:09 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 904 $2.64 $2,386.56
Disclosure

SEC source: 0001251824-26-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,024

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 15:53 UTC OtherClass A Common Stock 359 $2.64 $947.76
Disclosure

SEC source: 0001582473-26-000006 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,285

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 1,376 $2.60 $3,577.60
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 9

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,100,767

F2 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 1,376 $2.60 $3,577.60
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 9

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,100,767

F2 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 21, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 23,910 $2.55 $60,927.46
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 8

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,099,391

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 21, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 23,910 $2.55 $60,927.46
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 8

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,099,391

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 13, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 3,601 $2.55 $9,193.71
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 7

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,075,481

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 13, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 3,601 $2.55 $9,193.71
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 7

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,075,481

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 12, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 404 $2.55 $1,030.20
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 6

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,880

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 12, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 404 $2.55 $1,030.20
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 6

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,880

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 11, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 5,354 $2.62 $14,026.41
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 5

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,476

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 11, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 5,354 $2.62 $14,026.41
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 5

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,476

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 08, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 208 $2.62 $544.96
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 4

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,066,122

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 08, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 208 $2.62 $544.96
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 4

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,066,122

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 07, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 2,976 $2.62 $7,797.12
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 3

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,065,914

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 07, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 2,976 $2.62 $7,797.12
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 3

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,065,914

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

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May 06, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 259 $2.61 $675.99
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 2

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,938

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 06, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 259 $2.61 $675.99
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 2

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,938

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 01, 2026 Filed Jun 2, 2026 20:38 UTC PurchaseClass A Common Stock (Non-Voting) 205 $2.63 $539.15
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 1

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,679

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 01, 2026 Filed Jun 2, 2026 20:37 UTC
Pilecki Derek StevenControl Person
PurchaseClass A Common Stock (Non-Voting) 205 $2.63 $539.15
Disclosure

SEC source: 0001062993-26-002996 · form4.xml · nonDerivative · entry 1

Pilecki Derek Steven · CIK 0002137707 · Control Person

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,679

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
April 30, 2026 Filed May 1, 2026 16:50 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 907 $2.63 $2,385.41
Disclosure

SEC source: 0001251824-26-000005 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,120

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2026 Filed May 1, 2026 16:35 UTC OtherClass A Common Stock 359 $2.63 $944.17
Disclosure

SEC source: 0001582473-26-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,926

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 18:32 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 963 $2.48 $2,388.24
Disclosure

SEC source: 0001251824-26-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,213

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 18:05 UTC OtherClass A Common Stock 382 $2.48 $947.36
Disclosure

SEC source: 0001582473-26-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,567

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 27, 2026 Filed Mar 2, 2026 20:07 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 716 $3.33 $2,384.28
Disclosure

SEC source: 0001251824-26-000003 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,250

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 27, 2026 Filed Mar 2, 2026 19:54 UTC OtherClass A Common Stock 284 $3.33 $945.72
Disclosure

SEC source: 0001582473-26-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,185

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 16:21 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 719 $3.32 $2,387.08
Disclosure

SEC source: 0001251824-26-000002 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,534

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 16:05 UTC OtherClass A Common Stock 285 $3.32 $946.20
Disclosure

SEC source: 0001582473-26-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,901

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:30 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 990 $2.41 $2,385.90
Disclosure

SEC source: 0001251824-26-000001 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,815

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:15 UTC OtherClass A Common Stock 392 $2.41 $944.72
Disclosure

SEC source: 0001582473-26-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,616

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 23:28 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 977 $2.44 $2,383.88
Disclosure

SEC source: 0001251824-25-000006 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,825

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 23:12 UTC OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0001582473-25-000006 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,224

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 22:25 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 959 $2.49 $2,387.91
Disclosure

SEC source: 0001251824-25-000005 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,848

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 22:10 UTC OtherClass A Common Stock 380 $2.49 $946.20
Disclosure

SEC source: 0001582473-25-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,836

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 17:55 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 867 $2.75 $2,384.25
Disclosure

SEC source: 0001251824-25-000004 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,889

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 17:17 UTC OtherClass A Common Stock 344 $2.75 $946.00
Disclosure

SEC source: 0001582473-25-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,456

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:30 UTC OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-25-000020 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,112

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:43 UTC
HOLMES FRANK EDirector · CEO/CIO · 10% owner
OtherClass A Common Stock 978 $2.44 $2,386.32
Disclosure

SEC source: 0000754811-25-000021 · primary_doc.xml · nonDerivative · entry 1

HOLMES FRANK E · CIK 0001251824 · Director · CEO/CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,022

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.