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Gator Capital Management, LLC

Disclosed activity across 1 company

Tapewire entity
41524
SEC CIK
0001570284

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
U S GLOBAL INVESTORS INCGROW · Entity 731610% ownerJune 02, 2026June 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

U S GLOBAL INVESTORS INC

Report date June 02, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock (Non-Voting)SEC Table I · non-derivativeIndirectInvestment adviser with discretion over multiple client accounts (See Footnotes)1,121,593 Last balance in matching sequence After 2026-06-03 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-06-02 · Purchase · Acquired 20,496 · Balance 1,121,263

F1: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Row 2 · 2026-06-03 · Purchase · Acquired 330 · Balance 1,121,593

F1: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 4, 2026 14:18 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 330 $2.60 $858.00
Disclosure

SEC source: 0001062993-26-003051 · form4.xml · nonDerivative · entry 2

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,121,593

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 14:18 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 20,496 $2.59 $53,176.87
Disclosure

SEC source: 0001062993-26-003051 · form4.xml · nonDerivative · entry 1

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,121,263

F1 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F2 · ownership.nature: Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

Read SEC document
May 28, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 1,376 $2.60 $3,577.60
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 9

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,100,767

F2 · ownership.nature: Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 21, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 23,910 $2.55 $60,927.46
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 8

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,099,391

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 13, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 3,601 $2.55 $9,193.71
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 7

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,075,481

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 12, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 404 $2.55 $1,030.20
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 6

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,880

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 11, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 5,354 $2.62 $14,026.41
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 5

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,071,476

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 08, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 208 $2.62 $544.96
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 4

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,066,122

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 07, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 2,976 $2.62 $7,797.12
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 3

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,065,914

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 06, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 259 $2.61 $675.99
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 2

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,938

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document
May 01, 2026 Filed Jun 2, 2026 20:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 PurchaseClass A Common Stock (Non-Voting) 205 $2.63 $539.15
Disclosure

SEC source: 0001062993-26-002997 · form4.xml · nonDerivative · entry 1

Gator Capital Management, LLC · CIK 0001570284 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Investment adviser with discretion over multiple client accounts (See Footnotes)

Disclosed balance after: 1,062,679

F1 · ownership.nature: Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion.

F3 · ownership.nature: As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.

F4 · ownership.nature: The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer.

F5 · ownership.nature: This Form 4 is being filed late.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.