Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2018 Filed Jan 2, 2019 22:58 UTC |
CASAMENTO CHARLES JDirector
|
PurchaseCommon Stock | 9,000 | $1.41 | $12,690.00 |
DisclosureSEC source: 0001415889-19-000010 · form4-01022019_020116.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,500 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:44 UTC |
Shenouda MagedDirector · CHIEF FINANCIAL OFFICER
|
PurchaseCommon Stock | 20,000 | $1.31 | $26,214.00 |
DisclosureSEC source: 0001415889-19-000015 · form4-01022019_030120.xml · nonDerivative · entry 1 Shenouda Maged · CIK 0001658369 · Director · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 23:47 UTC |
Spoor Johan M.Director · PRESIDENT AND CEO
|
PurchaseCommon Stock | 38,583 | $1.30 | $49,968.84 |
DisclosureSEC source: 0001415889-19-000017 · form4-01022019_030137.xml · nonDerivative · entry 1 Spoor Johan M. · CIK 0001535289 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,617 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 23:03 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 7,500 | $1.29 | $9,675.00 |
DisclosureSEC source: 0001415889-19-000013 · form4-01022019_030151.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,126 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2018. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:55 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 7,500 | $1.29 | $9,675.00 |
DisclosureSEC source: 0001415889-19-000009 · form4-01022019_020116.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2018. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 23:01 UTC |
Schramm Vern LeeDirector
|
GrantCommon Stock | 7,500 | $1.29 | $9,675.00 |
DisclosureSEC source: 0001415889-19-000012 · form4-01022019_030147.xml · nonDerivative · entry 1 Schramm Vern Lee · CIK 0001719553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2018. Read SEC document |
| December 28, 2018 Filed Jan 7, 2019 23:49 UTC |
Ross Edmund Burke Jr.10% owner
|
PurchaseCommon Stock | 29,575 | $1.18 | $34,898.50 |
DisclosureSEC source: 0001415889-19-000021 · form4-01072019_030157.xml · nonDerivative · entry 4 Ross Edmund Burke Jr. · CIK 0001682557 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,516,707 F1 · shares: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F1 · price: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F4 · ownership.nature: Of the aggregate number of shares purchased on December 28, 2018, EBR Ventures, LLC purchased all 29,575 shares. Read SEC document |
| December 27, 2018 Filed Jan 7, 2019 23:49 UTC |
Ross Edmund Burke Jr.10% owner
|
PurchaseCommon Stock | 23,200 | $1.13 | $26,216.00 |
DisclosureSEC source: 0001415889-19-000021 · form4-01072019_030157.xml · nonDerivative · entry 3 Ross Edmund Burke Jr. · CIK 0001682557 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,487,132 F1 · shares: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F1 · price: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F3 · ownership.nature: Of the aggregate number of shares purchased on December 27, 2018, EBR Ventures, LLC purchased all 66,122 shares. Read SEC document |
| December 27, 2018 Filed Jan 7, 2019 23:49 UTC |
Ross Edmund Burke Jr.10% owner
|
PurchaseCommon Stock | 42,922 | $1.18 | $50,647.96 |
DisclosureSEC source: 0001415889-19-000021 · form4-01072019_030157.xml · nonDerivative · entry 2 Ross Edmund Burke Jr. · CIK 0001682557 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,463,932 F1 · shares: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F1 · price: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F3 · ownership.nature: Of the aggregate number of shares purchased on December 27, 2018, EBR Ventures, LLC purchased all 66,122 shares. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:05 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 7,500 | $2.57 | $19,275.00 |
DisclosureSEC source: 0001415889-18-001448 · form4-10012018_051003.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:03 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 7,500 | $2.57 | $19,275.00 |
DisclosureSEC source: 0001415889-18-001446 · form4-10012018_051005.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,626 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 23:59 UTC |
Schramm Vern LeeDirector
|
GrantCommon Stock | 7,500 | $2.57 | $19,275.00 |
DisclosureSEC source: 0001415889-18-001444 · form4-10012018_041015.xml · nonDerivative · entry 1 Schramm Vern Lee · CIK 0001719553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2018. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 23:56 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 7,500 | $2.57 | $19,275.00 |
DisclosureSEC source: 0001415889-18-001442 · form4-10012018_041011.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending September 30, 2018. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 19:20 UTC |
Shenouda MagedDirector · CHIEF FINANCIAL OFFICER
|
GrantOptions · Derivative | 100,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001415889-18-001118 · form4-07162018_040700.xml · derivative · entry 1 Shenouda Maged · CIK 0001658369 · Director · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-06-28 F1 · derivative.exercise_date: Options with respect to 50,000 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 50,000 shares vest upon the the first CF patient doses with MS1819 anywhere in the globe. Read SEC document |
| July 12, 2018 Filed Jul 17, 2018 01:08 UTC |
Spoor Johan M.Director · PRESIDENT AND CEO
|
GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001121 · form4-07162018_060717.xml · nonDerivative · entry 1 Spoor Johan M. · CIK 0001535289 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,034 F1 · price: Represents grant of restricted stock. Shares shall vest in increments as follows: (i) 1/6 upon the acceptance of a U.S. IND for MS 1819; (ii) 1/6 upon the the first CF patient dosed with MS1819 anywhere in the globe; (iii) 1/6 upon upon enrollment of the first 30 patients in a CF trial; (iv) 1/6 on July 12, 2019; (v) 1/6 on July 12, 2020; and (vi) 1/6 on July 12, 2021. Read SEC document |
| July 12, 2018 Filed Jul 18, 2018 15:57 UTC |
Dupret DanielCHIEF SCIENTIFIC OFFICER
|
GrantOptions · Derivative | 60,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001415889-18-001122 · form4-07182018_080729.xml · derivative · entry 2 Dupret Daniel · CIK 0001680916 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2023-06-28 F2 · derivative.exercise_date: Options with respect to 30,000 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 30,000 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe. Read SEC document |
| July 12, 2018 Filed Jul 18, 2018 15:57 UTC |
Dupret DanielCHIEF SCIENTIFIC OFFICER
|
GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001122 · form4-07182018_080729.xml · nonDerivative · entry 1 Dupret Daniel · CIK 0001680916 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: Represents grant of restricted stock. Shares shall vest in increments as follows: 7,500 shares upon the acceptance of a U.S. IND for MS1819, and 7,500 shares upon the the first CF patient dosed with MS1819 anywhere in the globe. Read SEC document |
| July 12, 2018 Filed Jul 19, 2018 13:20 UTC |
Pennington JamesCHIEF MEDICAL OFFICER
|
GrantOptions · Derivative | 75,000 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0001415889-18-001136 · form4-07192018_100730.xml · derivative · entry 1 Pennington James · CIK 0001668704 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-06-28 F1 · derivative.exercise_date: Options with respect to 37,500 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 37,500 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe. Read SEC document |
| June 30, 2018 Filed Jul 16, 2018 23:18 UTC |
Schramm Vern LeeDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001117 · form4-07162018_040706.xml · nonDerivative · entry 1 Schramm Vern Lee · CIK 0001719553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending June 30, 2018. Read SEC document |
| June 29, 2018 Filed Jul 16, 2018 23:22 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001119 · form4-07162018_040747.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending June 30, 2018. Read SEC document |
| June 29, 2018 Filed Jul 16, 2018 23:23 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001120 · form4-07162018_040701.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending June 30, 2018. Read SEC document |
| June 29, 2018 Filed Jul 26, 2018 22:24 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001189 · form4-07262018_030756.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,126 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending June 30, 2018. Read SEC document |
| May 02, 2018 Filed Jan 7, 2019 23:49 UTC |
Ross Edmund Burke Jr.10% owner
|
PurchaseCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001415889-19-000021 · form4-01072019_030157.xml · nonDerivative · entry 1 Ross Edmund Burke Jr. · CIK 0001682557 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,421,010 F1 · shares: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F1 · price: Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. F2 · ownership.nature: Of the aggregate number of shares purchased on May 2, 2018, CEDA Investments, LLC purchased all 20,000 shares. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:16 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 7,500 | $3.14 | $23,550.00 |
DisclosureSEC source: 0001415889-18-000490 · form4-04022018_010405.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending March 31, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:18 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 7,500 | $3.14 | $23,550.00 |
DisclosureSEC source: 0001415889-18-000494 · form4-04022018_010419.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending March 31, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:17 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 7,500 | $3.14 | $23,550.00 |
DisclosureSEC source: 0001415889-18-000492 · form4-04022018_010415.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,446 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending March 31, 2018. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:14 UTC |
Schramm Vern LeeDirector
|
GrantCommon Stock | 7,500 | $3.14 | $23,550.00 |
DisclosureSEC source: 0001415889-18-000488 · form4-04022018_010427.xml · nonDerivative · entry 1 Schramm Vern Lee · CIK 0001719553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · kind: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending March 31, 2018. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 8,640 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · derivative · entry 6 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 Underlying: Common Stock · 37,114 shares Expires 2021-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Under the terms of the Exercise Letter, the Company reduced the exercise price of 8,640 warrants from $5.50 per share to $2.50 per share, and agreed to amend the remaining 28,474 warrants to reduce the exercise price to $3.25 per share. F2 · shares: Under the terms of the Exercise Letter, the Company reduced the exercise price of 8,640 warrants from $5.50 per share to $2.50 per share, and agreed to amend the remaining 28,474 warrants to reduce the exercise price to $3.25 per share. F3 · balance_after: As noted in Note 2 above, the Issuer has agreed to amend the remaining warrants to reduce the exercise price from $5.50 per share to $3.25 per share. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 13,680 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · derivative · entry 5 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,680 shares Expires 2020-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 11, 2018, the Reporting Person exercised warrants reported herein pursuant to a warrant repricing letter by and between the Reporting Person and the Issuer (the "Exercise Letter"). Under the terms of the Exercise Letter, the Issuer reduced the exercise price of these warrants from $5.58 per share to $2.50 per share. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 13,680 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · derivative · entry 4 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 13,680 shares Expires 2020-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 11, 2018, the Reporting Person exercised warrants reported herein pursuant to a warrant repricing letter by and between the Reporting Person and the Issuer (the "Exercise Letter"). Under the terms of the Exercise Letter, the Issuer reduced the exercise price of these warrants from $5.58 per share to $2.50 per share. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 13,680 | $2.50 | $34,200.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · nonDerivative · entry 3 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 13,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 13,680 | $2.50 | $34,200.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · nonDerivative · entry 2 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 23:13 UTC |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 8,640 | $2.50 | $21,600.00 |
DisclosureSEC source: 0001415889-18-000068 · form4-01162018_030101.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 8,640 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · derivative · entry 6 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,474 Underlying: Common Stock · 8,640 shares Expires 2021-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Under the terms of the Exercise Letter, the Issuer reduced the exercise price of 8,640 warrants from $5.50 per share to $2.50 per share, and agreed to amend the remaining 28,474 warrants to reduce the exercise price to $3.25 per share. F5 · balance_after: As noted in Note 2 above, the Issuer has agreed to amend the remaining warrants to reduce the exercise price rom $5.50 to $3.25 per share. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 13,680 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · derivative · entry 5 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,680 shares Expires 2020-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On January 11, 2018, the Reporting Person exercised warrants reported herein pursuant to a warrant repricing letter by and between the Reporting Person and Issuer (the "Exercise Letter"). Under the terms of the Exercise Letter, the Issuer reduced the exercise price of these warrants from $5.58 per share to $2.50 per share. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionWarrants · Derivative | 13,680 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · derivative · entry 4 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,680 shares Expires 2020-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On January 11, 2018, the Reporting Person exercised warrants reported herein pursuant to a warrant repricing letter by and between the Reporting Person and Issuer (the "Exercise Letter"). Under the terms of the Exercise Letter, the Issuer reduced the exercise price of these warrants from $5.58 per share to $2.50 per share. F2 · shares: These shares were inadvertently reported as being held indirectly by the Reporting Person's spouse on the Reporting Person's original Form 4. However, such shares are held jointly by the Reporting Person and his spouse, and therefore have been aggregated with the Reporting Person's direct holdings. The same error was included in one Form 4 filed by the Reporting Person after his original Form 4 was filed. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 13,680 | $2.50 | $34,200.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · nonDerivative · entry 3 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares were inadvertently reported as being held indirectly by the Reporting Person's spouse on the Reporting Person's original Form 4. However, such shares are held jointly by the Reporting Person and his spouse, and therefore have been aggregated with the Reporting Person's direct holdings. The same error was included in one Form 4 filed by the Reporting Person after his original Form 4 was filed. F1 · balance_after: The 7,500 shares issued to the Reporting Person on December 20, 2017 in connection with his services on the Issuer's Board of Directors were inadvertently omitted from the Reporting Person's holdings after the reported transactions on his original Form 4, and also omitted from one Form 4 filed by the Reporting Person after his original Form 4 was filed. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 13,680 | $2.50 | $34,200.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · nonDerivative · entry 2 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The 7,500 shares issued to the Reporting Person on December 20, 2017 in connection with his services on the Issuer's Board of Directors were inadvertently omitted from the Reporting Person's holdings after the reported transactions on his original Form 4, and also omitted from one Form 4 filed by the Reporting Person after his original Form 4 was filed. Read SEC document |
| January 11, 2018 Filed Jul 26, 2018 22:22 UTC Amendment |
BORKOWSKI EDWARDDirector
|
Exercise / conversionCommon Stock | 8,640 | $2.50 | $21,600.00 |
DisclosureSEC source: 0001415889-18-001188 · form4a-07262018_030737.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The 7,500 shares issued to the Reporting Person on December 20, 2017 in connection with his services on the Issuer's Board of Directors were inadvertently omitted from the Reporting Person's holdings after the reported transactions on his original Form 4, and also omitted from one Form 4 filed by the Reporting Person after his original Form 4 was filed. Read SEC document |
| December 20, 2017 Filed Feb 13, 2018 22:31 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000227 · form5-02132018_020254.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2017. Read SEC document |
| December 20, 2017 Filed Feb 13, 2018 22:29 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000225 · form5-02132018_020219.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,446 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2017. Read SEC document |
| December 20, 2017 Filed Feb 13, 2018 22:18 UTC |
Schramm Vern LeeDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000221 · form5-02132018_020223.xml · nonDerivative · entry 1 Schramm Vern Lee · CIK 0001719553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2017. Read SEC document |
| December 20, 2017 Filed Feb 13, 2018 22:20 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-000223 · form5-02132018_020200.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarter ending December 31, 2017. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 23:20 UTC |
Spoor Johan M.Director · PRESIDENT AND CEO
|
OtherOptions · Derivative | 100,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001785 · form4-11142017_031107.xml · derivative · entry 3 Spoor Johan M. · CIK 0001535289 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2021-01-04 F2 · security: Represents options granted to the Reporting Person by third parties. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 23:20 UTC |
Spoor Johan M.Director · PRESIDENT AND CEO
|
OtherCommon Stock | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001415889-17-001785 · form4-11142017_031107.xml · nonDerivative · entry 1 Spoor Johan M. · CIK 0001535289 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,034 Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 21:44 UTC |
CASAMENTO CHARLES JDirector
|
GrantCommon Stock | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-17-001685 · form4-10232017_021008.xml · nonDerivative · entry 1 CASAMENTO CHARLES J · CIK 0001117167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarters ending March 31, 2017, June 30, 2017, and September 30, 2017. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 17:43 UTC |
Shenouda MagedDirector · CHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-17-001684 · form4-10232017_021051.xml · nonDerivative · entry 1 Shenouda Maged · CIK 0001658369 · Director · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarters ending March 31, 2017, June 30, 2017, and September 30, 2017. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 21:47 UTC |
Riddell AlastairDirector
|
GrantCommon Stock | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-17-001686 · form4-10232017_021023.xml · nonDerivative · entry 1 Riddell Alastair · CIK 0001681349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarters ending March 31, 2017, June 30, 2017, and September 30, 2017. Read SEC document |
| October 19, 2017 Filed Nov 1, 2017 22:03 UTC |
BORKOWSKI EDWARDDirector
|
GrantCommon Stock | 22,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-17-001743 · form4-11012017_031119.xml · nonDerivative · entry 1 BORKOWSKI EDWARD · CIK 0001197542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,626 F1 · price: Shares issued in connection with the Reporting Person's service on the Issuer's Board of Directors for the quarters ending March 31, 2017, June 30, 2017, and September 30, 2017. F2 · balance_after: Amount includes 103,126 shares previously issued to the Reporting Person upon the automatic conversion of an outstanding note in connection with the Issuer's initial public offering in October 2016. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 21:12 UTC |
Shenouda MagedDirector · CHIEF FINANCIAL OFFICER
|
GrantOptions · Derivative | 100,000 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0001415889-17-001573 · form4-09272017_060908.xml · derivative · entry 1 Shenouda Maged · CIK 0001658369 · Director · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-09-25 F1 · derivative.exercise_date: Options with respect to 75,000 shares vest upon the acceptance of a US IND for MS 1819, and the remaining 25,000 vest upon the Registrant's completion of a Phase IIa clinical trial for MS1819. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.