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Dupret Daniel

Disclosed activity across 1 company

Tapewire entity
164942
SEC CIK
0001680916

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GridAI Technologies Corp.AZRX · Entity 7534CHIEF SCIENTIFIC OFFICERJuly 12, 2018July 18, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GridAI Technologies Corp.

Report date July 12, 2018 · Filed July 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,000 Reported balance After 2018-07-12 transaction · row 1
1 source row

Row 1 · 2018-07-12 · Grant · Acquired 15,000 · Balance 15,000

F1: Represents grant of restricted stock. Shares shall vest in increments as follows: 7,500 shares upon the acceptance of a U.S. IND for MS1819, and 7,500 shares upon the the first CF patient dosed with MS1819 anywhere in the globe.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.04 · Expires 2023-06-28Direct60,000 Reported balance After 2018-07-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-07-12 · Grant · Acquired 60,000 · Balance 60,000

F2: Options with respect to 30,000 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 30,000 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe.

Filing footnotes · ownership attribution and instrument terms

F1: Represents grant of restricted stock. Shares shall vest in increments as follows: 7,500 shares upon the acceptance of a U.S. IND for MS1819, and 7,500 shares upon the the first CF patient dosed with MS1819 anywhere in the globe.

F2: Options with respect to 30,000 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 30,000 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2018 Filed Jul 18, 2018 15:57 UTC GridAI Technologies Corp. AZRX · Entity 7534 GrantOptions · Derivative 60,000 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001415889-18-001122 · form4-07182018_080729.xml · derivative · entry 2

Dupret Daniel · CIK 0001680916 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2023-06-28

F2 · derivative.exercise_date: Options with respect to 30,000 shares vest upon the acceptance of a U.S. IND for MS 1819, and the remaining 30,000 shares vest upon the the first CF patient dosed with MS1819 anywhere in the globe.

Read SEC document
July 12, 2018 Filed Jul 18, 2018 15:57 UTC GridAI Technologies Corp. AZRX · Entity 7534 GrantCommon Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-18-001122 · form4-07182018_080729.xml · nonDerivative · entry 1

Dupret Daniel · CIK 0001680916 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: Represents grant of restricted stock. Shares shall vest in increments as follows: 7,500 shares upon the acceptance of a U.S. IND for MS1819, and 7,500 shares upon the the first CF patient dosed with MS1819 anywhere in the globe.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.