Last 12 months
Inside the activity.
85 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 24 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 0 |
| Jun 2026 | 9 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 1 |
| Sep 2026 | 41 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2018 Filed Dec 6, 2018 22:12 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 2,457 | $0.19 | $466.83 |
DisclosureSEC source: 0001214659-18-007545 · marketforms-43440.xml · nonDerivative · entry 2 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,357 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:12 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.22 | $1,100.00 |
DisclosureSEC source: 0001214659-18-007545 · marketforms-43440.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,900 Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 22:24 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 10,000 | $0.23 | $2,300.00 |
DisclosureSEC source: 0001214659-18-007461 · marketforms-43421.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,900 Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 22:26 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 10,000 | $0.23 | $2,300.00 |
DisclosureSEC source: 0001214659-18-007393 · marketforms-43362.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,900 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 22:48 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 2,500 | $0.23 | $575.00 |
DisclosureSEC source: 0001214659-18-007343 · marketforms-43315.xml · nonDerivative · entry 2 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,900 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 22:48 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.23 | $1,150.00 |
DisclosureSEC source: 0001214659-18-007343 · marketforms-43315.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,400 Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 22:38 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.24 | $1,200.00 |
DisclosureSEC source: 0001214659-18-007261 · marketforms-43245.xml · nonDerivative · entry 3 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,400 Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 22:38 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.23 | $1,150.00 |
DisclosureSEC source: 0001214659-18-007261 · marketforms-43245.xml · nonDerivative · entry 2 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,400 Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 22:38 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.27 | $1,350.00 |
DisclosureSEC source: 0001214659-18-007261 · marketforms-43245.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,400 Read SEC document |
| October 10, 2018 Filed Oct 10, 2018 22:14 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 10,000 | $0.35 | $3,500.00 |
DisclosureSEC source: 0001214659-18-006462 · marketforms-43031.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,400 Read SEC document |
| October 05, 2018 Filed Oct 5, 2018 21:10 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 5,000 | $0.39 | $1,950.00 |
DisclosureSEC source: 0001214659-18-006405 · marketforms-43017.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,400 Read SEC document |
| October 02, 2018 Filed Oct 2, 2018 21:40 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 7,500 | $0.40 | $3,000.00 |
DisclosureSEC source: 0001214659-18-006313 · marketforms-42998.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,400 Read SEC document |
| September 18, 2018 Filed Sep 18, 2018 22:55 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 3,500 | $0.43 | $1,505.00 |
DisclosureSEC source: 0001214659-18-006078 · marketforms-42946.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,900 Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 21:03 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 1,000 | $0.50 | $500.00 |
DisclosureSEC source: 0001214659-18-005985 · marketforms-42910.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,400 Read SEC document |
| August 21, 2018 Filed Aug 21, 2018 20:36 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 12,000 | $0.41 | $4,920.00 |
DisclosureSEC source: 0001214659-18-005652 · marketforms-42772.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:39 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 871 | $0.54 | $470.34 |
DisclosureSEC source: 0001214659-18-004651 · marketforms-42378.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 76,400 F1 · ownership.direct: 76,400 shares of Common Stock are held by the Reporting Person's wholly owned company, Ault & Company, Inc. ("Ault & Company"). F2 · ownership.direct: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:39 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 529 | $0.55 | $290.95 |
DisclosureSEC source: 0001214659-18-004651 · marketforms-42378.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (1) Disclosed balance after: 75,529 F1 · ownership.direct: 76,400 shares of Common Stock are held by the Reporting Person's wholly owned company, Ault & Company, Inc. ("Ault & Company"). F2 · ownership.direct: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:38 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 871 | $0.54 | $470.34 |
DisclosureSEC source: 0001214659-18-004650 · marketforms-42375.xml · nonDerivative · entry 2 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,400 Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:38 UTC |
Ault & Company, Inc.Director · See Remark
|
PurchaseCommon Stock | 529 | $0.55 | $290.95 |
DisclosureSEC source: 0001214659-18-004650 · marketforms-42375.xml · nonDerivative · entry 1 Ault & Company, Inc. · CIK 0001734770 · Director · See Remark 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,529 Read SEC document |
| June 22, 2018 Filed Jun 28, 2018 01:55 UTC |
Ault Kristine L10% owner · See Footnote (1)
|
PurchaseCommon Stock | 500 | $0.60 | $300.00 |
DisclosureSEC source: 0001214659-18-004590 · marketforms-42362.xml · nonDerivative · entry 1 Ault Kristine L · CIK 0001685857 · 10% owner · See Footnote (1) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,150 Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 23:41 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,600 | $0.60 | $960.00 |
DisclosureSEC source: 0001214659-18-004303 · marketforms-42231.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,600 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 22:44 UTC |
Ault Kristine L10% owner · See Footnote (1)
|
PurchaseCommon Stock | 500 | $0.60 | $300.00 |
DisclosureSEC source: 0001214659-18-004299 · marketforms-42230.xml · nonDerivative · entry 2 Ault Kristine L · CIK 0001685857 · 10% owner · See Footnote (1) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,650 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:44 UTC |
Ault Kristine L10% owner · See Footnote (1)
|
PurchaseCommon Stock | 1,000 | $0.63 | $630.00 |
DisclosureSEC source: 0001214659-18-004299 · marketforms-42230.xml · nonDerivative · entry 1 Ault Kristine L · CIK 0001685857 · 10% owner · See Footnote (1) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Read SEC document |
| May 08, 2018 Filed Jun 29, 2018 20:39 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseWarrant · Derivative | 75,000 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001214659-18-004651 · marketforms-42378.xml · derivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-10-04 F2 · price: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018. F2 · derivative.exercise_date: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018. F2 · ownership.direct: On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018. Read SEC document |
| April 25, 2018 Filed Oct 12, 2018 00:43 UTC |
Bentz Jeffrey AllenDirector
|
PurchaseCommon Stock | 7,000 | $0.97 | $6,790.00 |
DisclosureSEC source: 0001214659-18-006495 · marketforms-43044.xml · nonDerivative · entry 2 Bentz Jeff Acosta · CIK 0001719817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:52 UTC |
Philou Ventures, LLC10% owner
|
OtherCommon Stock Purchase Warrant · Derivative | 357,143 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001214659-18-002996 · marketforms-41796.xml · derivative · entry 2 Philou Ventures, LLC · CIK 0001685812 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785,714 Underlying: Common Stock · 357,143 shares Expires 2023-04-24 F1 · kind: On April 24, 2018, Philou Ventures, LLC (the "Reporting Person") purchased 25,000 shares of Series B Convertible Preferred Shares (the "Preferred Shares") of DPW Holdings, Inc. (the "Issuer") in consideration for $250,000 pursuant to the Preferred Stock Purchase Agreement dated March 9, 2017, by and between the Reporting Person and the Issuer (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the Reporting Person may purchase from the Issuer, from time to time, up to $5,000,000 of the Preferred Shares. Concurrent with any purchase of Preferred Shares by the Reporting Person, the Reporting Person will be granted five-year warrants to purchase shares of the Issuer's Common Stock in a number equal to the shares of Common Stock underlying the Preferred Shares, at an exercise price equal to $0.70 per share, subject to adjustments. Such warrants may be exercised, in whole or in part, at any time or from time to time. F1 · price: On April 24, 2018, Philou Ventures, LLC (the "Reporting Person") purchased 25,000 shares of Series B Convertible Preferred Shares (the "Preferred Shares") of DPW Holdings, Inc. (the "Issuer") in consideration for $250,000 pursuant to the Preferred Stock Purchase Agreement dated March 9, 2017, by and between the Reporting Person and the Issuer (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the Reporting Person may purchase from the Issuer, from time to time, up to $5,000,000 of the Preferred Shares. Concurrent with any purchase of Preferred Shares by the Reporting Person, the Reporting Person will be granted five-year warrants to purchase shares of the Issuer's Common Stock in a number equal to the shares of Common Stock underlying the Preferred Shares, at an exercise price equal to $0.70 per share, subject to adjustments. Such warrants may be exercised, in whole or in part, at any time or from time to time. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 20:52 UTC |
Philou Ventures, LLC10% owner
|
OtherSeries B Convertible Preferred Stock · Derivative | 25,000 | $10.00 Strike: $0.70 | $250,000.00 |
DisclosureSEC source: 0001214659-18-002996 · marketforms-41796.xml · derivative · entry 1 Philou Ventures, LLC · CIK 0001685812 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 1,785,714 shares Expires not disclosed F1 · kind: On April 24, 2018, Philou Ventures, LLC (the "Reporting Person") purchased 25,000 shares of Series B Convertible Preferred Shares (the "Preferred Shares") of DPW Holdings, Inc. (the "Issuer") in consideration for $250,000 pursuant to the Preferred Stock Purchase Agreement dated March 9, 2017, by and between the Reporting Person and the Issuer (the "Purchase Agreement"). Pursuant to the Purchase Agreement, the Reporting Person may purchase from the Issuer, from time to time, up to $5,000,000 of the Preferred Shares. Concurrent with any purchase of Preferred Shares by the Reporting Person, the Reporting Person will be granted five-year warrants to purchase shares of the Issuer's Common Stock in a number equal to the shares of Common Stock underlying the Preferred Shares, at an exercise price equal to $0.70 per share, subject to adjustments. Such warrants may be exercised, in whole or in part, at any time or from time to time. F2 · derivative.exercise_date: The Preferred Shares are convertible upon the earlier to occur of (i) 60 months from March 24, 2017, or (ii) upon the filing by the Issuer of one or more periodic reports that, singly or collectively, evidence(s) that the Issuer's gross revenues have reached no less than $10,000,000 in the aggregate, on a consolidated reporting basis, over four consecutive quarters in accordance with U.S. GAAP. There is no expiration date applicable to the conversion of the Preferred Shares. F2 · derivative.expiration_date: The Preferred Shares are convertible upon the earlier to occur of (i) 60 months from March 24, 2017, or (ii) upon the filing by the Issuer of one or more periodic reports that, singly or collectively, evidence(s) that the Issuer's gross revenues have reached no less than $10,000,000 in the aggregate, on a consolidated reporting basis, over four consecutive quarters in accordance with U.S. GAAP. There is no expiration date applicable to the conversion of the Preferred Shares. Read SEC document |
| April 19, 2018 Filed Apr 19, 2018 20:41 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.03 | $1,030.00 |
DisclosureSEC source: 0001214659-18-002911 · marketforms-41767.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 20:30 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 6,000 | $0.83 | $4,980.00 |
DisclosureSEC source: 0001214659-18-002462 · marketforms-41558.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 20:30 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 2,500 | $0.92 | $2,300.00 |
DisclosureSEC source: 0001214659-18-002409 · marketforms-41544.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 20:30 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 2,500 | $0.94 | $2,350.00 |
DisclosureSEC source: 0001214659-18-002409 · marketforms-41544.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 22:32 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 5,000 | $1.10 | $5,500.00 |
DisclosureSEC source: 0001214659-18-002239 · marketforms-41519.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Read SEC document |
| March 15, 2018 Filed Mar 15, 2018 20:54 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.26 | $1,260.00 |
DisclosureSEC source: 0001214659-18-002166 · marketforms-41499.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:05 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.31 | $1,310.00 |
DisclosureSEC source: 0001214659-18-001851 · marketforms-41304.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 02, 2018 Filed Mar 2, 2018 21:35 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.38 | $1,380.00 |
DisclosureSEC source: 0001214659-18-001736 · marketforms-41254.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 21:36 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.52 | $1,520.00 |
DisclosureSEC source: 0001214659-18-001682 · marketforms-41204.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 21:35 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 2,000 | $1.62 | $3,240.00 |
DisclosureSEC source: 0001214659-18-001620 · marketforms-41178.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 21:35 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.63 | $1,630.00 |
DisclosureSEC source: 0001214659-18-001620 · marketforms-41178.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 21:35 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,400 | $1.63 | $2,282.00 |
DisclosureSEC source: 0001214659-18-001005 · marketforms-40968.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 21:56 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,500 | $1.31 | $1,965.00 |
DisclosureSEC source: 0001214659-18-000892 · marketforms-40927.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600 Read SEC document |
| February 02, 2018 Filed Feb 2, 2018 21:35 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 2,000 | $1.67 | $3,340.00 |
DisclosureSEC source: 0001214659-18-000870 · marketforms-40908.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Read SEC document |
| February 01, 2018 Filed Feb 1, 2018 21:10 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
|
PurchaseCommon Stock | 1,000 | $1.98 | $1,980.00 |
DisclosureSEC source: 0001214659-18-000806 · marketforms-40879.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Read SEC document |
| January 25, 2018 Filed Jan 31, 2018 01:26 UTC |
Horne William B.Director · Chief Financial Officer
|
GrantOptions · Derivative | 500,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001214659-18-000759 · marketforms-40866.xml · derivative · entry 2 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2018-01-24 F2 · derivative.exercise_date: Mr. Horne was granted options to purchase 500,000 shares of common stock which shall vest ratably over 60 months. Read SEC document |
| January 25, 2018 Filed Jan 31, 2018 01:26 UTC |
Horne William B.Director · Chief Financial Officer
|
GrantCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-000759 · marketforms-40866.xml · nonDerivative · entry 1 Horne William B · CIK 0001333268 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · price: For his services, Mr. Horne received 1,000,000 shares of restricted common stock which shares shall vest in installments of two hundred thousand (200,000) shares annually over five (5) years beginning on January 1, 2019; provided, however, that such shares may, in whole or in part, in the discretion of the Compensation Committee of the Issuer, vest immediately upon the filing of the Issuer's Annual Report on Form 10-K with the Securities and Exchange Commission that shows that the Issuer's revenues for the applicable fiscal year reached or exceeded $100,000,000; notwithstanding the foregoing, before the Issuer accelerates any such vesting, the Issuer's Compensation Committee must prior thereto have obtained the consent of Mr. Horne, which consent may be withheld in his discretion. Read SEC document |
| January 24, 2018 Filed Oct 12, 2018 00:43 UTC |
Bentz Jeffrey AllenDirector
|
GrantStock Options · Derivative | 275,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001214659-18-006495 · marketforms-43044.xml · derivative · entry 3 Bentz Jeff Acosta · CIK 0001719817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2028-01-23 F2 · derivative.exercise_date: Mr. Bentz received additional stock options to purchase shares of common stock at $2.32 per share which vest ratably over 36 months beginning with the first month after January 24, 2018, subject to stockholder approval. Read SEC document |
| January 24, 2018 Filed Oct 12, 2018 00:43 UTC |
Bentz Jeffrey AllenDirector
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-006495 · marketforms-43044.xml · nonDerivative · entry 1 Bentz Jeff Acosta · CIK 0001719817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: For his services, Mr. Bentz received 100,000 shares of restricted common stock which shall vest upon the one year anniversary from the date of issuance, which is January 24, 2018, subject to stockholder approval. Read SEC document |
| January 09, 2018 Filed Jan 9, 2018 21:05 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
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PurchaseCommon Stock | 1,000 | $2.02 | $2,020.00 |
DisclosureSEC source: 0001437749-18-000461 · rdgdoc.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:05 UTC |
Ault Kristine LDirector · 10% owner
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PurchaseCommon Stock | 300 | $2.69 | $807.00 |
DisclosureSEC source: 0001437749-18-000460 · rdgdoc.xml · nonDerivative · entry 2 Ault Kristine L · CIK 0001685857 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 F1 · balance_after: On a Form 4 filed on November 28, 2016, the Reporting Person disclosed the purchase of an aggregate of 700 shares of common stock of the Issuer, the first time she purchased in her own name. On a Form 4 filed on December 13, 2016, the Reporting Person disclosed the purchase of other securities of the Issuer by an affiliate, Philou Ventures, and included a row indicating that she owned 1,800 shares directly. This Form 4 inadvertently overstated her direct ownership of shares of common stock of the Issuer by 1,100 such shares. Although the Reporting Person has since filed five Forms 4, all of which correctly reported the transaction requiring the filing of the particular form (including a Form 4 that disclosed the purchase of 850 shares from May 9, 2017 through May 11, 2017), this Form 4 is the first to accurately present the Reporting Person's direct ownership of common stock of the Issuer. No Form 4 other than those mentioned above disclosed a direct purchase of shares of common stock F2 · balance_after: of the Issuer, and at no time has the Reporting Person sold any such shares, whether directly or indirectly. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:05 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
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PurchaseCommon Stock | 1,000 | $2.49 | $2,490.00 |
DisclosureSEC source: 0001437749-18-000461 · rdgdoc.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 23:29 UTC |
AULT MILTON C IIIDirector · Chairman and CEO
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PurchaseCommon Stock | 1,000 | $2,700.00 | $2,700,000.00 |
DisclosureSEC source: 0001437749-18-000370 · rdgdoc.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 76,100 F1 · ownership.direct: Of the 76,100 shares beneficially owned by the Reporting Person, 75,000 shares are held by the Reporting Person's wholly owned company, Ault & Company, Inc. The Reporting Person individually owns 1,100 shares. F1 · ownership.nature: Of the 76,100 shares beneficially owned by the Reporting Person, 75,000 shares are held by the Reporting Person's wholly owned company, Ault & Company, Inc. The Reporting Person individually owns 1,100 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.