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Nasdaq · USD

GPRE

Green Plains Inc.

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4937
SEC CIK
0001309402
Parsed reports
494

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2020 Filed Jun 19, 2020 21:00 UTC
MAPES MICHELLEChief Legal and Admin Officer
SaleCommon Stock 5,000 $10.09 $50,425.00
Disclosure

SEC source: 0001309402-20-000074 · certent-form4.xml · nonDerivative · entry 1

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,391

Read SEC document
May 10, 2020 Filed May 12, 2020 17:40 UTC Tax withholdingCommon Stock 1,915 $7.13 $13,653.95
Disclosure

SEC source: 0001309402-20-000058 · certent-form4.xml · nonDerivative · entry 2

EDWARDS S EUGENE · CIK 0001054032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,236

F2 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
May 10, 2020 Filed May 12, 2020 17:41 UTC Tax withholdingCommon Stock 1,942 $7.13 $13,846.46
Disclosure

SEC source: 0001309402-20-000060 · certent-form4.xml · nonDerivative · entry 2

Manuel Thomas L · CIK 0001643142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,365

F2 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
May 10, 2020 Filed May 12, 2020 17:37 UTC Tax withholdingCommon Stock 1,846 $7.13 $13,161.98
Disclosure

SEC source: 0001309402-20-000056 · certent-form4.xml · nonDerivative · entry 2

Anderson James D · CIK 0001447751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,157

F2 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
May 10, 2020 Filed May 12, 2020 19:41 UTC Tax withholdingCommon Stock 1,873 $7.13 $13,354.49
Disclosure

SEC source: 0001309402-20-000070 · certent-form4.xml · nonDerivative · entry 2

GLADE GORDON FREDRICK · CIK 0001422186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,059

F2 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
May 10, 2020 Filed May 12, 2020 17:35 UTC Tax withholdingCommon Stock 1,947 $7.13 $13,882.11
Disclosure

SEC source: 0001309402-20-000054 · certent-form4.xml · nonDerivative · entry 2

CROWLEY JAMES F · CIK 0001246454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,007

F2 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:40 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000058 · certent-form4.xml · nonDerivative · entry 1

EDWARDS S EUGENE · CIK 0001054032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,151

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:41 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000060 · certent-form4.xml · nonDerivative · entry 1

Manuel Thomas L · CIK 0001643142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,307

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:59 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000068 · certent-form4.xml · nonDerivative · entry 1

Knudsen Ejnar A III · CIK 0001674241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,487

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:57 UTC
Treuer AlainDirector
GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000066 · certent-form4.xml · nonDerivative · entry 1

Treuer Alain · CIK 0001448037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,649

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:37 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000056 · certent-form4.xml · nonDerivative · entry 1

Anderson James D · CIK 0001447751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,003

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 19:41 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000070 · certent-form4.xml · nonDerivative · entry 1

GLADE GORDON FREDRICK · CIK 0001422186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,932

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:35 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000054 · certent-form4.xml · nonDerivative · entry 1

CROWLEY JAMES F · CIK 0001246454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,954

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:53 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000064 · certent-form4.xml · nonDerivative · entry 1

Hoovestol Wayne · CIK 0001344648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,431

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 12, 2020 21:45 UTC GrantCommon Stock 17,531 $7.13 $124,996.03
Disclosure

SEC source: 0001309402-20-000062 · certent-form4.xml · nonDerivative · entry 1

Peterson Brian · CIK 0001344643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,382

F1 · kind: The shares vest on the first anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:28 UTC SaleCash settled total return swap (obligation to buy) · Derivative 63,924 $4.16 $266,051.69
Disclosure

SEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 4

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,755

Underlying: Common Stock, Par Value $0.001 Per Share · 63,924 shares

Expires 2023-11-17

F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 20:28 UTC SaleCommon stock of $0.01 par value 9,000 $4.23 $38,045.70
Disclosure

SEC source: 0001214659-20-003152 · marketforms-48502.xml · nonDerivative · entry 1

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504,739

F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:28 UTC SaleCash settled total return swap (obligation to buy) · Derivative 127,562 $4.81 $613,445.66
Disclosure

SEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 3

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,699

Underlying: Common Stock, Par Value $0.001 Per Share · 127,562 shares

Expires 2023-11-17

F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
March 30, 2020 Filed Apr 2, 2020 20:28 UTC SaleCash settled total return swap (obligation to buy) · Derivative 86,160 $4.05 $348,680.90
Disclosure

SEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 2

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,261

Underlying: Common Stock, Par Value $0.001 Per Share · 86,160 shares

Expires 2023-11-17

F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.

F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 16:46 UTC PurchaseCommon Stock 30,000 $4.79 $143,790.00
Disclosure

SEC source: 0001309402-20-000045 · certent-form4.xml · nonDerivative · entry 1

Knudsen Ejnar A III · CIK 0001674241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,956

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:05 UTC
Becker Todd ADirector · President and CEO
Tax withholdingCommon Stock 10,447 $4.48 $46,802.56
Disclosure

SEC source: 0001309402-20-000033 · certent-form4.xml · nonDerivative · entry 2

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,595

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:12 UTC
MAPES MICHELLEChief Legal and Admin Officer
Tax withholdingCommon Stock 1,304 $4.48 $5,841.92
Disclosure

SEC source: 0001309402-20-000041 · certent-form4.xml · nonDerivative · entry 2

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,391

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:14 UTC
Hudak Mark AEVP - Human Resources
Tax withholdingCommon Stock 652 $4.48 $2,920.96
Disclosure

SEC source: 0001309402-20-000043 · certent-form4.xml · nonDerivative · entry 2

Hudak Mark A · CIK 0001593188 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,844

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:10 UTC
Cronin Walter SChief Commercial Officer
Tax withholdingCommon Stock 1,019 $4.48 $4,565.12
Disclosure

SEC source: 0001309402-20-000039 · certent-form4.xml · nonDerivative · entry 2

Cronin Walter S · CIK 0001650556 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,900

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:09 UTC
Kolomaya Paul EChief Accounting Officer
Tax withholdingCommon Stock 795 $4.48 $3,561.60
Disclosure

SEC source: 0001309402-20-000037 · certent-form4.xml · nonDerivative · entry 3

Kolomaya Paul E · CIK 0001543072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,914

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:09 UTC
Kolomaya Paul EChief Accounting Officer
SaleCommon Stock 4,100 $4.15 $17,015.00
Disclosure

SEC source: 0001309402-20-000037 · certent-form4.xml · nonDerivative · entry 2

Kolomaya Paul E · CIK 0001543072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,709

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:08 UTC
Simpkins G Patrich JrChief Financial Officer
Tax withholdingCommon Stock 1,019 $4.48 $4,565.12
Disclosure

SEC source: 0001309402-20-000035 · certent-form4.xml · nonDerivative · entry 2

Simpkins G Patrich Jr · CIK 0001549615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,795

F3 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 16:05 UTC
Becker Todd ADirector · President and CEO
GrantCommon Stock 122,180 $10.64 $1,299,995.20
Disclosure

SEC source: 0001309402-20-000033 · certent-form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,042

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:12 UTC
MAPES MICHELLEChief Legal and Admin Officer
GrantCommon Stock 21,617 $10.64 $230,004.88
Disclosure

SEC source: 0001309402-20-000041 · certent-form4.xml · nonDerivative · entry 1

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,695

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:14 UTC
Hudak Mark AEVP - Human Resources
GrantCommon Stock 9,868 $10.64 $104,995.52
Disclosure

SEC source: 0001309402-20-000043 · certent-form4.xml · nonDerivative · entry 1

Hudak Mark A · CIK 0001593188 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,496

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:10 UTC
Cronin Walter SChief Commercial Officer
GrantCommon Stock 26,316 $10.64 $280,002.24
Disclosure

SEC source: 0001309402-20-000039 · certent-form4.xml · nonDerivative · entry 1

Cronin Walter S · CIK 0001650556 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,919

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:09 UTC
Kolomaya Paul EChief Accounting Officer
GrantCommon Stock 12,641 $10.64 $134,500.24
Disclosure

SEC source: 0001309402-20-000037 · certent-form4.xml · nonDerivative · entry 1

Kolomaya Paul E · CIK 0001543072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,809

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:08 UTC
Simpkins G Patrich JrChief Financial Officer
GrantCommon Stock 28,195 $10.64 $299,994.80
Disclosure

SEC source: 0001309402-20-000035 · certent-form4.xml · nonDerivative · entry 1

Simpkins G Patrich Jr · CIK 0001549615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,814

F1 · date: Date of grant, with all shares cliff vesting on the third anniversary of grant.

F2 · price: Grant date fair value is based on the volume weighted average trading price for the 30 trading days prior to March 12, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 17:00 UTC
Becker Todd ADirector · President and CEO
Tax withholdingCommon Stock 19,605 $12.68 $248,591.40
Disclosure

SEC source: 0001309402-20-000020 · certent-form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,862

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:07 UTC
Cronin Walter SChief Commercial Officer
Tax withholdingCommon Stock 2,996 $12.68 $37,989.28
Disclosure

SEC source: 0001309402-20-000026 · certent-form4.xml · nonDerivative · entry 1

Cronin Walter S · CIK 0001650556 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,603

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:13 UTC
Hudak Mark AEVP - Human Resources
Tax withholdingCommon Stock 2,044 $12.68 $25,917.92
Disclosure

SEC source: 0001309402-20-000030 · certent-form4.xml · nonDerivative · entry 1

Hudak Mark A · CIK 0001593188 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,628

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:08 UTC
MAPES MICHELLEChief Legal and Admin Officer
Tax withholdingCommon Stock 2,935 $12.68 $37,215.80
Disclosure

SEC source: 0001309402-20-000028 · certent-form4.xml · nonDerivative · entry 1

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,078

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:04 UTC
Kolomaya Paul EChief Accounting Officer
Tax withholdingCommon Stock 2,759 $12.68 $34,984.12
Disclosure

SEC source: 0001309402-20-000024 · certent-form4.xml · nonDerivative · entry 1

Kolomaya Paul E · CIK 0001543072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,168

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:03 UTC
Simpkins G Patrich JrChief Financial Officer
Tax withholdingCommon Stock 2,931 $12.68 $37,165.08
Disclosure

SEC source: 0001309402-20-000022 · certent-form4.xml · nonDerivative · entry 1

Simpkins G Patrich Jr · CIK 0001549615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,619

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:38 UTC SaleCommon stock of $0.01 par value 81,718 $12.44 $1,016,898.79
Disclosure

SEC source: 0001214659-20-001939 · marketforms-47987.xml · nonDerivative · entry 1

Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner

MANGROVE PARTNERS · CIK 0001535392 · 10% owner

AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513,739

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:07 UTC
Becker Todd ADirector · President and CEO
Tax withholdingCommon Stock 10,466 $13.56 $141,918.96
Disclosure

SEC source: 0001309402-20-000008 · certent-form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,467

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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February 19, 2020 Filed Feb 21, 2020 21:18 UTC
Hudak Mark AEVP - Human Resources
Tax withholdingCommon Stock 1,079 $13.56 $14,631.24
Disclosure

SEC source: 0001309402-20-000018 · certent-form4.xml · nonDerivative · entry 1

Hudak Mark A · CIK 0001593188 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,672

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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February 19, 2020 Filed Feb 21, 2020 21:16 UTC
Cronin Walter SChief Commercial Officer
Tax withholdingCommon Stock 864 $13.56 $11,715.84
Disclosure

SEC source: 0001309402-20-000016 · certent-form4.xml · nonDerivative · entry 1

Cronin Walter S · CIK 0001650556 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,599

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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February 19, 2020 Filed Feb 21, 2020 21:14 UTC
MAPES MICHELLEChief Legal and Admin Officer
Tax withholdingCommon Stock 864 $13.56 $11,715.84
Disclosure

SEC source: 0001309402-20-000014 · certent-form4.xml · nonDerivative · entry 1

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,013

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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February 19, 2020 Filed Feb 21, 2020 21:11 UTC
Kolomaya Paul EChief Accounting Officer
Tax withholdingCommon Stock 432 $13.56 $5,857.92
Disclosure

SEC source: 0001309402-20-000012 · certent-form4.xml · nonDerivative · entry 1

Kolomaya Paul E · CIK 0001543072 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,927

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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February 19, 2020 Filed Feb 21, 2020 21:09 UTC
Simpkins G Patrich JrChief Financial Officer
Tax withholdingCommon Stock 594 $13.56 $8,054.64
Disclosure

SEC source: 0001309402-20-000010 · certent-form4.xml · nonDerivative · entry 1

Simpkins G Patrich Jr · CIK 0001549615 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,550

F1 · kind: Disposition reported represents tax withholding on the portion of a previously reported grant that vested on date indicated herein.

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December 19, 2019 Filed Dec 20, 2019 22:22 UTC
MAPES MICHELLEChief Legal and Admin Officer
SaleCommon Stock 2,000 $16.34 $32,680.00
Disclosure

SEC source: 0001309402-19-000166 · certent-form4.xml · nonDerivative · entry 1

MAPES MICHELLE · CIK 0001475659 · Chief Legal and Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,877

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December 18, 2019 Filed Dec 19, 2019 19:25 UTC
Becker Todd ADirector · President and CEO
SaleCommon Stock 50,000 $16.12 $805,900.00
Disclosure

SEC source: 0001309402-19-000164 · certent-form4.xml · nonDerivative · entry 2

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,933

Read SEC document
December 17, 2019 Filed Dec 19, 2019 19:25 UTC
Becker Todd ADirector · President and CEO
SaleCommon Stock 75,000 $16.12 $1,208,775.00
Disclosure

SEC source: 0001309402-19-000164 · certent-form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,933

Read SEC document
December 05, 2019 Filed Dec 9, 2019 17:42 UTC
Becker Todd ADirector · President and CEO
SaleCommon Stock 41,957 $14.48 $607,327.58
Disclosure

SEC source: 0001309402-19-000160 · certent-form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,933

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.