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Granite Point Mortgage Trust Inc.

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7217
SEC CIK
0001703644
Parsed reports
343

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2019 Filed May 15, 2019 20:54 UTC GrantCommon Stock 3,378 $19.24 $64,992.72
Disclosure

SEC source: 0001703644-19-000059 · wf-form4_155795364741489.xml · nonDerivative · entry 1

DEHNE TANUJA M · CIK 0001563781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,581

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plane. This award vests on the first anniversary of the grant date.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 23:34 UTC
URBASZEK MARCINChief Financial Officer
SaleCommon Stock 1,966 $19.55 $38,439.63
Disclosure

SEC source: 0001703644-19-000022 · wf-form4_154906404824259.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,191

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.65, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 30, 2019 Filed Feb 1, 2019 23:38 UTC
Sandberg Rebecca BGeneral Counsel and Secretary
SaleCommon Stock 424 $19.48 $8,257.48
Disclosure

SEC source: 0001703644-19-000024 · wf-form4_154906427873916.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,117

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 23:31 UTC
PLUST STEVENChief Operating Officer
SaleCommon Stock 4,523 $19.55 $88,445.46
Disclosure

SEC source: 0001703644-19-000020 · wf-form4_154906386754500.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,296

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.48 to $19.64, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 23:28 UTC
ALPART STEPHENChief Investment Officer
SaleCommon Stock 5,520 $19.56 $107,943.60
Disclosure

SEC source: 0001703644-19-000018 · wf-form4_154906369302647.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,339

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 24, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.65, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Trust Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 23:25 UTC
TAYLOR JOHN ADirector · President and CEO
SaleCommon Stock 10,734 $19.50 $209,304.41
Disclosure

SEC source: 0001703644-19-000016 · wf-form4_154906349124663.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,271

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 25, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $19.56, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:41 UTC
URBASZEK MARCINChief Financial Officer
GrantCommon Stock 12,946 $19.31 $249,987.26
Disclosure

SEC source: 0001703644-19-000010 · wf-form4_154881248795996.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,487

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:30 UTC
Sandberg Rebecca BGeneral Counsel and Secretary
GrantCommon Stock 3,625 $19.31 $69,998.75
Disclosure

SEC source: 0001703644-19-000004 · wf-form4_154881178550687.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,862

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Solely as a result of arithmetical error, the Amount of Securities Beneficially Owned Following Reported Transactions(s) reported on the reporting person's Form 4s filed on January 30, 2018 and June 27, 2018 was overstated by 10,000 shares. The Amount of Securities Beneficially Owned Following Reported Transaction(s) reported on the reporting person's January 30, 2018 and June 27, 2018 Form 4s should have been 30,390 and 28,916, respectively.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:37 UTC
ALPART STEPHENChief Investment Officer
GrantCommon Stock 38,839 $19.31 $749,981.09
Disclosure

SEC source: 0001703644-19-000008 · wf-form4_154881225775995.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,859

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:34 UTC
PLUST STEVENChief Operating Officer
GrantCommon Stock 38,839 $19.31 $749,981.09
Disclosure

SEC source: 0001703644-19-000006 · wf-form4_154881202730990.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,819

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:24 UTC
TAYLOR JOHN ADirector · President and CEO
GrantCommon Stock 62,143 $19.31 $1,199,981.33
Disclosure

SEC source: 0001703644-19-000002 · wf-form4_154881146767940.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,005

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Feb 1, 2019 23:10 UTC Amendment
URBASZEK MARCINChief Financial Officer
GrantCommon Stock 12,946 $19.31 $249,987.26
Disclosure

SEC source: 0001703644-19-000012 · wf-form4a_154906263458138.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,157

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 28, 2019 Filed Feb 1, 2019 23:13 UTC Amendment
Sandberg Rebecca BGeneral Counsel and Secretary
GrantCommon Stock 3,625 $19.31 $69,998.75
Disclosure

SEC source: 0001703644-19-000014 · wf-form4a_154906280424460.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,541

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Solely as a result of arithmetical error, the Amount of Securities Beneficially Owned Following Reported Transactions(s) reported on the reporting person's Form 4s filed on January 30, 2018 and June 27, 2018 was overstated by 10,000 shares. The Amount of Securities Beneficially Owned Following Reported Transaction(s) reported on the reporting person's January 30, 2018 and June 27, 2018 Form 4s should have been 30,390 and 28,916, respectively.

Read SEC document
June 25, 2018 Filed Jun 28, 2018 01:32 UTC
Sandberg Rebecca BGeneral Counsel and Secretary
SaleCommon Stock 1,474 $18.69 $27,555.40
Disclosure

SEC source: 0001703644-18-000064 · wf-form4_153014953001428.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,916

F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on June 22, 2018 of a restricted stock award previously granted to the reporting person.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:47 UTC
URBASZEK MARCINChief Financial Officer
PurchaseCommon Stock 2,500 $18.34 $45,850.00
Disclosure

SEC source: 0001703644-18-000057 · wf-form4_152762683990954.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,211

Read SEC document
May 24, 2018 Filed May 29, 2018 20:57 UTC
ALPART STEPHENChief Investment Officer
PurchaseCommon Stock 2,800 $18.37 $51,436.00
Disclosure

SEC source: 0001703644-18-000059 · wf-form4_152762745826612.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,020

Read SEC document
May 22, 2018 Filed Jun 22, 2018 21:10 UTC
TAYLOR JOHN ADirector · President and CEO
PurchaseCommon Stock 4,000 $18.15 $72,606.80
Disclosure

SEC source: 0001703644-18-000062 · wf-form4_152970183401166.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,862

Read SEC document
May 15, 2018 Filed May 17, 2018 17:09 UTC GrantCommon Stock 3,499 $17.86 $62,492.14
Disclosure

SEC source: 0001703644-18-000043 · wf-form4_152659134419875.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,927

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:11 UTC GrantCommon Stock 4,899 $17.86 $87,496.14
Disclosure

SEC source: 0001703644-18-000045 · wf-form4_152659148110142.xml · nonDerivative · entry 1

KASNET STEPHEN G · CIK 0001232379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 15, 2018 Filed May 17, 2018 17:13 UTC GrantCommon Stock 3,639 $17.86 $64,992.54
Disclosure

SEC source: 0001703644-18-000047 · wf-form4_152659158393288.xml · nonDerivative · entry 1

KAMARCK MARTIN · CIK 0001188564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,203

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests on the first anniversary of the grant date.

Read SEC document
May 15, 2018 Filed May 17, 2018 19:15 UTC GrantCommon Stock 3,499 $17.86 $62,492.14
Disclosure

SEC source: 0001703644-18-000037 · wf-form4_152658449806988.xml · nonDerivative · entry 1

Woodhouse Hope B · CIK 0001529759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,063

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vest on the first anniversary of the grant date.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:04 UTC GrantCommon Stock 3,639 $17.86 $64,992.54
Disclosure

SEC source: 0001703644-18-000039 · wf-form4_152659100146678.xml · nonDerivative · entry 1

DEHNE TANUJA M · CIK 0001563781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,203

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plane. This award vests on the first anniversary of the grant date.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:06 UTC
PLUST STEVENChief Operating Officer
PurchaseCommon Stock 5,767 $17.85 $102,940.95
Disclosure

SEC source: 0001703644-18-000041 · wf-form4_152659118937812.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,980

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:16 UTC OtherCommon Stock 32,755 $16.63 $544,715.65
Disclosure

SEC source: 0001703644-18-000020 · wf-form4_152287659149367.xml · nonDerivative · entry 1

SIERING THOMAS · CIK 0001474897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,482

F1 · kind: On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly.

F2 · acquired: This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person.

F3 · balance_after: Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:13 UTC
URBASZEK MARCINChief Financial Officer
GrantCommon Stock 11,540 $17.33 $199,988.20
Disclosure

SEC source: 0001703644-18-000002 · wf-form4_151734680355924.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,711

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:56 UTC
Sandberg Rebecca BGeneral Counsel and Secretary
GrantCommon Stock 2,885 $17.33 $49,997.05
Disclosure

SEC source: 0001703644-18-000008 · wf-form4_151734938726161.xml · nonDerivative · entry 1

Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,390

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

F2 · balance_after: Includes 17,005 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:59 UTC
TAYLOR JOHN ADirector · President and CEO
GrantCommon Stock 57,703 $17.33 $999,992.99
Disclosure

SEC source: 0001703644-18-000010 · wf-form4_151734952797723.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,862

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:54 UTC
ALPART STEPHENChief Investment Officer
GrantCommon Stock 34,622 $17.33 $599,999.26
Disclosure

SEC source: 0001703644-18-000006 · wf-form4_151734924752402.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,220

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:19 UTC
PLUST STEVENChief Operating Officer
GrantCommon Stock 34,622 $17.33 $599,999.26
Disclosure

SEC source: 0001703644-18-000004 · wf-form4_151734713348521.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,213

F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 18:05 UTC
TAYLOR BRIANDirector
PurchaseCommon Stock 5,600 $17.87 $100,074.24
Disclosure

SEC source: 0001387809-17-000008 · wf-form4_151121909543227.xml · nonDerivative · entry 1

TAYLOR BRIAN · CIK 0001387809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,014

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.825 to $17.905. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: Includes 4914 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 17:09 UTC GrantCommon Stock 10,000 $17.79 $177,890.00
Disclosure

SEC source: 0001052783-17-000006 · wf-form4_151087013344373.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Green Meadows, LLC

Disclosed balance after: 10,000

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.785 to $17.797. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · ownership.nature: The reporting person is the managing member and a 2% owner of Green Meadows, LLC.

Read SEC document
November 13, 2017 Filed Nov 13, 2017 16:54 UTC PurchaseCommon Stock 15,000 $17.49 $262,279.50
Disclosure

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 3

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,428

F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.455 to $17.4975. The Reporting Person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 22:13 UTC
PLUST STEVENChief Operating Officer
PurchaseCommon Stock 2,750 $17.63 $48,482.50
Disclosure

SEC source: 0001708103-17-000002 · wf-form4_151078400104419.xml · nonDerivative · entry 1

PLUST STEVEN · CIK 0001708103 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,591

F1 · balance_after: Includes 841 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 16:54 UTC PurchaseCommon Stock 6,000 $17.68 $106,072.20
Disclosure

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 2

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,428

Read SEC document
November 10, 2017 Filed Nov 13, 2017 16:52 UTC
ROTH WILLIAMDirector
PurchaseCommon Stock 2,500 $17.50 $43,737.50
Disclosure

SEC source: 0001474958-17-000002 · wf-form4_151060991524143.xml · nonDerivative · entry 2

ROTH WILLIAM · CIK 0001474958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,829

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:53 UTC
TAYLOR JOHN ADirector · President and CEO
PurchaseCommon Stock 5,800 $17.74 $102,915.20
Disclosure

SEC source: 0001708282-17-000002 · wf-form4_151070001363727.xml · nonDerivative · entry 1

TAYLOR JOHN A · CIK 0001708282 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,159

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.7326 to $17.7782. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: Includes 4,609 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

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November 10, 2017 Filed Nov 14, 2017 22:48 UTC
ALPART STEPHENChief Investment Officer
PurchaseCommon Stock 2,882 $17.70 $51,010.82
Disclosure

SEC source: 0001708036-17-000002 · wf-form4_151069969122360.xml · nonDerivative · entry 1

ALPART STEPHEN · CIK 0001708036 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,598

F1 · balance_after: Includes 2,016 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

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November 09, 2017 Filed Nov 13, 2017 16:54 UTC PurchaseCommon Stock 10,000 $17.67 $176,746.00
Disclosure

SEC source: 0001052783-17-000004 · wf-form4_151061007260087.xml · nonDerivative · entry 1

SANDERS WILLIAM REID · CIK 0001052783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,428

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.6247 to $17.7172. The Reporting Person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: Includes 11,864 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

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November 09, 2017 Filed Nov 13, 2017 21:48 UTC
URBASZEK MARCINChief Financial Officer
PurchaseCommon Stock 3,000 $17.37 $52,110.00
Disclosure

SEC source: 0001707300-17-000002 · wf-form4_151060971356267.xml · nonDerivative · entry 1

URBASZEK MARCIN · CIK 0001707300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171

F1 · balance_after: Includes 5,671 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

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November 09, 2017 Filed Nov 13, 2017 16:52 UTC
ROTH WILLIAMDirector
PurchaseCommon Stock 7,500 $17.58 $131,874.75
Disclosure

SEC source: 0001474958-17-000002 · wf-form4_151060991524143.xml · nonDerivative · entry 1

ROTH WILLIAM · CIK 0001474958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,329

F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.55 to $17.60. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F2 · balance_after: Includes 128,829 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

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October 20, 2017 Filed Oct 23, 2017 20:58 UTC OtherCommon stock, par value $0.01 per share 33,071,000 $0.00 $0.00
Disclosure

SEC source: 0001703644-17-000042 · wf-form4_150879228557615.xml · nonDerivative · entry 3

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 429,845

F5 · shares: On September 14, 2017, the Board of Directors of Two Harbors declared a special dividend (the "Stock Dividend") to distribute the 33,071,000 shares of Granite Point common stock acquired by Two Harbors in connection with the contribution of its commercial real estate portfolio to Granite Point. The Stock Dividend will be distributed on November 1, 2017 (the "Distribution Date"), on a pro rata basis, to Two Harbors common stockholders of record at the close of business on October 20, 2017 (the "Record Date").

F6 · ownership.nature: As a result of the Stock Dividend, all remaining reported securities are held by Capitol.

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October 20, 2017 Filed Oct 23, 2017 20:58 UTC PurchaseCommon stock, par value $0.01 per share 25,000 $18.50 $462,515.00
Disclosure

SEC source: 0001703644-17-000042 · wf-form4_150879228557615.xml · nonDerivative · entry 2

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,500,845

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of the Stock Dividend (defined below). Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F4 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.41 to $18.71. The reporting persons undertake to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: Prior to the execution of the Stock Dividend, the securities were held by wholly owned subsidiaries of Two Harbors, including 33,071,000 shares held by Two Harbors Operating Company LLC ("Operating Company") and 429,845 shares held by Capitol. In advance of the Distribution Date (defined below) for the Stock Dividend, the 33,071,000 shares held by Operating Company will be transferred to Two Harbors in order to effect the Stock Dividend.

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October 19, 2017 Filed Oct 23, 2017 20:58 UTC PurchaseCommon stock, par value $0.01 per share 25,000 $18.63 $465,710.00
Disclosure

SEC source: 0001703644-17-000042 · wf-form4_150879228557615.xml · nonDerivative · entry 1

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,475,845

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of the Stock Dividend (defined below). Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F2 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.45 to $18.74. The reporting persons undertake to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: Prior to the execution of the Stock Dividend, the securities were held by wholly owned subsidiaries of Two Harbors, including 33,071,000 shares held by Two Harbors Operating Company LLC ("Operating Company") and 429,845 shares held by Capitol. In advance of the Distribution Date (defined below) for the Stock Dividend, the 33,071,000 shares held by Operating Company will be transferred to Two Harbors in order to effect the Stock Dividend.

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October 18, 2017 Filed Oct 18, 2017 21:25 UTC PurchaseCommon stock, par value $0.01 per share 25,000 $18.81 $470,147.50
Disclosure

SEC source: 0001703644-17-000040 · wf-form4_150836191315245.xml · nonDerivative · entry 3

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,450,845

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F4 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.74 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 379,845 shares were held by Capitol.

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October 17, 2017 Filed Oct 18, 2017 21:25 UTC PurchaseCommon stock, par value $0.01 per share 4,741 $18.96 $89,876.56
Disclosure

SEC source: 0001703644-17-000040 · wf-form4_150836191315245.xml · nonDerivative · entry 2

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,425,845

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F2 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.91 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 379,845 shares were held by Capitol.

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October 16, 2017 Filed Oct 18, 2017 21:25 UTC PurchaseCommon stock, par value $0.01 per share 4,597 $18.96 $87,140.27
Disclosure

SEC source: 0001703644-17-000040 · wf-form4_150836191315245.xml · nonDerivative · entry 1

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,421,104

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F2 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.91 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 379,845 shares were held by Capitol.

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October 13, 2017 Filed Oct 13, 2017 21:20 UTC PurchaseCommon stock, par value $0.01 per share 3,472 $18.96 $65,828.43
Disclosure

SEC source: 0001703644-17-000038 · wf-form4_150792959072592.xml · nonDerivative · entry 3

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,416,507

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F5 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.94 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 345,507 shares were held by Capitol.

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October 12, 2017 Filed Oct 13, 2017 21:20 UTC PurchaseCommon stock, par value $0.01 per share 14,427 $18.94 $273,296.43
Disclosure

SEC source: 0001703644-17-000038 · wf-form4_150792959072592.xml · nonDerivative · entry 2

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,413,035

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F4 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.90 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 345,507 shares were held by Capitol.

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October 11, 2017 Filed Oct 13, 2017 21:20 UTC PurchaseCommon stock, par value $0.01 per share 10,290 $18.95 $194,973.89
Disclosure

SEC source: 0001703644-17-000038 · wf-form4_150792959072592.xml · nonDerivative · entry 1

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,398,608

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F2 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $18.92 to $18.96. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.

F3 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 345,507 shares were held by Capitol.

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October 10, 2017 Filed Oct 10, 2017 21:06 UTC PurchaseCommon stock, par value $0.01 per share 884 $18.96 $16,760.64
Disclosure

SEC source: 0001703644-17-000036 · wf-form4_150766955776498.xml · nonDerivative · entry 3

TWO HARBORS INVESTMENT CORP. · CIK 0001465740 · 10% owner

Capitol Acquisition Corp · CIK 0001406982 · 10% owner

TWO HARBORS OPERATING Co LLC · CIK 0001563628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,388,318

F1 · shares: The securities were purchased by Capitol Acquisition Corp. ("Capitol"), a wholly owned indirect subsidiary of Two Harbors Investment Corp. ("Two Harbors"), pursuant to a rule 10b5-1 stock purchase plan that Two Harbors committed to adopt in connection with Granite Point Mortgage Trust Inc.'s ("Granite Point") formation transaction and initial public offering ("IPO"). As previously disclosed, Two Harbors does not intend to distribute any shares that Capitol acquires through the stock purchase plan to its stockholders as part of an anticipated special dividend of Granite Point shares. Any shares of common stock purchased by Capitol pursuant to the stock purchase plan are subject to lock-up arrangements between Two Harbors and the IPO underwriters.

F2 · ownership.nature: The securities are held by wholly owned subsidiaries of Two Harbors. As of the date hereof, 33,071,000 shares were held by Two Harbors Operating Company LLC and 317,318 shares were held by Capitol.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.