GPGI

SEC source: 0001104659-23-046854 · tm2313163-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,979,899

Underlying: Class A Common Stock · 6,475 shares

Expires 2026-12-27

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-044724 · tm2312637-3_4seq1.xml · derivative · entry 3

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,986,374

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-12-27

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044723 · tm2312637-2_4seq1.xml · derivative · entry 3

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,986,374

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-12-27

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,986,374

Underlying: Class A Common Stock · 1,000 shares

Expires 2026-12-27

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-044724 · tm2312637-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,987,374

Underlying: Class A Common Stock · 108,518 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044723 · tm2312637-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 9,987,374

Underlying: Class A Common Stock · 108,518 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,987,374

Underlying: Class A Common Stock · 108,518 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.22, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-044724 · tm2312637-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,095,892

Underlying: Class A Common Stock · 350,100 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044723 · tm2312637-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,095,892

Underlying: Class A Common Stock · 350,100 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-044722 · tm2312637-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,095,892

Underlying: Class A Common Stock · 350,100 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.17 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-042841 · tm2312052-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,445,992

Underlying: Class A Common Stock · 37,289 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-042839 · tm2312052-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,445,992

Underlying: Class A Common Stock · 37,289 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,445,992

Underlying: Class A Common Stock · 37,289 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-042841 · tm2312052-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,483,281

Underlying: Class A Common Stock · 31,507 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.2483, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-042839 · tm2312052-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,483,281

Underlying: Class A Common Stock · 31,507 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.2483, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-042838 · tm2312052-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,483,281

Underlying: Class A Common Stock · 31,507 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.2483, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-041590 · tm2311760-1_4seq1.xml · nonDerivative · entry 1

Howe Niloofar Razi · CIK 0001863923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,994

F1 · shares: These shares represent restricted stock units ("RSUs"), which are fully vested and granted in lieu of annual cash retainer payments made to eligible non-employee members of the Company's board of directors under the Company RSU Conversion and Deferral Program for Directors, and may be settled into Class A Common Stock.

SEC source: 0001104659-23-040369 · tm2311223-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,514,788

Underlying: Class A Common Stock · 2,912 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.25, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-040368 · tm2311223-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,514,788

Underlying: Class A Common Stock · 2,912 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.25, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,514,788

Underlying: Class A Common Stock · 2,912 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.25, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-040369 · tm2311223-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,517,700

Underlying: Class A Common Stock · 112,543 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-040368 · tm2311223-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,517,700

Underlying: Class A Common Stock · 112,543 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-040367 · tm2311223-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,517,700

Underlying: Class A Common Stock · 112,543 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.20 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-037230 · tm2310696-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,630,243

Underlying: Class A Common Stock · 30,601 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-037229 · tm2310696-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,630,243

Underlying: Class A Common Stock · 30,601 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-037227 · tm2310696-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,630,243

Underlying: Class A Common Stock · 30,601 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-035699 · tm2310329-2_4seq1.xml · derivative · entry 3

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,660,844

Underlying: Class A Common Stock · 31,051 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035700 · tm2310329-3_4seq1.xml · derivative · entry 3

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,660,844

Underlying: Class A Common Stock · 31,051 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 3

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,660,844

Underlying: Class A Common Stock · 31,051 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.39, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-035699 · tm2310329-2_4seq1.xml · derivative · entry 2

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,691,895

Underlying: Class A Common Stock · 33,977 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035700 · tm2310329-3_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,691,895

Underlying: Class A Common Stock · 33,977 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,691,895

Underlying: Class A Common Stock · 33,977 shares

Expires 2026-12-27

F3 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-035699 · tm2310329-2_4seq1.xml · derivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,725,872

Underlying: Class A Common Stock · 97,763 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035700 · tm2310329-3_4seq1.xml · derivative · entry 1

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,725,872

Underlying: Class A Common Stock · 97,763 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-035698 · tm2310329-1_4seq1.xml · derivative · entry 1

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,725,872

Underlying: Class A Common Stock · 97,763 shares

Expires 2026-12-27

F1 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.

F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-032267 · tm239529-2_4seq1.xml · derivative · entry 2

Basile Donald G · CIK 0001587452 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,823,635

Underlying: Class A Common Stock · 13,765 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-032269 · tm239529-3_4seq1.xml · derivative · entry 6

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,823,635

Underlying: Class A Common Stock · 13,765 shares

Expires 2026-12-27

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-23-032271 · tm239529-4_4seq1.xml · derivative · entry 2

Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,823,635

Underlying: Class A Common Stock · 13,765 shares

Expires 2026-12-27

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001104659-23-031851 · tm239146-3_4seq1.xml · nonDerivative · entry 2

Maes Gregoire · CIK 0001885789 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,067

F2 · shares: These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F4 · balance_after: Includes (i) the RSUs described in footnotes (1) and (2) above, (ii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 35,615 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031851 · tm239146-3_4seq1.xml · nonDerivative · entry 1

Maes Gregoire · CIK 0001885789 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,091

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F3 · balance_after: Includes (i) the RSUs described in footnote (1) above, (ii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 35,615 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031853 · tm239146-5_4seq1.xml · nonDerivative · entry 2

Wilk Jonathan · CIK 0001885796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526,134

F2 · shares: These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F4 · balance_after: The total reported above does not include 1,236,027 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by CompoSecure Employee LLC. Mr. Wilk may be deemed the beneficial owner of the 1,236,027 shares of Class B Common Stock because he is the sole member of the CompoSecure Employee LLC.

F5 · balance_after: Includes (i) the RSUs described in footnotes (1) and (2) above, (ii) 842,588 unvested time-vesting RSUs originally granted on March 16, 2022 in the aggregate amount of 1,123,451 RSUs, for which the remaining 842,588 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date, (iii) 449,380 performance-vesting RSUs originally granted on March 16, 2022, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and (iv) 186,360 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031853 · tm239146-5_4seq1.xml · nonDerivative · entry 1

Wilk Jonathan · CIK 0001885796 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002,231

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F3 · balance_after: Includes (i) the RSUs described in footnote (1) above, (ii) 842,588 unvested time-vesting RSUs originally granted on March 16, 2022 in the aggregate amount of 1,123,451 RSUs, for which the remaining 842,588 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date, (iii) 449,380 performance-vesting RSUs originally granted on March 16, 2022, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and (iv) 186,360 shares of Class A Common Stock owned directly by the reporting person.

F4 · balance_after: The total reported above does not include 1,236,027 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure Holdings, L.L.C. that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by CompoSecure Employee LLC. Mr. Wilk may be deemed the beneficial owner of the 1,236,027 shares of Class B Common Stock because he is the sole member of the CompoSecure Employee LLC.

SEC source: 0001104659-23-031850 · tm239146-2_4seq1.xml · nonDerivative · entry 2

Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,560

F2 · shares: These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F4 · balance_after: Includes (i) the RSUs described in footnotes (1) and (2) above, (ii) 225,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs, for which the remaining 225,000 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date, (iii) 200,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs, for which the remaining 200,000 RSUs will continue to vest ratably on January 1, 2024, subject to the reporting person's continued service as of the applicable vesting date and (iv) 125,608 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031850 · tm239146-2_4seq1.xml · nonDerivative · entry 1

Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,584

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F3 · balance_after: Includes (i) the RSUs described in footnote (1) above, (ii) 225,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs, for which the remaining 225,000 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date, (iii) 200,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs, for which the remaining 200,000 RSUs will continue to vest ratably on January 1, 2024, subject to the reporting person's continued service as of the applicable vesting date and (iv) 125,608 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031849 · tm239146-1_4seq1.xml · nonDerivative · entry 2

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,906

F2 · shares: These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F4 · balance_after: Includes (i) the RSUs described in footnotes (1) and (2) above, (ii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 43,040 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031849 · tm239146-1_4seq1.xml · nonDerivative · entry 1

Fitzsimmons Timothy Walter · CIK 0001885866 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,223

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F3 · balance_after: Includes (i) the RSUs described in footnote (1) above, (ii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 43,040 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031852 · tm239146-4_4seq1.xml · nonDerivative · entry 2

Lowe Adam Joseph · CIK 0001885801 · Chief Product & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,312

F2 · shares: These shares represent performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F4 · balance_after: Includes (i) the RSUs described in footnotes (1) and (2) above, (ii) 450,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 600,000 RSUs, for which the remaining 450,000 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 94,360 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-031852 · tm239146-4_4seq1.xml · nonDerivative · entry 1

Lowe Adam Joseph · CIK 0001885801 · Chief Product & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,336

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.

F3 · balance_after: Includes (i) the RSUs described in footnote (1) above, (ii) 450,000 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 600,000 RSUs, for which the remaining 450,000 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iii) 94,360 shares of Class A Common Stock owned directly by the reporting person.

SEC source: 0001104659-23-028468 · tm238524-1_4seq1.xml · nonDerivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.49 to $6.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001104659-23-021523 · tm236719-3_4seq1.xml · nonDerivative · entry 1

Doll Dixon R Jr. · CIK 0001587473 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 315,333

F1 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.