Last 12 months
Inside the activity.
8 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2022 Filed Aug 31, 2022 20:33 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 42,670 | $6.01 | $256,468.04 |
DisclosureSEC source: 0001104659-22-096665 · tm2224881d2_4.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,939,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 00:34 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 42,670 | $6.01 | $256,468.04 |
DisclosureSEC source: 0001104659-22-096666 · tm2224881d3_4.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,939,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 19:20 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 13,516 | $6.06 | $81,956.97 |
DisclosureSEC source: 0001104659-22-095266 · tm2224658-2_4seq1.xml · nonDerivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,982,404 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.16, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 19:20 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 13,516 | $6.06 | $81,956.97 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,982,404 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.16, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 23:20 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 13,516 | $6.06 | $81,956.97 |
DisclosureSEC source: 0001104659-22-095265 · tm2224658-1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,982,404 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.16, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 19:20 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 515,700 | $5.51 | $2,843,054.10 |
DisclosureSEC source: 0001104659-22-095266 · tm2224658-2_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,995,920 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $6.015, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 19:20 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 515,700 | $5.51 | $2,843,054.10 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,995,920 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $6.015, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 23:20 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 515,700 | $5.51 | $2,843,054.10 |
DisclosureSEC source: 0001104659-22-095265 · tm2224658-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,995,920 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $6.015, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 19:56 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 500,000 | $5.50 | $2,750,000.00 |
DisclosureSEC source: 0001781002-22-000064 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,870,662 F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 19:20 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 1,518 | $5.82 | $8,832.79 |
DisclosureSEC source: 0001104659-22-095266 · tm2224658-2_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,511,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 19:20 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 1,518 | $5.82 | $8,832.79 |
DisclosureSEC source: 0001104659-22-095267 · tm2224658-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,511,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 23:20 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 1,518 | $5.82 | $8,832.79 |
DisclosureSEC source: 0001104659-22-095265 · tm2224658-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,511,620 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.845, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 19:54 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 20,920 | $5.81 | $121,494.99 |
DisclosureSEC source: 0001104659-22-093793 · tm2224298-2_4seq1.xml · nonDerivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,513,138 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.99, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 19:54 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 20,920 | $5.81 | $121,494.99 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,513,138 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.99, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 23:53 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 20,920 | $5.81 | $121,494.99 |
DisclosureSEC source: 0001104659-22-093792 · tm2224298-1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,513,138 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.99, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 19:54 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 75,201 | $5.81 | $436,955.41 |
DisclosureSEC source: 0001104659-22-093793 · tm2224298-2_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,534,058 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 19:54 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 75,201 | $5.81 | $436,955.41 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,534,058 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 23:53 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 75,201 | $5.81 | $436,955.41 |
DisclosureSEC source: 0001104659-22-093792 · tm2224298-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,534,058 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 19:54 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 15,725 | $6.02 | $94,604.75 |
DisclosureSEC source: 0001104659-22-093793 · tm2224298-2_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,609,259 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 19:54 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 15,725 | $6.02 | $94,604.75 |
DisclosureSEC source: 0001104659-22-093794 · tm2224298-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,609,259 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 23:53 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 15,725 | $6.02 | $94,604.75 |
DisclosureSEC source: 0001104659-22-093792 · tm2224298-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,609,259 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.065, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 19:59 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 102,332 | $6.30 | $645,070.23 |
DisclosureSEC source: 0001104659-22-092682 · tm2224081-2_4seq1.xml · nonDerivative · entry 3 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,624,984 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.355, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 18, 2022 Filed Aug 18, 2022 19:59 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 102,332 | $6.30 | $645,070.23 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 3 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,624,984 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.355, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 00:02 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 102,332 | $6.30 | $645,070.23 |
DisclosureSEC source: 0001104659-22-092686 · tm2224081-1_4seq1.xml · nonDerivative · entry 3 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,624,984 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.355, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:59 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 54,651 | $6.33 | $346,197.69 |
DisclosureSEC source: 0001104659-22-092682 · tm2224081-2_4seq1.xml · nonDerivative · entry 2 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,727,316 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.85, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 19:59 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 54,651 | $6.33 | $346,197.69 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 2 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,727,316 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.85, inclusive. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 00:02 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 54,651 | $6.33 | $346,197.69 |
DisclosureSEC source: 0001104659-22-092686 · tm2224081-1_4seq1.xml · nonDerivative · entry 2 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,727,316 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.28 to $6.85, inclusive. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:59 UTC |
Basile Donald GDirector · 10% owner
|
SaleClass A Common Stock | 7,033 | $6.86 | $48,240.75 |
DisclosureSEC source: 0001104659-22-092682 · tm2224081-2_4seq1.xml · nonDerivative · entry 1 Basile Donald G · CIK 0001587452 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,781,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 19:59 UTC |
Doll Dixon R Jr.10% owner
|
SaleClass A Common Stock | 7,033 | $6.86 | $48,240.75 |
DisclosureSEC source: 0001104659-22-092683 · tm2224081-3_4seq1.xml · nonDerivative · entry 1 Doll Dixon R Jr. · CIK 0001587473 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,781,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.nature: As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| August 16, 2022 Filed Aug 19, 2022 00:02 UTC |
Roman DBDR Tech Sponsor LLC10% owner
|
SaleClass A Common Stock | 7,033 | $6.86 | $48,240.75 |
DisclosureSEC source: 0001104659-22-092686 · tm2224081-1_4seq1.xml · nonDerivative · entry 1 Roman DBDR Tech Sponsor LLC · CIK 0001824499 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,781,967 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $7.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4. F2 · ownership.direct: Dr. Donald G. Basile, Chairman and Co-Chief Executive Officer of the registrant and Dixon Doll, Jr., the registrant's Co-Chief Executive Officer, are the managing members of the reporting person and have voting and investment discretion with respect to the securities held by the reporting person. As such, Messrs. Basile and Doll may be deemed to share beneficial ownership of the shares of Class A common stock held directly by the reporting person. Each of Messrs. Basile and Doll disclaim any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:04 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 3,673 | $4.99 | $18,334.88 |
DisclosureSEC source: 0001781002-22-000063 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,370,662 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 07/27/2022, prices ranged from $4.95 to $5.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 01, 2022 Filed Sep 20, 2022 22:38 UTC |
Howe Niloofar RaziDirector
|
GrantClass A Common Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-101661 · tm2226212-3_4seq1.xml · nonDerivative · entry 2 Howe Niloofar Razi · CIK 0001863923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,835 F1 · shares: These shares represent restricted stock units ("RSUs"), which are fully vested and granted in lieu of annual cash retainer payments made to eligible non-employee members of the Company's board of directors under the Company RSU Conversion and Deferral Program for Directors, and may be settled into Class A Common Stock. Read SEC document |
| June 24, 2022 Filed Jul 5, 2022 20:32 UTC |
Howe Niloofar RaziDirector
|
GrantClass A Common Stock | 21,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077375 · tm2220417-2_4seq1.xml · nonDerivative · entry 1 Howe Niloofar Razi · CIK 0001863923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,057 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2023 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| June 24, 2022 Filed Jul 5, 2022 20:31 UTC |
THOMPSON JANE J.Director
|
GrantClass A Common Stock | 21,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077372 · tm2220417-1_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,057 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2023 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| June 24, 2022 Filed Jul 5, 2022 20:32 UTC |
Hughes Brian F.Director
|
GrantClass A Common Stock | 21,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077379 · tm2220417-3_4seq1.xml · nonDerivative · entry 1 Hughes Brian F. · CIK 0001825326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,057 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2023 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| June 14, 2022 Filed Jun 14, 2022 20:33 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 30 | $5.40 | $162.00 |
DisclosureSEC source: 0001781002-22-000058 · primary_doc.xml · nonDerivative · entry 3 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,366,989 F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 20:33 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 10,000 | $5.87 | $58,676.00 |
DisclosureSEC source: 0001781002-22-000058 · primary_doc.xml · nonDerivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,366,959 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 06/13/2022, prices ranged from $5.775 to $5.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 20:33 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 674 | $6.00 | $4,044.00 |
DisclosureSEC source: 0001781002-22-000058 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,356,959 F1 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 17:32 UTC |
Gourbault Amanda MandyChief Revenue Officer
|
PurchaseClass A Common Stock | 2,732 | $6.30 | $17,211.60 |
DisclosureSEC source: 0001104659-22-069401 · tm2218021-1_4seq1.xml · nonDerivative · entry 2 Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,397 F1 · ownership.nature: Includes shares of Class A Common Stock owned by the reporting person's husband. The reporting person disclaims beneficial ownership of these shares of Class A Common Stock and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares of Class A Common Stock for purposes of Section 16 or any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 17:32 UTC |
Gourbault Amanda MandyChief Revenue Officer
|
PurchaseClass A Common Stock | 5,000 | $6.58 | $32,899.50 |
DisclosureSEC source: 0001104659-22-069401 · tm2218021-1_4seq1.xml · nonDerivative · entry 1 Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,665 F1 · ownership.nature: Includes shares of Class A Common Stock owned by the reporting person's husband. The reporting person disclaims beneficial ownership of these shares of Class A Common Stock and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares of Class A Common Stock for purposes of Section 16 or any other purpose. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 16:30 UTC |
Gourbault Amanda MandyChief Revenue Officer
|
PurchaseClass A Common Stock | 1,645 | $7.50 | $12,337.50 |
DisclosureSEC source: 0001104659-22-068541 · tm2217788-1_4seq1.xml · nonDerivative · entry 2 Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,665 F1 · ownership.nature: Includes shares of Class A Common Stock owned by the reporting person's husband. The reporting person disclaims beneficial ownership of these shares of Class A Common Stock and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares of Class A Common Stock for purposes of Section 16 or any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 16:30 UTC |
Gourbault Amanda MandyChief Revenue Officer
|
PurchaseClass A Common Stock | 5,020 | $7.50 | $37,650.00 |
DisclosureSEC source: 0001104659-22-068541 · tm2217788-1_4seq1.xml · nonDerivative · entry 1 Gourbault Amanda Mandy · CIK 0001900531 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,020 F1 · ownership.nature: Includes shares of Class A Common Stock owned by the reporting person's husband. The reporting person disclaims beneficial ownership of these shares of Class A Common Stock and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares of Class A Common Stock for purposes of Section 16 or any other purpose. Read SEC document |
| May 12, 2022 Filed May 12, 2022 20:09 UTC |
Wilk JonathanDirector · Chief Executive Officer
|
PurchaseClass A Common Stock | 20,000 | $6.09 | $121,850.00 |
DisclosureSEC source: 0001104659-22-059668 · tm2215463-1_4seq1.xml · nonDerivative · entry 1 Wilk Jonathan · CIK 0001885796 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592,831 F1 · price: Reflects the weighted average price of purchases on May 12, 2022. The shares were purchased in multiple transactions at prices ranging from $6.045 to $6.13, inclusive. The reporting person undertakes to provide CompoSecure, Inc., any security holder of CompoSecure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · balance_after: Includes (A) 20,000 shares of Class A Common Stock purchased on May 12, 2022 and reported on this Form 4 and (B) (i) 1,123,451 time-vested restricted stock units ("RSUs"), which will vest ratably over four years, with 25% of the award vesting on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (ii) 449,380 performance-vested RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date. The RSUs will be settled into Class A Common Stock upon vesting. F3 · balance_after: The total reported above does not include 1,236,027 shares of Class B Common Stock, and a corresponding number of Class B Common Units issued by CompoSecure that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, and a corresponding cancellation of the Class B Common Stock, held by CompoSecure Employee LLC. Mr. Wilk may be deemed the beneficial owner of the 1,236,027 shares of Class B Common Stock because he serves as the sole member of the CompoSecure Employee LLC. Mr. Wilk disclaims beneficial ownership of the shares held by the CompoSecure Employee LLC. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:17 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 3,258 | $6.00 | $19,533.99 |
DisclosureSEC source: 0001781002-22-000049 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,356,285 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 05/12/2022, prices ranged from $5.98 to $6.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2022 Filed May 11, 2022 21:21 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 50,000 | $6.36 | $318,240.00 |
DisclosureSEC source: 0001781002-22-000048 · primary_doc.xml · nonDerivative · entry 3 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,353,027 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 05/09/2022, prices ranged from $7.43 to $7.50 per share, inclusive. On 05/10/2022, prices ranged from $6.6275 to $7.25, inclusive. On 05/11/2022, prices ranged from $6.20 to $6.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 11, 2022 Filed May 12, 2022 16:52 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 52,200 | $6.40 | $334,080.00 |
DisclosureSEC source: 0000919574-22-003123 · ownership.xml · nonDerivative · entry 2 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,946,053 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 10, 2022 Filed May 11, 2022 21:21 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 103,027 | $6.95 | $716,439.46 |
DisclosureSEC source: 0001781002-22-000048 · primary_doc.xml · nonDerivative · entry 2 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,303,027 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 05/09/2022, prices ranged from $7.43 to $7.50 per share, inclusive. On 05/10/2022, prices ranged from $6.6275 to $7.25, inclusive. On 05/11/2022, prices ranged from $6.20 to $6.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 10, 2022 Filed May 12, 2022 16:52 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 25,000 | $6.69 | $167,250.00 |
DisclosureSEC source: 0000919574-22-003123 · ownership.xml · nonDerivative · entry 1 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,893,853 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 9, 2022 18:00 UTC |
Tikvah Management LLC10% owner
Ezrah Charitable Trust10% owner
COHEN DAVID I10% owner
|
PurchaseCommon Stock | 109,523 | $7.27 | $796,232.21 |
DisclosureSEC source: 0000919574-22-003059 · ownership.xml · nonDerivative · entry 3 Tikvah Management LLC · CIK 0001606477 · 10% owner Ezrah Charitable Trust · CIK 0001924068 · 10% owner COHEN DAVID I · CIK 0000898361 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,868,853 F1 · ownership.nature: The reported transactions were in securities held by The Ezrah Charitable Trust, a client of Tikvah Management LLC. The securities may be deemed to be beneficially owned by Mr. David Cohen because he is the managing member of Tikvah Management LLC, which may be deemed to have beneficial ownership of the securities because Tikvah Management LLC serves as the investment manager to The Ezrah Charitable Trust. Mr. Cohen and Tikvah Management LLC disclaim beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Cohen and Tikvah Management LLC are the beneficial owners of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 09, 2022 Filed May 11, 2022 21:21 UTC |
Bleichroeder LP10% owner
|
PurchaseCommon Stock | 11,774 | $7.48 | $88,116.62 |
DisclosureSEC source: 0001781002-22-000048 · primary_doc.xml · nonDerivative · entry 1 Bleichroeder LP · CIK 0001781002 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,200,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 05/09/2022, prices ranged from $7.43 to $7.50 per share, inclusive. On 05/10/2022, prices ranged from $6.6275 to $7.25, inclusive. On 05/11/2022, prices ranged from $6.20 to $6.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. F2 · ownership.direct: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.