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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2024 Filed Mar 6, 2024 22:09 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
SaleCommon Stock 10,456 $26.33 $275,306.48
Disclosure

SEC source: 0001771515-24-000049 · wk-form4_1709762969.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,992

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 04, 2024 Filed Mar 6, 2024 22:06 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
SaleCommon Stock 5,045 $26.33 $132,834.85
Disclosure

SEC source: 0001771515-24-000045 · wk-form4_1709762774.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,631

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

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March 01, 2024 Filed Mar 4, 2024 22:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · derivative · entry 10

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,779

Underlying: Common Stock · 300,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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March 01, 2024 Filed Mar 4, 2024 22:45 UTC SaleCommon Stock 100,000 $26.27 $2,627,000.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · nonDerivative · entry 5

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,123

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.21 to $26.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2024 Filed Mar 4, 2024 22:45 UTC SaleCommon Stock 100,000 $26.21 $2,621,000.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,123

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2024 Filed Mar 4, 2024 22:45 UTC SaleCommon Stock 100,000 $26.01 $2,601,000.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,123

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.02, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2024 Filed Mar 4, 2024 22:45 UTC Exercise / conversionCommon Stock 300,000 $7.13 $2,139,000.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:36 UTC
Chung CalvinSee Remarks
GrantCommon Stock 12,657 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000027 · wk-form4_1709591781.xml · nonDerivative · entry 1

Chung Calvin · CIK 0001970381 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,912

F1 · shares: Represents 12,657 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 18,985 unvested PSUs at target achievement (or up to an additional 37,970 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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February 29, 2024 Filed Mar 4, 2024 17:33 UTC GrantCommon Stock 14,238 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000025 · wk-form4_1709591595.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,420

F2 · shares: Represents 14,238 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 21,357 unvested PSUs at target achievement (or up to an additional 42,714 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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February 29, 2024 Filed Mar 4, 2024 17:33 UTC GrantCommon Stock 15,342 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000025 · wk-form4_1709591595.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,182

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

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February 29, 2024 Filed Mar 4, 2024 17:47 UTC
Gray Lindsay E.SVP, Accounting
GrantCommon Stock 8,015 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000037 · wk-form4_1709592440.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,777

F2 · shares: Represents 8,015 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 12,023 unvested PSUs at target achievement (or up to an additional 24,046 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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February 29, 2024 Filed Mar 4, 2024 17:47 UTC
Gray Lindsay E.SVP, Accounting
GrantCommon Stock 4,656 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000037 · wk-form4_1709592440.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,762

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:45 UTC GrantCommon Stock 69,507 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000035 · wk-form4_1709592331.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,123

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

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February 29, 2024 Filed Mar 4, 2024 17:53 UTC
Bracher CharlesChief Financial Officer
GrantCommon Stock 20,667 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000043 · wk-form4_1709592782.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,142

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

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February 29, 2024 Filed Mar 4, 2024 17:40 UTC
Thompson Luke DEVP, GC and Secretary
GrantCommon Stock 13,416 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000031 · wk-form4_1709592002.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,206

F1 · shares: Represents 13,416 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 20,124 unvested PSUs at target achievement (or up to an additional 40,248 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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February 29, 2024 Filed Mar 4, 2024 22:51 UTC
Burke Pamela B.EVP, Chief Stores Officer
GrantCommon Stock 15,752 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000041 · wk-form4_1709592690.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,255

F2 · shares: Represents 15,752 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 23,627 unvested PSUs at target achievement (or up to an additional 47,254 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

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February 29, 2024 Filed Mar 4, 2024 22:51 UTC
Burke Pamela B.EVP, Chief Stores Officer
GrantCommon Stock 16,013 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000041 · wk-form4_1709592690.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,503

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:50 UTC
CHIKKALA RAMESHEVP, Chief Operations Officer
GrantCommon Stock 15,510 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000039 · wk-form4_1709592605.xml · nonDerivative · entry 2

CHIKKALA RAMESH · CIK 0001930144 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,204

F2 · shares: Represents 15,510 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 23,265 unvested PSUs at target achievement (or up to an additional 46,530 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:50 UTC
CHIKKALA RAMESHEVP, Chief Operations Officer
GrantCommon Stock 9,694 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000039 · wk-form4_1709592605.xml · nonDerivative · entry 1

CHIKKALA RAMESH · CIK 0001930144 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

F1 · shares: Represents 9,694 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:44 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GrantCommon Stock 48,275 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000033 · wk-form4_1709592215.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,448

F2 · shares: Represents 48,275 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 112,641 unvested PSUs at target achievement (or up to an additional 225,282 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:44 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GrantCommon Stock 33,514 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000033 · wk-form4_1709592215.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,173

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:38 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
GrantCommon Stock 17,973 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000029 · wk-form4_1709591888.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,676

F2 · shares: Represents 17,973 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2024 to March 1, 2027, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 26,959 unvested PSUs at target achievement (or up to an additional 53,918 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:38 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
GrantCommon Stock 18,619 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000029 · wk-form4_1709591888.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,703

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 4, 2021.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 19:13 UTC SaleCommon Stock 2,000 $29.00 $58,000.00
Disclosure

SEC source: 0001771515-24-000021 · wk-form4_1709165561.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 11,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted August 30, 2023.

F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 18:43 UTC SaleCommon Stock 2,000 $28.76 $57,520.00
Disclosure

SEC source: 0001771515-23-000112 · wk-form4_1702683827.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 13,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted September 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.69 to $28.85, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 18:40 UTC SaleCommon Stock 2,000 $29.74 $59,480.00
Disclosure

SEC source: 0001771515-23-000105 · wk-form4_1700178034.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 15,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted September 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 18:19 UTC
Bortner Andrea ReneeChief Human Resources Officer
GiftCommon Stock 22,446 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000107 · wk-form4_1700263191.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 22,446

F1 · ownership.nature: Reflects shares directly held by the Bortner Family Trust of which Ms. Bortner is a Trustee.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 18:19 UTC
Bortner Andrea ReneeChief Human Resources Officer
GiftCommon Stock 22,446 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000107 · wk-form4_1700263191.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,840

Read SEC document
October 16, 2023 Filed Oct 16, 2023 18:11 UTC SaleCommon Stock 2,000 $27.69 $55,380.00
Disclosure

SEC source: 0001771515-23-000098 · wk-form4_1697494261.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 17,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted September 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $27.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 17:44 UTC SaleCommon Stock 2,000 $30.07 $60,140.00
Disclosure

SEC source: 0001771515-23-000096 · wk-form4_1694814240.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 19,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted September 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.78 to $30.27, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:58 UTC GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001771515-23-000094 · wk-form4_1692395925.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lindberg Revocable Trust

Disclosed balance after: 2,026,670

F1 · date: Reflects the date the reporting person made the irrevocable gift commitment and is not the date of actual transfer.

F2 · kind: Reflects the gift of common stock to a charitable donor advised fund.

F3 · ownership.nature: Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee

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August 15, 2023 Filed Aug 15, 2023 19:56 UTC SaleCommon Stock 2,000 $33.91 $67,818.00
Disclosure

SEC source: 0001771515-23-000092 · wk-form4_1692143774.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 21,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted September 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.07, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 255,655 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · derivative · entry 14

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,007,779

Underlying: Common Stock · 255,655 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 11, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 296 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · derivative · entry 13

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 296 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 11, 2023 Filed Aug 14, 2023 21:45 UTC SaleCommon Stock 255,951 $34.35 $8,793,094.22
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 6

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,616

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.135 to $34.740, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 11, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionCommon Stock 255,655 $7.13 $1,822,820.15
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 5

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionCommon Stock 296 $3.81 $1,127.76
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 69,180 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · derivative · entry 12

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,263,434

Underlying: Common Stock · 69,180 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 10, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 177,269 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · derivative · entry 11

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 296

Underlying: Common Stock · 177,269 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 10, 2023 Filed Aug 14, 2023 21:45 UTC SaleCommon Stock 246,449 $34.70 $8,550,671.28
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,616

F1 · kind: 2,400 of the shares sold were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.10, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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August 10, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionCommon Stock 69,180 $7.13 $493,253.40
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:45 UTC Exercise / conversionCommon Stock 177,269 $3.81 $675,394.89
Disclosure

SEC source: 0001771515-23-000090 · wk-form4_1692049488.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2023 Filed Aug 14, 2023 21:41 UTC
Burke Pamela B.Chief Stores Officer
SaleCommon Stock 5,797 $35.00 $202,895.00
Disclosure

SEC source: 0001771515-23-000089 · wk-form4_1692049272.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · Chief Stores Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,490

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 7, 2023.

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July 17, 2023 Filed Jul 18, 2023 18:09 UTC SaleCommon Stock 2,000 $33.26 $66,522.00
Disclosure

SEC source: 0001771515-23-000081 · wk-form4_1689718186.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 23,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.71 to $33.53, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 53,247 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · derivative · entry 10

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 53,247 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 11/25/2024.

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June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 53,365 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,365 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These stock options are vested and exercisable and have an expiration date of 11/25/2024.

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June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 34,497 $30.16 $1,040,429.52
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,475

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 72,115 $30.17 $2,175,709.55
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,972

F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 53,247 $7.13 $379,651.11
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 17:23 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 53,365 $3.81 $203,320.65
Disclosure

SEC source: 0001771515-23-000079 · wk-form4_1688160171.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.