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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2025 Filed Mar 7, 2025 00:23 UTC SaleCommon Stock 6,051 $11.34 $68,618.34
Disclosure

SEC source: 0001771515-25-000059 · wk-form4_1741306977.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,451

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 19:24 UTC
Thompson Luke DEVP, GC and Secretary
SaleCommon Stock 3,614 $11.34 $40,982.76
Disclosure

SEC source: 0001771515-25-000061 · wk-form4_1741307061.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,300

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:26 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
SaleCommon Stock 6,477 $11.34 $73,449.18
Disclosure

SEC source: 0001771515-25-000063 · wk-form4_1741307162.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,605

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:19 UTC
CHIKKALA RAMESHEVP, Chief Operations Officer
SaleCommon Stock 2,506 $11.34 $28,418.04
Disclosure

SEC source: 0001771515-25-000055 · wk-form4_1741306780.xml · nonDerivative · entry 1

CHIKKALA RAMESH · CIK 0001930144 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,698

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:18 UTC
Burke Pamela B.EVP, Chief Stores Officer
SaleCommon Stock 5,706 $11.34 $64,706.04
Disclosure

SEC source: 0001771515-25-000053 · wk-form4_1741306691.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,601

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:16 UTC PurchaseCommon Stock 5,000 $11.40 $57,000.00
Disclosure

SEC source: 0001771515-25-000049 · wk-form4_1741299407.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,374

Read SEC document
March 03, 2025 Filed Mar 3, 2025 22:16 UTC PurchaseCommon Stock 25,000 $11.88 $297,000.00
Disclosure

SEC source: 0001771515-25-000025 · wk-form4_1741040183.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Alterman Revocable Trust

Disclosed balance after: 64,592

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $11.97, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Reflects shares directly held by the Alterman Revocable Trust of which Mr. Alterman is a Trustee.

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March 03, 2025 Filed Mar 5, 2025 00:23 UTC Amendment PurchaseCommon Stock 25,000 $11.88 $297,000.00
Disclosure

SEC source: 0001771515-25-000045 · wk-form4a_1741134191.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held through Alterman Revocable Trust

Disclosed balance after: 64,592

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.71 to $11.97, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Reflects shares directly held by the Alterman Revocable Trust of which Mr. Alterman is a Trustee.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 17:13 UTC PurchaseCommon Stock 165,000 $12.25 $2,021,250.00
Disclosure

SEC source: 0001771515-25-000023 · wk-form4_1741039994.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 201,500

F1 · ownership.nature: Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:22 UTC
Potter Jason J. N.Director · President and CEO
GrantStock Options (Right to Buy) · Derivative 371,025 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000043 · wk-form4_1741134114.xml · derivative · entry 3

Potter Jason J. N. · CIK 0002055884 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,025

Underlying: Common Stock · 371,025 shares

Expires 2035-02-28

F3 · derivative.exercise_date: Represents 371,025 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 176,917 unvested PSUs at target achievement (or up to an additional 353,834 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:22 UTC
Potter Jason J. N.Director · President and CEO
GrantStock Options (Right to Buy) · Derivative 250,000 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000043 · wk-form4_1741134114.xml · derivative · entry 2

Potter Jason J. N. · CIK 0002055884 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents stock options granted on February 28, 2025. One-third of the options vest on the third anniversary of the grant date, subject to the reporting person's continued service through such vesting date. The remaining two-thirds of the options are subject to achievement of stock price targets prior to the third anniversary of the grant date, with one-third vesting upon achievement of a stock price equal to 125% of the exercise price and an additional one-third vesting upon achievement of a stock price equal to 150% of the exercise price; provided, however, that such vested options shall not become exercisable until the third anniversary of the grant date, subject to continued employment.

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February 28, 2025 Filed Mar 4, 2025 19:22 UTC
Potter Jason J. N.Director · President and CEO
GrantCommon Stock 168,492 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000043 · wk-form4_1741134114.xml · nonDerivative · entry 1

Potter Jason J. N. · CIK 0002055884 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,492

F1 · shares: Represents 168,492 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in one tranche on March 1, 2026.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:05 UTC GrantStock Options (Right to Buy) · Derivative 81,094 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000027 · wk-form4_1741133134.xml · derivative · entry 3

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,094

Underlying: Common Stock · 81,094 shares

Expires 2035-02-28

F3 · derivative.exercise_date: Represents 81,094 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 38,668 unvested PSUs at target achievement (or up to an additional 77,336 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:05 UTC GrantCommon Stock 17,554 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000027 · wk-form4_1741133134.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,319

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 3, 2022.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:13 UTC
Gray Lindsay E.SVP, Accounting
GrantStock Options (Right to Buy) · Derivative 45,650 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000035 · wk-form4_1741133576.xml · derivative · entry 2

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,650

Underlying: Common Stock · 45,650 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 45,650 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 21,768 unvested PSUs at target achievement (or up to an additional 43,536 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:13 UTC
Gray Lindsay E.SVP, Accounting
GrantCommon Stock 5,916 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000035 · wk-form4_1741133576.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,189

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 3, 2022.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:07 UTC GrantCommon Stock 79,628 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000029 · wk-form4_1741133228.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,502

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 3, 2022.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:19 UTC
MILLER CHRISTOPHER MEVP, Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 97,174 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000041 · wk-form4_1741133949.xml · derivative · entry 2

MILLER CHRISTOPHER M · CIK 0001219175 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,174

Underlying: Common Stock · 97,174 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 97,174 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 46,336 unvested PSUs at target achievement (or up to an additional 92,672 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:19 UTC
MILLER CHRISTOPHER MEVP, Chief Financial Officer
GrantCommon Stock 33,699 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000041 · wk-form4_1741133949.xml · nonDerivative · entry 1

MILLER CHRISTOPHER M · CIK 0001219175 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,699

F1 · shares: Represents 33,699 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Thompson Luke DEVP, GC and Secretary
GrantStock Options (Right to Buy) · Derivative 76,410 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000037 · wk-form4_1741133743.xml · derivative · entry 2

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,410

Underlying: Common Stock · 76,410 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 76,410 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 36,435 unvested PSUs at target achievement (or up to an additional 72,870 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC
Thompson Luke DEVP, GC and Secretary
GrantCommon Stock 3,608 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000037 · wk-form4_1741133743.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,914

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on July 26, 2022.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:11 UTC
CHIKKALA RAMESHEVP, Chief Operations Officer
GrantStock Options (Right to Buy) · Derivative 88,340 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000033 · wk-form4_1741133482.xml · derivative · entry 1

CHIKKALA RAMESH · CIK 0001930144 · EVP, Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,340

Underlying: Common Stock · 88,340 shares

Expires 2035-02-28

F1 · derivative.exercise_date: Represents 88,340 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 42,123 unvested PSUs at target achievement (or up to an additional 84,246 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:17 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
GrantStock Options (Right to Buy) · Derivative 102,364 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000039 · wk-form4_1741133844.xml · derivative · entry 2

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,364

Underlying: Common Stock · 102,364 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 102,364 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 48,811 unvested PSUs at target achievement (or up to an additional 97,622 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:17 UTC
Wilson Steven K.EVP, Chief Purchasing Officer
GrantCommon Stock 21,303 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000039 · wk-form4_1741133844.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,082

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 3, 2022.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:09 UTC
Burke Pamela B.EVP, Chief Stores Officer
GrantStock Options (Right to Buy) · Derivative 89,714 $0.00 Strike: $11.87 $0.00
Disclosure

SEC source: 0001771515-25-000031 · wk-form4_1741133383.xml · derivative · entry 2

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,714

Underlying: Common Stock · 89,714 shares

Expires 2035-02-28

F2 · derivative.exercise_date: Represents 89,714 stock options granted on February 28, 2025, which vest in three equal installments on March 1 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 42,779 unvested PSUs at target achievement (or up to an additional 85,558 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:09 UTC
Burke Pamela B.EVP, Chief Stores Officer
GrantCommon Stock 19,235 $0.00 $0.00
Disclosure

SEC source: 0001771515-25-000031 · wk-form4_1741133383.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,307

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 3, 2022.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 00:01 UTC
MILLER CHRISTOPHER MChief Financial Officer
PurchaseCommon Stock 10,000 $11.68 $116,800.00
Disclosure

SEC source: 0001771515-25-000021 · wk-form4_1740700860.xml · nonDerivative · entry 1

MILLER CHRISTOPHER M · CIK 0001219175 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
February 04, 2025 Filed Feb 6, 2025 01:36 UTC SaleCommon Stock 29,536 $16.88 $498,567.68
Disclosure

SEC source: 0001771515-25-000004 · wk-form4_1738805802.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,874

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted on 10/30/2024 in connection with the reporting person's appointment as Interim President and Chief Executive Officer. A portion of such RSUs were forfeited prior to vesting upon the end of such appointment, pursuant to the terms of the reporting person's award agreement.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:51 UTC
Lindberg Eric J. Jr.Director · Interim President and CEO
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000154 · wk-form4_1733352663.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lindberg Revocable Trust

Disclosed balance after: 1,976,670

F1 · kind: Reflects the gift of common stock to a charitable donor advised fund.

F2 · ownership.nature: Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee

Read SEC document
November 15, 2024 Filed Nov 18, 2024 17:45 UTC PurchaseCommon Stock 110,000 $18.25 $2,007,500.00
Disclosure

SEC source: 0001771515-24-000152 · wk-form4_1731969938.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LP (see footnote)

Disclosed balance after: 539,785

F1 · ownership.nature: Reflects shares of Common Stock held by a limited partnership controlled by Mr. Ragatz.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 22:18 UTC
Lindberg Eric J. Jr.Director · Interim President and CEO
GrantCommon Stock 295,280 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000143 · wk-form4_1730413075.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,218

F1 · shares: Represents 295,280 restricted stock units ("RSUs") granted to the reporting person. The RSUs will vest, subject to the reporting person's continued employment through the applicable vesting date, on the earliest of (i) the date a permanent President and Chief Executive Officer commences employment with the Issuer (the "New CEO Commencement Date"), (ii) October 29, 2025, or (iii) the date of the reporting person's resignation or termination in an amount based on the number of days out of 365 that the reporting persons serves as the Issuer's Interim President and Chief Executive Officer. If the reporting persons resigns from his employment (other than at the request of, or in mutual agreement with, the Issuer's Board of Directors) or is terminated by the Issuer for Cause (as defined in his employment agreement) prior to the New CEO Commencement Date, none of the RSUs will vest.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 21:10 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 200,095 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000141 · wk-form4_1727125823.xml · derivative · entry 7

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,095 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These stock options were vested and exercisable, and had an expiration date of 10/21/2024.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 21:10 UTC SaleCommon Stock 200,095 $16.29 $3,259,547.55
Disclosure

SEC source: 0001771515-24-000141 · wk-form4_1727125823.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.68, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 21:10 UTC Exercise / conversionCommon Stock 200,095 $7.13 $1,426,677.35
Disclosure

SEC source: 0001771515-24-000141 · wk-form4_1727125823.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2024 Filed Sep 16, 2024 23:47 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GiftCommon Stock 10,389 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000139 · wk-form4_1726530442.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 107,492

F1 · ownership.nature: Reflects shares directly held by The Sheedy Family Trust of which Mr. Sheedy is a Trustee.

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September 16, 2024 Filed Sep 16, 2024 23:47 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
GiftCommon Stock 10,389 $0.00 $0.00
Disclosure

SEC source: 0001771515-24-000139 · wk-form4_1726530442.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,083

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September 12, 2024 Filed Sep 13, 2024 22:12 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,389 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0001771515-24-000137 · wk-form4_1726265542.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,389 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options were vested and exercisable on the date of exercise, and had an expiration date of 11/25/2024.

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September 12, 2024 Filed Sep 13, 2024 22:12 UTC
Sheedy Robert Joseph Jr.Director · President & CEO
Exercise / conversionCommon Stock 10,389 $3.81 $39,582.09
Disclosure

SEC source: 0001771515-24-000137 · wk-form4_1726265542.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 21, 2024 Filed Aug 22, 2024 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · derivative · entry 10

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,095

Underlying: Common Stock · 100,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 21, 2024 Filed Aug 22, 2024 21:06 UTC SaleCommon Stock 100,000 $18.44 $1,844,000.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,938

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.24 to $19.03, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 21, 2024 Filed Aug 22, 2024 21:06 UTC Exercise / conversionCommon Stock 100,000 $7.13 $713,000.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 21:06 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · derivative · entry 9

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,095

Underlying: Common Stock · 100,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 20, 2024 Filed Aug 22, 2024 21:06 UTC SaleCommon Stock 100,000 $18.62 $1,862,000.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.53 to $18.70, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 20, 2024 Filed Aug 22, 2024 21:06 UTC Exercise / conversionCommon Stock 100,000 $7.13 $713,000.00
Disclosure

SEC source: 0001771515-24-000135 · wk-form4_1724360772.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · derivative · entry 10

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,095

Underlying: Common Stock · 100,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 19, 2024 Filed Aug 20, 2024 21:16 UTC SaleCommon Stock 100,000 $18.83 $1,883,000.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · nonDerivative · entry 4

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,938

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.73 to $18.92, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 19, 2024 Filed Aug 20, 2024 21:16 UTC Exercise / conversionCommon Stock 100,000 $7.13 $713,000.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.13 $0.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · derivative · entry 9

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,095

Underlying: Common Stock · 100,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

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August 16, 2024 Filed Aug 20, 2024 21:16 UTC SaleCommon Stock 100,000 $18.90 $1,890,000.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 16, 2024 Filed Aug 20, 2024 21:16 UTC Exercise / conversionCommon Stock 100,000 $7.13 $713,000.00
Disclosure

SEC source: 0001771515-24-000133 · wk-form4_1724188578.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.