GO

SEC source: 0001771515-26-000019 · wk-form4_1773356973.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 326,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.05, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Reflects shares directly held by the Ragatz Revocable Trust, of which Mr. Ragatz is a Trustee.

SEC source: 0001808260-26-000003 · wk-form4_1773268911.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,408

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted November 10, 2025.

SEC source: 0001823561-26-000001 · wk-form4_1773268953.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,066

SEC source: 0002055884-26-000001 · wk-form4_1773186106.xml · nonDerivative · entry 1

Potter Jason J. N. · CIK 0002055884 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,095

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001808260-26-000002 · wk-form4_1773185875.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,038

F2 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001219175-26-000001 · wk-form4_1773186071.xml · nonDerivative · entry 1

MILLER CHRISTOPHER M · CIK 0001219175 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,675

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001739812-26-000001 · wk-form4_1773185961.xml · nonDerivative · entry 2

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,523

F2 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001779980-26-000001 · wk-form4_1773186024.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,892

F2 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001779740-26-000002 · wk-form4_1773268824.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,705

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.91 to $6.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001780265-26-000001 · wk-form4_1773268879.xml · nonDerivative · entry 2

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Holding Company (see footnote)

Disclosed balance after: 120,000

F1 · ownership.nature: Reflects shares of Common Stock held by a holding company controlled by Mr. York.

SEC source: 0001780265-26-000001 · wk-form4_1773268879.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Holding Company (see footnote)

Disclosed balance after: 2,000

F1 · ownership.nature: Reflects shares of Common Stock held by a holding company controlled by Mr. York.

SEC source: 0001670760-26-000002 · wk-form4_1773094116.xml · nonDerivative · entry 2

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,367

SEC source: 0001670760-26-000002 · wk-form4_1773094116.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,925

SEC source: 0001808260-26-000002 · wk-form4_1773185875.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,091

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 2, 2023.

SEC source: 0001739812-26-000001 · wk-form4_1773185961.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,308

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 2, 2023.

SEC source: 0001779980-26-000001 · wk-form4_1773186024.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,033

F1 · shares: Represents fully vested shares of the Issuer's Common Stock acquired by the reporting person upon certification by the Issuer's Compensation Committee that certain performance-based vesting conditions had been satisfied with respect to performance stock units ("PSUs") granted to the reporting person on March 2, 2023.

SEC source: 0001779980-25-000003 · wk-form4_1762815855.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,923

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.45 to $12.62, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0002084658-25-000004 · wk-form4_1758152674.xml · derivative · entry 2

Kerr Frank Michael · CIK 0002084658 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,535

Underlying: Common Stock · 18,535 shares

Expires 2035-09-15

F2 · derivative.exercise_date: Represents 18,535 stock options granted on September 15, 2025, which vest in three equal installments on September 15 of each of 2026, 2027 and 2028, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 9,018 unvested performance stock units ("PSUs") at target achievement (or up to an additional 18,036 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0002084658-25-000004 · wk-form4_1758152674.xml · nonDerivative · entry 1

Kerr Frank Michael · CIK 0002084658 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,969

F1 · shares: Represents 11,969 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments on August 20 of each of 2026, 2027 and 2028, subject to the continued service of the reporting person through such vesting dates.

SEC source: 0001771515-25-000148 · wk-form4_1755642828.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,923

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $18.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001771515-25-000145 · wk-form4_1754949318.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,923

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.19 to $19.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001771515-25-000143 · wk-form4_1754949044.xml · derivative · entry 1

Delly Matthew Patrick · CIK 0002077501 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,743

Underlying: Common Stock · 26,743 shares

Expires 2035-08-07

F1 · derivative.exercise_date: Represents 26,743 stock options granted on August 7, 2025, which vest in three equal installments on June 30 of each of 2026, 2027 and 2028, subject to the reporting person's completion of each 12 month period of service through such vesting dates. Does not include up to an additional 13,205 unvested PSUs at target achievement (or up to an additional 26,410 unvested PSUs at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.

SEC source: 0001771515-25-000130 · wk-form4_1751062899.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,839

F1 · shares: Represents 11,839 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000129 · wk-form4_1751062823.xml · nonDerivative · entry 1

KOBAYASHI MICHAEL K · CIK 0001311099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,839

F1 · shares: Represents 11,839 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000112 · wk-form4_1749075327.xml · nonDerivative · entry 1

Moody-Byrd Gail · CIK 0001843188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,306

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000110 · wk-form4_1749075252.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,705

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000102 · wk-form4_1749074680.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,367

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000114 · wk-form4_1749075409.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,481

F1 · shares: Represents 10,692 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000104 · wk-form4_1749074949.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,367

F1 · shares: Represents 10,692 deferred stock units ("DSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.. The DSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000106 · wk-form4_1749075051.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,332

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000116 · wk-form4_1749075484.xml · nonDerivative · entry 1

York Jeffrey · CIK 0001780265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,791

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000108 · wk-form4_1749075194.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,066

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000100 · wk-form4_1749074595.xml · nonDerivative · entry 1

Alterman Kenneth W. · CIK 0001779737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,203

F1 · shares: Represents 10,692 restricted stock units ("RSUs") granted to the reporting person which are scheduled to vest on the earlier of (i) the date of the next annual meeting of stockholders following the date of grant; or (ii) June 2, 2026, subject to the continued service of the reporting person through such vesting date. The RSUs represent the annual equity retainer under the Issuer's non-employee director compensation policy.

SEC source: 0001771515-25-000098 · wk-form4_1747953748.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,799

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001771515-25-000092 · wk-form4_1747095252.xml · nonDerivative · entry 1

Ragatz Erik D. · CIK 0001469085 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC (see footnote)

Disclosed balance after: 19,000

F1 · ownership.nature: Reflects shares of Common Stock held by a limited liability company controlled by Mr. Ragatz.

SEC source: 0001771515-25-000082 · wk-form4_1745534935.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 44,468

F1 · ownership.nature: Reflects shares held by the Bortner Family Trust of which Ms. Bortner is a Trustee.

SEC source: 0001771515-25-000082 · wk-form4_1745534935.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,805

SEC source: 0001771515-25-000078 · wk-form4_1743804401.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,106

F1 · shares: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted June 7, 2024.

SEC source: 0001771515-25-000066 · wk-form4_1741730209.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,037

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000066 · wk-form4_1741730209.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,543

SEC source: 0001771515-25-000070 · wk-form4_1741730363.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,592

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000072 · wk-form4_1741730446.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,013

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000074 · wk-form4_1741730513.xml · nonDerivative · entry 1

Thompson Luke D · CIK 0001739812 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,167

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000076 · wk-form4_1741730608.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · EVP, Chief Purchasing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,923

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000068 · wk-form4_1741730302.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · EVP, Chief Stores Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,568

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of performance stock units previously granted.

SEC source: 0001771515-25-000080 · wk-form4a_1745534147.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 28,076

F1 · ownership.nature: Reflects shares held by the Bortner Family Trust of which Ms. Bortner is a Trustee.

SEC source: 0001771515-25-000051 · wk-form4_1741306572.xml · nonDerivative · entry 2

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,634

F2 · shares: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan adopted June 7, 2024.

SEC source: 0001771515-25-000047 · wk-form4_1741216774.xml · nonDerivative · entry 1

BACHMAN JOHN E. · CIK 0001670760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.35 to $11.38, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001771515-25-000051 · wk-form4_1741306572.xml · nonDerivative · entry 1

Bortner Andrea Renee · CIK 0001808260 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,059

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.

SEC source: 0001771515-25-000057 · wk-form4_1741306882.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · SVP, Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,448

F1 · shares: These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.