GO

SEC source: 0000899243-20-024805 · doc4.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $40.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0000899243-20-024805 · doc4.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,569

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.27 to $40.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-20-024805 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,719

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.22 to $39.05, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-024805 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024854 · doc4.xml · nonDerivative · entry 1

Jaros Carey F. · CIK 0001823561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760

F1 · shares: Represents 760 restricted stock units granted to the reporting person which are scheduled to vest on September 4, 2021, subject to the continued service of the reporting person through such vesting date.

SEC source: 0000899243-20-024377 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,075

Underlying: Common Stock · 15,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024377 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.78 to $41.36, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0000899243-20-024377 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024197 · doc4.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024197 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,136

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.64 to $42.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-024197 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,936

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.51 to $42.50, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0000899243-20-024197 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024193 · doc4.xml · derivative · entry 8

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,614

Underlying: Common Stock · 92,119 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 4

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

SEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 3

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024000 · doc4.xml · derivative · entry 10

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,780

Underlying: Common Stock · 20,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 4

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.75 to $41.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-023998 · doc4.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,067

Underlying: Common Stock · 7,143 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-023998 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,186

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

SEC source: 0000899243-20-023998 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024193 · doc4.xml · derivative · entry 7

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,733

Underlying: Common Stock · 107,881 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 2

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

SEC source: 0000899243-20-024193 · doc4.xml · nonDerivative · entry 1

Read S. MacGregor Jr. · CIK 0001779703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024000 · doc4.xml · derivative · entry 9

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,780

Underlying: Common Stock · 20,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.91 to $41.24, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0000899243-20-024000 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-023678 · doc4.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,210

Underlying: Common Stock · 7,143 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-023678 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,186

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

SEC source: 0000899243-20-023678 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-023680 · doc4.xml · derivative · entry 4

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,811

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-023680 · doc4.xml · nonDerivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,559

F2 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

SEC source: 0000899243-20-023680 · doc4.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-023550 · doc4.xml · derivative · entry 4

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,565

Underlying: Common Stock · 11,314 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-023550 · doc4.xml · nonDerivative · entry 3

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0000899243-20-023550 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.14 to $41.11, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-023550 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-023371 · doc4.xml · derivative · entry 7

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,780

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-023371 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.75, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-023371 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-022933 · doc4.xml · derivative · entry 6

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,121

Underlying: Common Stock · 90,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 4

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,873

F1 · kind: The sales reported in this row of this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 3

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-022723 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,075

Underlying: Common Stock · 2,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date.

SEC source: 0000899243-20-022723 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.61, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000899243-20-022723 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-022726 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 65,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $42.93, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

SEC source: 0000899243-20-022933 · doc4.xml · derivative · entry 5

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,121

Underlying: Common Stock · 232 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

SEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 2

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,873

SEC source: 0000899243-20-022933 · doc4.xml · nonDerivative · entry 1

McMahon Thomas H. · CIK 0001779767 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.