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Grocery Outlet Holding Corp.

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Tapewire entity
4840
SEC CIK
0001771515
Parsed reports
567

Last 12 months

Inside the activity.

19 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 2026159
Apr 202601
May 202600
Jun 202620
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2020 Filed Nov 20, 2020 23:11 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0000899243-20-031820 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 23:09 UTC
Burke Pamela B.CAO, GC & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 7,255 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0000899243-20-031817 · doc4.xml · derivative · entry 6

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Underlying: Common Stock · 7,255 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 23:09 UTC
Burke Pamela B.CAO, GC & Secretary
SaleCommon Stock 1,101 $37.74 $41,551.74
Disclosure

SEC source: 0000899243-20-031817 · doc4.xml · nonDerivative · entry 3

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.70 to $37.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 23:09 UTC
Burke Pamela B.CAO, GC & Secretary
SaleCommon Stock 6,154 $37.26 $229,298.04
Disclosure

SEC source: 0000899243-20-031817 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,151

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.70 to $37.69, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 23:09 UTC
Burke Pamela B.CAO, GC & Secretary
Exercise / conversionCommon Stock 7,255 $4.79 $34,751.45
Disclosure

SEC source: 0000899243-20-031817 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 30, 2020 16:29 UTC SaleCommon Stock 400 $38.09 $15,236.00
Disclosure

SEC source: 0000899243-20-032303 · doc4.xml · nonDerivative · entry 2

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 59,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.01 to $38.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 16, 2020 Filed Nov 30, 2020 16:29 UTC SaleCommon Stock 1,600 $37.49 $59,984.00
Disclosure

SEC source: 0000899243-20-032303 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 60,082

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 to $37.95, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F4 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:20 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0000899243-20-031287 · doc4.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,165

Underlying: Common Stock · 4,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:20 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 4,000 $39.71 $158,840.00
Disclosure

SEC source: 0000899243-20-031287 · doc4.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

Read SEC document
November 13, 2020 Filed Nov 17, 2020 16:20 UTC
McAndrews BrianSee Remarks
Exercise / conversionCommon Stock 4,000 $10.30 $41,200.00
Disclosure

SEC source: 0000899243-20-031287 · doc4.xml · nonDerivative · entry 1

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:23 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-031119 · doc4.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:23 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 5,505 $40.11 $220,805.55
Disclosure

SEC source: 0000899243-20-031119 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,136

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.92 to $40.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:23 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 19,495 $39.38 $767,713.10
Disclosure

SEC source: 0000899243-20-031119 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,641

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.92 to $39.91, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:23 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0000899243-20-031119 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:16 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 18,750 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-030223 · doc4.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,030

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:16 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 4,200 $44.61 $187,362.00
Disclosure

SEC source: 0000899243-20-030223 · doc4.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.47 to $44.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:16 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 14,550 $43.87 $638,308.50
Disclosure

SEC source: 0000899243-20-030223 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,969

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.45 to $44.39, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 16:16 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 18,750 $3.81 $71,437.50
Disclosure

SEC source: 0000899243-20-030223 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:11 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 18,750 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-030220 · doc4.xml · derivative · entry 4

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,061

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:11 UTC SaleCommon Stock 4,200 $44.61 $187,362.00
Disclosure

SEC source: 0000899243-20-030220 · doc4.xml · nonDerivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.47 to $44.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:11 UTC SaleCommon Stock 14,550 $43.87 $638,308.50
Disclosure

SEC source: 0000899243-20-030220 · doc4.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,009

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.45 to $44.39, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:11 UTC Exercise / conversionCommon Stock 18,750 $3.81 $71,437.50
Disclosure

SEC source: 0000899243-20-030220 · doc4.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:10 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 14,286 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-030219 · doc4.xml · derivative · entry 4

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,352

Underlying: Common Stock · 14,286 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:10 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 3,200 $44.63 $142,816.00
Disclosure

SEC source: 0000899243-20-030219 · doc4.xml · nonDerivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,638

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.42 to $44.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:10 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 11,086 $43.88 $486,453.68
Disclosure

SEC source: 0000899243-20-030219 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,838

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.42 to $44.41, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:10 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 14,286 $3.81 $54,429.66
Disclosure

SEC source: 0000899243-20-030219 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:50 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 18,750 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-029174 · doc4.xml · derivative · entry 3

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,811

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:50 UTC SaleCommon Stock 18,750 $41.19 $772,312.50
Disclosure

SEC source: 0000899243-20-029174 · doc4.xml · nonDerivative · entry 2

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:50 UTC Exercise / conversionCommon Stock 18,750 $3.81 $71,437.50
Disclosure

SEC source: 0000899243-20-029174 · doc4.xml · nonDerivative · entry 1

Sheedy Robert Joseph Jr. · CIK 0001779766 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-029171 · doc4.xml · derivative · entry 8

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,614

Underlying: Common Stock · 25,000 shares

Expires 2024-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 12,098 $42.01 $508,236.98
Disclosure

SEC source: 0000899243-20-029171 · doc4.xml · nonDerivative · entry 3

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.78 to $42.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
SaleCommon Stock 12,902 $41.50 $535,433.00
Disclosure

SEC source: 0000899243-20-029171 · doc4.xml · nonDerivative · entry 2

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,234

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.77 to $41.76, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Lindberg Eric J. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $3.81 $95,250.00
Disclosure

SEC source: 0000899243-20-029171 · doc4.xml · nonDerivative · entry 1

Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Burke Pamela B.CAO, GC & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 11,314 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0000899243-20-029172 · doc4.xml · derivative · entry 4

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

Underlying: Common Stock · 11,314 shares

Expires 2025-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Burke Pamela B.CAO, GC & Secretary
SaleCommon Stock 6,914 $41.94 $289,973.16
Disclosure

SEC source: 0000899243-20-029172 · doc4.xml · nonDerivative · entry 3

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.67 to $42.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Burke Pamela B.CAO, GC & Secretary
SaleCommon Stock 4,400 $41.35 $181,940.00
Disclosure

SEC source: 0000899243-20-029172 · doc4.xml · nonDerivative · entry 2

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.63 to $41.60, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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October 21, 2020 Filed Oct 23, 2020 20:05 UTC
Burke Pamela B.CAO, GC & Secretary
Exercise / conversionCommon Stock 11,314 $4.79 $54,194.06
Disclosure

SEC source: 0000899243-20-029172 · doc4.xml · nonDerivative · entry 1

Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 19, 2020 Filed Oct 20, 2020 19:42 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 18,750 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-028795 · doc4.xml · derivative · entry 8

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,780

Underlying: Common Stock · 18,750 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

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October 19, 2020 Filed Oct 20, 2020 19:42 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 500 $41.42 $20,710.00
Disclosure

SEC source: 0000899243-20-028795 · doc4.xml · nonDerivative · entry 3

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.33 to $41.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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October 19, 2020 Filed Oct 20, 2020 19:42 UTC
Bracher CharlesChief Financial Officer
SaleCommon Stock 18,250 $40.86 $745,695.00
Disclosure

SEC source: 0000899243-20-028795 · doc4.xml · nonDerivative · entry 2

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,269

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.33 to $41.32, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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October 19, 2020 Filed Oct 20, 2020 19:42 UTC
Bracher CharlesChief Financial Officer
Exercise / conversionCommon Stock 18,750 $3.81 $71,437.50
Disclosure

SEC source: 0000899243-20-028795 · doc4.xml · nonDerivative · entry 1

Bracher Charles · CIK 0001444802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:44 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0000899243-20-028545 · doc4.xml · derivative · entry 3

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 2,000 shares

Expires 2026-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents stock options granted on September 29, 2016 which vest in five equal installments on each of the first five anniversaries of the grant date.

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October 15, 2020 Filed Oct 16, 2020 19:44 UTC
Gray Lindsay E.VP Corporate Controller
SaleCommon Stock 2,000 $41.28 $82,560.00
Disclosure

SEC source: 0000899243-20-028545 · doc4.xml · nonDerivative · entry 2

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.85 to $41.72, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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October 15, 2020 Filed Oct 16, 2020 19:44 UTC
Gray Lindsay E.VP Corporate Controller
Exercise / conversionCommon Stock 2,000 $8.07 $16,140.00
Disclosure

SEC source: 0000899243-20-028545 · doc4.xml · nonDerivative · entry 1

Gray Lindsay E. · CIK 0001779708 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:48 UTC SaleCommon Stock 2,000 $41.27 $82,540.00
Disclosure

SEC source: 0000899243-20-028547 · doc4.xml · nonDerivative · entry 1

Herman Thomas F · CIK 0001253547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 61,682

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.83 to $41.64, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

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October 12, 2020 Filed Oct 14, 2020 20:12 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 21,429 $0.00 Strike: $3.81 $0.00
Disclosure

SEC source: 0000899243-20-028170 · doc4.xml · derivative · entry 3

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,638

Underlying: Common Stock · 21,429 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

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October 12, 2020 Filed Oct 14, 2020 20:12 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
SaleCommon Stock 21,429 $42.17 $903,660.93
Disclosure

SEC source: 0000899243-20-028170 · doc4.xml · nonDerivative · entry 2

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,186

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 20:12 UTC
Wilson Steven K.SVP, Chief Purchasing Officer
Exercise / conversionCommon Stock 21,429 $3.81 $81,644.49
Disclosure

SEC source: 0000899243-20-028170 · doc4.xml · nonDerivative · entry 1

Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 18:30 UTC
McAndrews BrianSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $10.30 $0.00
Disclosure

SEC source: 0000899243-20-028063 · doc4.xml · derivative · entry 3

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,165

Underlying: Common Stock · 4,000 shares

Expires 2028-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.

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October 09, 2020 Filed Oct 13, 2020 18:30 UTC
McAndrews BrianSee Remarks
SaleCommon Stock 4,000 $42.33 $169,320.00
Disclosure

SEC source: 0000899243-20-028063 · doc4.xml · nonDerivative · entry 2

McAndrews Brian · CIK 0001808258 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.