Last 12 months
Inside the activity.
19 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 15 | 9 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2021 Filed Jun 18, 2021 00:20 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000055 · wf-form4_162397559595556.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 17:09 UTC |
MATTHEWS NORMAN SDirector
|
GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000052 · wf-form4_162387776439257.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,022 F1 · shares: Represents a grant of 683 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 17:18 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $34.11 | $68,224.00 |
DisclosureSEC source: 0001771515-21-000054 · wf-form4_162387826377794.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 63,517 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:12 UTC |
Read S. MacGregor Jr.Director
|
GrantCommon Stock | 1,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000053 · wf-form4_162387790263323.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,001 F1 · shares: Represents a grant of 1,293 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $34.19 | $854,750.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.88 to $34.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:57 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000047 · wf-form4_162275740921523.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $34.27 | $856,750.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.98 to $34.88, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:31 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000046 · wf-form4_162154627862275.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2021 Filed May 18, 2021 17:39 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $34.82 | $69,646.00 |
DisclosureSEC source: 0001771515-21-000045 · wf-form4_162137391943394.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,517 F3 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.15, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 27, 2021 Filed May 18, 2021 17:39 UTC |
Herman Thomas FDirector
|
GiftCommon Stock | 2,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000045 · wf-form4_162137391943394.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,517 F1 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 27, 2021 Filed May 18, 2021 17:39 UTC |
Herman Thomas FDirector
|
GiftCommon Stock | 2,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000045 · wf-form4_162137391943394.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,883 F1 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · derivative · entry 5 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC |
Read S. MacGregor Jr.Director
|
SaleCommon Stock | 100,000 | $40.21 | $4,021,000.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · nonDerivative · entry 2 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.46, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:32 UTC |
Read S. MacGregor Jr.Director
|
Exercise / conversionCommon Stock | 100,000 | $7.13 | $713,000.00 |
DisclosureSEC source: 0001771515-21-000036 · wf-form4_161948351736063.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:23 UTC |
Burke Pamela B.CAO, GC & Secretary
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.11 | $0.00 |
DisclosureSEC source: 0001771515-21-000034 · wf-form4_161948301108742.xml · derivative · entry 3 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,567 Underlying: Common Stock · 15,000 shares Expires 2025-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:23 UTC |
Burke Pamela B.CAO, GC & Secretary
|
SaleCommon Stock | 15,000 | $40.00 | $600,000.00 |
DisclosureSEC source: 0001771515-21-000034 · wf-form4_161948301108742.xml · nonDerivative · entry 2 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 00:23 UTC |
Burke Pamela B.CAO, GC & Secretary
|
Exercise / conversionCommon Stock | 15,000 | $8.11 | $121,650.00 |
DisclosureSEC source: 0001771515-21-000034 · wf-form4_161948301108742.xml · nonDerivative · entry 1 Burke Pamela B. · CIK 0001779772 · CAO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · derivative · entry 8 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 3,725 | $39.32 | $146,467.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 3 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.285 to $39.445, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 21,275 | $38.97 | $829,086.75 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,685 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.290 to $39.280, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 21:27 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000032 · wf-form4_161912682728236.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2021 Filed Apr 15, 2021 21:26 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $38.60 | $77,202.20 |
DisclosureSEC source: 0001771515-21-000030 · wf-form4_161853636520854.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC |
McAndrews BrianSee Remarks
|
SaleCommon Stock | 4,000 | $37.14 | $148,560.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 19:48 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0001771515-21-000028 · wf-form4_161827128426307.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 10,600 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · derivative · entry 6 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 Underlying: Common Stock · 10,600 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 10,830 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · derivative · entry 5 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,522 Underlying: Common Stock · 10,830 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
SaleCommon Stock | 10,600 | $38.00 | $402,800.00 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · nonDerivative · entry 4 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,260 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
Exercise / conversionCommon Stock | 10,600 | $7.13 | $75,578.00 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · nonDerivative · entry 3 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
SaleCommon Stock | 10,830 | $38.00 | $411,540.00 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · nonDerivative · entry 2 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,260 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 23:49 UTC |
Wilson Steven K.SVP, Chief Purchasing Officer
|
Exercise / conversionCommon Stock | 10,830 | $3.81 | $41,262.30 |
DisclosureSEC source: 0001771515-21-000029 · wf-form4_161827138028052.xml · nonDerivative · entry 1 Wilson Steven K. · CIK 0001779980 · SVP, Chief Purchasing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Disposition to issuerStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $36.98 | $924,500.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.745 to $37.39, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 00:15 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000026 · wf-form4_161792731934257.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 26, 2021 16:50 UTC |
Herman Thomas FDirector
|
GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 68,805 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed Mar 26, 2021 16:50 UTC |
Herman Thomas FDirector
|
GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 F2 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed May 18, 2021 17:32 UTC Amendment |
Herman Thomas FDirector
|
GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 3 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,805 F4 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 18, 2021 Filed May 18, 2021 17:32 UTC Amendment |
Herman Thomas FDirector
|
GiftCommon Stock | 5,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 2 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,595 F4 · kind: Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · derivative · entry 7 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,614 Underlying: Common Stock · 25,000 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
SaleCommon Stock | 25,000 | $35.98 | $899,500.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · nonDerivative · entry 2 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,960 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 23:24 UTC |
Lindberg Eric J. Jr.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 25,000 | $3.81 | $95,250.00 |
DisclosureSEC source: 0001771515-21-000022 · wf-form4_161610982862616.xml · nonDerivative · entry 1 Lindberg Eric J. Jr. · CIK 0001779740 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:32 UTC |
MATTHEWS NORMAN SDirector
|
GrantCommon Stock | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000020 · wf-form4_161593034703353.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,339 F1 · shares: Represents a grant of 621 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · derivative · entry 3 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Underlying: Common Stock · 4,000 shares Expires 2028-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC |
McAndrews BrianSee Remarks
|
SaleCommon Stock | 4,000 | $36.22 | $144,880.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · nonDerivative · entry 2 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 17:31 UTC |
McAndrews BrianSee Remarks
|
Exercise / conversionCommon Stock | 4,000 | $10.30 | $41,200.00 |
DisclosureSEC source: 0001771515-21-000019 · wf-form4_161593021437013.xml · nonDerivative · entry 1 McAndrews Brian · CIK 0001808258 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:27 UTC |
Read S. MacGregor Jr.Director
|
GrantCommon Stock | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001771515-21-000017 · wf-form4_161593001377071.xml · nonDerivative · entry 1 Read S. MacGregor Jr. · CIK 0001779703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 F1 · shares: Represents a grant of 1,175 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock on the first business day of 2025. Read SEC document |
| March 15, 2021 Filed Mar 26, 2021 16:50 UTC |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $37.19 | $74,387.00 |
DisclosureSEC source: 0001771515-21-000024 · wf-form4_161679178790382.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,106 F1 · kind: The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. Read SEC document |
| March 15, 2021 Filed May 18, 2021 17:32 UTC Amendment |
Herman Thomas FDirector
|
SaleCommon Stock | 2,000 | $37.19 | $74,387.00 |
DisclosureSEC source: 0001771515-21-000044 · wf-form4a_162137348548489.xml · nonDerivative · entry 1 Herman Thomas F · CIK 0001253547 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 61,294 F1 · kind: This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.51 to $37.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.