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GNW

GENWORTH FINANCIAL INC

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Tapewire entity
4085
SEC CIK
0001276520
Parsed reports
528

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
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Aug 202602
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 6, 2017 22:11 UTC
EVANGEL LORI MEVP & Chief Risk Officer
Tax withholdingClass A Common Stock 625 $3.58 $2,237.50
Disclosure

SEC source: 0001209191-17-008067 · doc4.xml · nonDerivative · entry 2

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 3, 2017.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:11 UTC
EVANGEL LORI MEVP & Chief Risk Officer
Exercise / conversionClass A Common Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-008067 · doc4.xml · nonDerivative · entry 1

EVANGEL LORI M · CIK 0001596836 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:13 UTC GrantDeferred Stock Units · Derivative 1,403.98 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-000188 · doc4.xml · derivative · entry 1

RESTREPO ROBERT P JR · CIK 0001227758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403.98

Underlying: Class A Common Stock · 1,403.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0955 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:11 UTC GrantDeferred Stock Units · Derivative 1,403.98 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-000186 · doc4.xml · derivative · entry 1

PERRY DEBRA J · CIK 0001285092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403.98

Underlying: Class A Common Stock · 1,403.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0955 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148619 · doc4.xml · derivative · entry 4

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2016.

F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2016.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Tax withholdingClass A Common Stock 828 $4.14 $3,427.92
Disclosure

SEC source: 0001209191-16-148619 · doc4.xml · nonDerivative · entry 2

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,514

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on November 3, 2016.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 21:16 UTC
TUMINELLI KELLY LEVP & Chief Financial Officer
Exercise / conversionClass A Common Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-148619 · doc4.xml · nonDerivative · entry 1

Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:21 UTC GrantDeferred Stock Units · Derivative 6,987.234 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143607 · doc4.xml · derivative · entry 1

MOLONEY THOMAS E · CIK 0001109101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,415.989

Underlying: Class A Common Stock · 6,987.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:20 UTC GrantDeferred Stock Units · Derivative 6,987.234 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143605 · doc4.xml · derivative · entry 1

HIGGINS MELINA E · CIK 0001162304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,837.607

Underlying: Class A Common Stock · 6,987.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 16:19 UTC GrantDeferred Stock Units · Derivative 6,987.234 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143601 · doc4.xml · derivative · entry 1

BOLINDER WILLIAM H · CIK 0001244614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,671.736

Underlying: Class A Common Stock · 6,987.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:21 UTC GrantDeferred Stock Units · Derivative 6,987.234 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143606 · doc4.xml · derivative · entry 1

MOFFETT DAVID M · CIK 0001185490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,725.232

Underlying: Class A Common Stock · 6,987.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 16:21 UTC GrantDeferred Stock Units · Derivative 11,976.133 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143609 · doc4.xml · derivative · entry 1

RIEPE JAMES S · CIK 0001203072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,055.6521

Underlying: Class A Common Stock · 11,976.133 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee for service as a director and as Non-Executive Chairman and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:20 UTC GrantDeferred Stock Units · Derivative 6,987.234 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-143602 · doc4.xml · derivative · entry 1

Conrad G Kent · CIK 0001573094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,832.076

Underlying: Class A Common Stock · 6,987.234 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.88 per share of Class A Common Stock.

F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.

Read SEC document
March 02, 2006 Filed Mar 6, 2006 22:19 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 86,216,559 $31.93 $2,753,006,810.40
Disclosure

SEC source: 0000909518-06-000247 · gefahi3-6_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
December 05, 2005 Filed Dec 5, 2005 22:47 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 2,850,000 $34.66 $98,781,000.00
Disclosure

SEC source: 0000909518-05-000955 · gefahi12-5form4_2ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,216,000

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
December 01, 2005 Filed Dec 5, 2005 22:47 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 38,000,000 $34.66 $1,317,080,000.00
Disclosure

SEC source: 0000909518-05-000955 · gefahi12-5form4_2ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,066,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
September 23, 2005 Filed Dec 5, 2005 22:44 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 3,150,000 $29.50 $92,925,000.00
Disclosure

SEC source: 0000909518-05-000954 · gefahi12-5form4_1ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,066,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
September 23, 2005 Filed Dec 5, 2005 22:44 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 12,000,000 $28.73 $344,796,000.00
Disclosure

SEC source: 0000909518-05-000954 · gefahi12-5form4_1ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
September 21, 2005 Filed Sep 22, 2005 18:37 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 21,000,000 $29.50 $619,500,000.00
Disclosure

SEC source: 0000909518-05-000753 · gefahi9-21_form4ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
September 21, 2005 Filed Sep 22, 2005 18:37 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 80,000,000 $28.73 $2,298,640,000.00
Disclosure

SEC source: 0000909518-05-000753 · gefahi9-21_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
March 23, 2005 Filed Mar 24, 2005 23:29 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 99,871,586 $25.81 $2,577,785,506.25
Disclosure

SEC source: 0000909518-05-000200 · gefahi3-24_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document
June 04, 2004 Filed Jun 8, 2004 21:23 UTC
GEI, Inc.10% owner
SaleClass B Common Stock 1,440,000 $19.50 $28,080,000.00
Disclosure

SEC source: 0000909518-04-000541 · gefahi6-8_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,088,145

F2 · kind: Sale in connection with the exercise of an over-allotment option by the underwriters.

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.