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Nasdaq · USD

GNLX

GENELUX Corp

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1116
SEC CIK
0001231457
Parsed reports
187

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202604
Jun 202602
Jul 202601
Aug 202606
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2023 Filed Oct 25, 2023 20:15 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 5,200 $19.11 $99,351.20
Disclosure

SEC source: 0001209191-23-053554 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $19.106, and the range of prices were between $19.00 and $19.50. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
October 24, 2023 Filed Oct 25, 2023 20:15 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionCommon Stock 5,200 $6.00 $31,200.00
Disclosure

SEC source: 0001209191-23-053554 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 20:51 UTC
Szalay Aladar10% owner
SaleCommon Stock 49,987 $19.97 $998,365.36
Disclosure

SEC source: 0001209191-23-053561 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,377,249

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
October 16, 2023 Filed Oct 16, 2023 22:39 UTC
Thomas JohnDirector
SaleCommon Stock 881 $21.30 $18,768.56
Disclosure

SEC source: 0001209191-23-052904 · doc4.xml · nonDerivative · entry 2

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,460

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $21.3037, and the range of prices were between $21.17 and $21.75. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
October 16, 2023 Filed Oct 16, 2023 22:39 UTC
Thomas JohnDirector
SaleCommon Stock 2,452 $20.50 $50,269.43
Disclosure

SEC source: 0001209191-23-052904 · doc4.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,341

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $20.5014, and the range of prices were between $20.10 and $20.97. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-052621 · doc4.xml · derivative · entry 4

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,853

Underlying: Common Stock · 5,200 shares

Expires 2029-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediately exercisable.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 400 $22.91 $9,162.40
Disclosure

SEC source: 0001209191-23-052621 · doc4.xml · nonDerivative · entry 3

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $22.906, and the range of prices were between $22.82 and $22.99. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 4,800 $21.94 $105,299.52
Disclosure

SEC source: 0001209191-23-052621 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,535

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $21.9374, and the range of prices were between $21.54 and $22.40. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
October 10, 2023 Filed Oct 11, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionCommon Stock 5,200 $6.00 $31,200.00
Disclosure

SEC source: 0001209191-23-052621 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 20:49 UTC
Szalay Aladar10% owner
SaleCommon Stock 985 $25.47 $25,089.82
Disclosure

SEC source: 0001209191-23-052536 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,427,236

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.26 to $25.5912, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 20:49 UTC
Szalay Aladar10% owner
SaleCommon Stock 13,266 $24.89 $330,139.00
Disclosure

SEC source: 0001209191-23-052536 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,428,221

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.22 to $25.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 22:43 UTC
Szalay Aladar10% owner
SaleCommon Stock 75,690 $25.49 $1,929,224.57
Disclosure

SEC source: 0001209191-23-052108 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,441,487

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.285 to $25.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:10 UTC
Jewett CarolineHead of Quality
GrantStock Option (right to buy) · Derivative 22,000 $0.00 Strike: $24.75 $0.00
Disclosure

SEC source: 0001209191-23-051909 · doc4.xml · derivative · entry 1

Jewett Caroline · CIK 0001983187 · Head of Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-10-01

F1 · derivative.exercise_date: 25% of the shares shall vest on September 11, 2024, and the remaining shares shall vest in 36 equal monthly installments thereafter.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 20:34 UTC
Szalay Aladar10% owner
SaleCommon Stock 2,289 $24.12 $55,210.68
Disclosure

SEC source: 0001209191-23-050867 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,517,177

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.735, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:34 UTC
Szalay Aladar10% owner
SaleCommon Stock 11,257 $24.47 $275,458.79
Disclosure

SEC source: 0001209191-23-050867 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,519,466

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.08 to $24.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 9,600 $24.51 $235,296.00
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 7

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,530,723

F8 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 12,740 $24.03 $306,142.20
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 6

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,540,323

F7 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.30 to $24.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 7,465 $22.47 $167,738.55
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 5

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,553,063

F6 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.09 to $22.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-050643 · doc4.xml · derivative · entry 5

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,053

Underlying: Common Stock · 5,200 shares

Expires 2029-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 2,203 $24.46 $53,890.45
Disclosure

SEC source: 0001209191-23-050643 · doc4.xml · nonDerivative · entry 4

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F4 · price: The weighted average sale price for the transaction reported was $24.4623, and the range of prices were between $24.24 and $24.755. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 1,114 $23.51 $26,195.15
Disclosure

SEC source: 0001209191-23-050643 · doc4.xml · nonDerivative · entry 3

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,338

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $23.5145, and the range of prices were between $23.16 and $24.14. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 1,883 $22.54 $42,442.26
Disclosure

SEC source: 0001209191-23-050643 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,452

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $22.5397, and the range of prices were between $22.13 and $23.12. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
September 26, 2023 Filed Sep 27, 2023 20:10 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionCommon Stock 5,200 $6.00 $31,200.00
Disclosure

SEC source: 0001209191-23-050643 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 1,100 $27.81 $30,591.00
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,560,528

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.41 to $27.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 1,900 $26.60 $50,540.00
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,561,628

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.36 to $27.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 5,511 $25.75 $141,908.25
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,563,528

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.36 to $26.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 20:33 UTC
Szalay Aladar10% owner
SaleCommon Stock 3,947 $24.82 $97,964.54
Disclosure

SEC source: 0001209191-23-050656 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,569,039

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $24.36 to $25.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 22:30 UTC
Szalay Aladar10% owner
SaleCommon Stock 4,621 $27.76 $128,269.72
Disclosure

SEC source: 0001209191-23-050507 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,572,986

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.27 to $28.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 22:30 UTC
Szalay Aladar10% owner
SaleCommon Stock 4,421 $26.88 $118,852.84
Disclosure

SEC source: 0001209191-23-050507 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,577,607

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.27 to $27.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 22:30 UTC
Szalay Aladar10% owner
SaleCommon Stock 4,678 $28.82 $134,815.28
Disclosure

SEC source: 0001209191-23-050507 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,582,028

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.54 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 22:30 UTC
Szalay Aladar10% owner
SaleCommon Stock 2,871 $27.89 $80,063.00
Disclosure

SEC source: 0001209191-23-050507 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,586,706

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Shares held by The Szalay 2010 Retained Annuity Trust.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 20:35 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-050282 · doc4.xml · derivative · entry 3

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,253

Underlying: Common Stock · 6,000 shares

Expires 2029-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 20:35 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 6,000 $27.96 $167,785.80
Disclosure

SEC source: 0001209191-23-050282 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $27.9643, and the range of prices were between $27.95 and $28.10. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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September 20, 2023 Filed Sep 21, 2023 20:35 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionCommon Stock 6,000 $6.00 $36,000.00
Disclosure

SEC source: 0001209191-23-050282 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 20, 2023 Filed Sep 21, 2023 20:30 UTC
Ryder SeanGeneral Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-050274 · doc4.xml · derivative · entry 3

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 10,000 shares

Expires 2031-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares shall vest on October 4, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.

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September 20, 2023 Filed Sep 21, 2023 20:30 UTC
Ryder SeanGeneral Counsel
SaleCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001209191-23-050274 · doc4.xml · nonDerivative · entry 2

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

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September 20, 2023 Filed Sep 21, 2023 20:30 UTC
Ryder SeanGeneral Counsel
Exercise / conversionCommon Stock 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001209191-23-050274 · doc4.xml · nonDerivative · entry 1

Ryder Sean · CIK 0001937485 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:48 UTC
Szalay Aladar10% owner
SaleCommon Stock 8,247 $27.16 $223,979.45
Disclosure

SEC source: 0001209191-23-050171 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.67 to $27.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 19, 2023 Filed Sep 20, 2023 20:48 UTC
Szalay Aladar10% owner
SaleCommon Stock 23,920 $26.21 $626,962.34
Disclosure

SEC source: 0001209191-23-050171 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,247

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.67 to $26.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 18, 2023 Filed Sep 19, 2023 00:12 UTC
Thomas JohnDirector
SaleCommon Stock 3,334 $24.99 $83,316.66
Disclosure

SEC source: 0001209191-23-049840 · doc4.xml · nonDerivative · entry 3

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,793

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

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September 18, 2023 Filed Sep 20, 2023 20:48 UTC
Szalay Aladar10% owner
SaleCommon Stock 2,927 $24.17 $70,754.08
Disclosure

SEC source: 0001209191-23-050171 · doc4.xml · nonDerivative · entry 2

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,000

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $23.895 to $24.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 18, 2023 Filed Sep 20, 2023 20:48 UTC
Szalay Aladar10% owner
SaleCommon Stock 27,365 $23.20 $634,895.37
Disclosure

SEC source: 0001209191-23-050171 · doc4.xml · nonDerivative · entry 1

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 7,927

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 15, 2023 Filed Sep 19, 2023 00:13 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionStock Option (right to buy) · Derivative 10,400 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-23-049841 · doc4.xml · derivative · entry 4

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,253

Underlying: Common Stock · 10,400 shares

Expires 2029-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediately exercisable.

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September 15, 2023 Filed Sep 19, 2023 00:13 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 4,675 $22.29 $104,211.83
Disclosure

SEC source: 0001209191-23-049841 · doc4.xml · nonDerivative · entry 3

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,135

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $22.2913, and the range of prices were between $22.02 and $22.77. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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September 15, 2023 Filed Sep 19, 2023 00:13 UTC
Yu YongVP, Clinical Trial Operations
SaleCommon Stock 5,725 $21.56 $123,418.41
Disclosure

SEC source: 0001209191-23-049841 · doc4.xml · nonDerivative · entry 2

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,810

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $21.5578, and the range of prices were between $21.01 and $21.99. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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September 15, 2023 Filed Sep 19, 2023 00:13 UTC
Yu YongVP, Clinical Trial Operations
Exercise / conversionCommon Stock 10,400 $6.00 $62,400.00
Disclosure

SEC source: 0001209191-23-049841 · doc4.xml · nonDerivative · entry 1

Yu Yong · CIK 0001937482 · VP, Clinical Trial Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 00:12 UTC
Thomas JohnDirector
SaleCommon Stock 1,088 $22.38 $24,353.57
Disclosure

SEC source: 0001209191-23-049840 · doc4.xml · nonDerivative · entry 2

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,127

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F3 · price: The weighted average sale price for the transaction reported was $22.3838, and the range of prices were between $22.19 and $22.75. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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September 15, 2023 Filed Sep 19, 2023 00:12 UTC
Thomas JohnDirector
SaleCommon Stock 2,245 $21.67 $48,642.42
Disclosure

SEC source: 0001209191-23-049840 · doc4.xml · nonDerivative · entry 1

Thomas John · CIK 0001939103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,215

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2023.

F2 · price: The weighted average sale price for the transaction reported was $21.667, and the range of prices were between $21.17 and $22.15. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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September 14, 2023 Filed Sep 15, 2023 20:19 UTC
Szalay Aladar10% owner
SaleCommon Stock 13,871 $22.31 $309,521.66
Disclosure

SEC source: 0001209191-23-049587 · doc4.xml · nonDerivative · entry 4

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 35,292

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.005 to $22.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:19 UTC
Szalay Aladar10% owner
SaleCommon Stock 11,405 $21.77 $248,284.57
Disclosure

SEC source: 0001209191-23-049587 · doc4.xml · nonDerivative · entry 3

Szalay Aladar · CIK 0001937513 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 49,163

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.0044 to $22.0011, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.