Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2020 Filed Jun 8, 2020 23:17 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
GrantExecutive Stock Option (right to buy) · Derivative | 107,420 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0000925421-20-000242 · edgar.xml · derivative · entry 1 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,420 Underlying: Class A Common Stock · 107,420 shares Expires 2030-06-04 F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vest 25% on each of the first four anniversaries of the grant date, such that on June 4, 2024, the Reporting Person's Executive Stock Options shall be 100% vested. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 23:12 UTC |
Closner NeilDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 33,325 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0000925421-20-000238 · edgar.xml · derivative · entry 1 Closner Neil · CIK 0001773429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,325 Underlying: Class A Common Stock · 33,325 shares Expires 2030-06-04 F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on December 31, 2020, such that on December 31, 2020, the Reporting Person's Director Stock Options shall be 100% vested. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 23:04 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
SaleClass A Common Stock, par value $0.01 | 75,000 | $2.86 | $214,500.00 |
DisclosureSEC source: 0001493152-19-019045 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 992,890 F1 · balance_after: Shares reported herein are held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund. Efrem Kamen serves as the Managing Member of PVI. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, and (ii) Efrem Kamen who serves as the Managing Member of PVI. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by Pura Vida Master Fund, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 17:37 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 75,000 | $3.02 | $226,500.00 |
DisclosureSEC source: 0001493152-19-018826 · ownership.xml · nonDerivative · entry 4 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,217,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 17:37 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
SaleClass A Common Stock, par value $0.01 | 75,000 | $3.01 | $225,750.00 |
DisclosureSEC source: 0001493152-19-018826 · ownership.xml · nonDerivative · entry 3 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,142,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 05, 2019 Filed Dec 13, 2019 18:44 UTC Amendment |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
SaleClass A Common Stock, par value $0.01 | 75,000 | $3.01 | $225,750.00 |
DisclosureSEC source: 0001493152-19-019166 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,067,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F3 · balance_after: This Form 4 is being amended to update the amount of securities beneficially owned in Table I, column 5, row 3 of the original Form 4 filing. This Form 4 is also being amended to remove the two purchase transactions that were erroneously reported in Table 1, rows 2 and 4 of the original Form 4 filing. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying adviser, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 17:37 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 75,000 | $3.17 | $237,750.00 |
DisclosureSEC source: 0001493152-19-018826 · ownership.xml · nonDerivative · entry 2 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,217,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 17:37 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
SaleClass A Common Stock, par value $0.01 | 75,000 | $3.15 | $236,250.00 |
DisclosureSEC source: 0001493152-19-018826 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,142,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 21:20 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 42,500 | $3.27 | $138,975.00 |
DisclosureSEC source: 0000925421-19-000299 · edgar.xml · nonDerivative · entry 1 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,375 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.32, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:20 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 13,875 | $3.30 | $45,787.50 |
DisclosureSEC source: 0000925421-19-000299 · edgar.xml · nonDerivative · entry 2 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,875 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.28 to $3.31, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:05 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 10,000 | $3.39 | $33,900.00 |
DisclosureSEC source: 0001493152-19-014896 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,217,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 18:44 UTC |
Taney RichardDirector
|
PurchaseClass A Common Stock | 15,000 | $3.49 | $52,350.00 |
DisclosureSEC source: 0000925421-19-000289 · edgar.xml · nonDerivative · entry 2 Taney Richard · CIK 0001381860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.50, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 18:44 UTC |
Taney RichardDirector
|
PurchaseClass A Common Stock | 15,000 | $3.80 | $57,000.00 |
DisclosureSEC source: 0000925421-19-000289 · edgar.xml · nonDerivative · entry 1 Taney Richard · CIK 0001381860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.85, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 23:25 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 25,000 | $3.97 | $99,250.00 |
DisclosureSEC source: 0001493152-19-014521 · ownership.xml · nonDerivative · entry 3 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 25,000 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 24, 2019 Filed Oct 3, 2019 17:02 UTC Amendment |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 25,000 | $3.97 | $99,250.00 |
DisclosureSEC source: 0001493152-19-014933 · ownership.xml · nonDerivative · entry 3 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,207,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F4 · balance_after: This Form 4 is being amended to reflect the incorrect values reported in Column 5 of Table 1 of the original Form 4. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 23:25 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 20,000 | $4.25 | $85,000.00 |
DisclosureSEC source: 0001493152-19-014521 · ownership.xml · nonDerivative · entry 2 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 20,000 F3 · price: This transaction was executed in multiple trades, all the same price reported above. The reporting persons hereby undertake to provide to the SEC, upon request, the full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 23, 2019 Filed Oct 3, 2019 17:02 UTC Amendment |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 20,000 | $4.25 | $85,000.00 |
DisclosureSEC source: 0001493152-19-014933 · ownership.xml · nonDerivative · entry 2 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,182,890 F3 · price: This transaction was executed in multiple trades, all the same price reported above. The reporting persons hereby undertake to provide to the SEC, upon request, the full information regarding the number of shares and prices at which the transactions were effected. F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F4 · balance_after: This Form 4 is being amended to reflect the incorrect values reported in Column 5 of Table 1 of the original Form 4. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 23:25 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 30,000 | $4.49 | $134,700.00 |
DisclosureSEC source: 0001493152-19-014521 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 30,000 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 20, 2019 Filed Oct 3, 2019 17:02 UTC Amendment |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Member
|
PurchaseClass A Common Stock, par value $0.01 | 30,000 | $4.49 | $134,700.00 |
DisclosureSEC source: 0001493152-19-014933 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 1,162,890 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F4 · balance_after: This Form 4 is being amended to reflect the incorrect values reported in Column 5 of Table 1 of the original Form 4. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| September 19, 2019 Filed Feb 14, 2020 16:36 UTC |
PURA VIDA INVESTMENTS, LLC10% owner
Kamen EfremManaging Partner
|
PurchaseClass A Common Stock, par value $0.01 | 35,000 | $4.25 | $148,750.00 |
DisclosureSEC source: 0001493152-20-002313 · ownership.xml · nonDerivative · entry 1 PURA VIDA INVESTMENTS, LLC · CIK 0001590144 · 10% owner Kamen Efrem · CIK 0001789193 · Managing Partner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pura Vida Investments Disclosed balance after: 549,017 F1 · balance_after: Shares reported herein may be held by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida Pro Special Opportunity Master Fund, Ltd. (the "Pura Vida Pro Fund"), or certain separately managed accounts (the "Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager to the Pura Vida Master Fund and the Accounts. Pura Vida Pro, LLC ("PVP") serves as the investment manager to the Pura Vida Pro Fund. PVP is a relying adviser of PVI. Efrem Kamen serves as the Managing Member of both PVI and PVP. F3 · balance_after: This transaction was not previously reported due to the Adviser's inability to receive EDGAR access codes for one of its reporting persons. The filing deadline passed and the Adviser elected to report the transaction in a Form 5 filing. F2 · ownership.nature: The securities reported herein may be deemed beneficially owned by each of: (i) PVI, which is deemed the beneficial owner of shares held by the Pura Vida Master Fund, the Pura Vida Pro Fund, and the Accounts (collectively, the "Client Accounts") in its capacity as investment manager on behalf of itself and PVP as its relying advisor, and (ii) Efrem Kamen who serves as the Managing Member of both PVI and PVP. Mr. Kamen exercises voting and dispositive control over the securities and is therefore deemed to be a beneficial owner of securities owned or controlled by PVI. Each of PVI and Mr. Kamen disclaim beneficial ownership of the reported securities held by the Client Accounts, except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionCommon Units · Derivative | 18,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · derivative · entry 8 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284,091 Underlying: Class A common stock · 18,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby. F10 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F10 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F10 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F11 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionCommon Units · Derivative | 368,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · derivative · entry 7 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,608,671 Underlying: Class A common stock · 368,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by each of the Reporting Person and Jacoby. F10 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F10 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F10 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F11 · derivative.expiration_date: The Common Units have no expiration date. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionClass C common stock | 56,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 6 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,965,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Reporting Person acquired 13,021,671 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F7 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionClass C common stock | 1,104,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 5 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,826,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F7 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F7 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO and/or the Over-Allotment Option, and in connection with the Over-Allotment Option, (i) 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment; and (ii) 18,822 Common Units were redeemed by the Reporting Person, and 56,466 shares of Class C common stock were forfeited, in each case for 18,822 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionClass A common stock | 18,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 4 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The Reporting Person acquired 18,822 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of Common Units, in connection with the Over-Allotment Option, as further described in footnotes 7 and 8 below. F5 · price: The Reporting Person acquired 18,822 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of Common Units, in connection with the Over-Allotment Option, as further described in footnotes 7 and 8 below. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
ConversionClass A common stock | 368,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 3 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 368,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 6 and 7 below. F3 · price: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 6 and 7 below. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
SaleClass A Common Stock | 18,822 | $15.81 | $297,575.82 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 2 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The Reporting Person sold 18,822 shares of the Issuer's Class A common stock to the underwriters in connection with the Over-Allotment Option following the closing of the IPO. The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the Over-Allotment Option. F4 · price: The Reporting Person sold 18,822 shares of the Issuer's Class A common stock to the underwriters in connection with the Over-Allotment Option following the closing of the IPO. The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:14 UTC |
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
|
SaleClass A common stock | 368,095 | $15.81 | $5,819,581.95 |
DisclosureSEC source: 0001213900-19-007646 · ownership.xml · nonDerivative · entry 1 Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F2 · price: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:12 UTC |
Scheiner Jay M.Chief Operating Officer
|
ConversionCommon Units · Derivative | 5,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007644 · ownership.xml · derivative · entry 4 Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,004 Underlying: Class A common stock · 5,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the Over-Allotment Option. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 5,237 Common Units were redeemed by the Reporting Person, and 5,237 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F7 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:12 UTC |
Scheiner Jay M.Chief Operating Officer
|
ConversionClass B common stock | 5,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007644 · ownership.xml · nonDerivative · entry 3 Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Reporting Person acquired 364,970 shares of Class B common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class B common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 5,237 Common Units were redeemed by the Reporting Person, and 5,237 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F4 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 5,237 Common Units were redeemed by the Reporting Person, and 5,237 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:12 UTC |
Scheiner Jay M.Chief Operating Officer
|
ConversionClass A common stock | 5,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007644 · ownership.xml · nonDerivative · entry 2 Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The Reporting Person acquired 5,237 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. F2 · price: The Reporting Person acquired 5,237 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:12 UTC |
Scheiner Jay M.Chief Operating Officer
|
SaleClass A common stock | 5,237 | $15.81 | $82,796.97 |
DisclosureSEC source: 0001213900-19-007644 · ownership.xml · nonDerivative · entry 1 Scheiner Jay M. · CIK 0001773550 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person sold 5,237 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · price: The Reporting Person sold 5,237 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:09 UTC |
Kadey SashaChief Marketing Officer
|
ConversionCommon Units · Derivative | 6,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007640 · ownership.xml · derivative · entry 4 Kadey Sasha · CIK 0001773292 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,008 Underlying: Class A common stock · 6,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the Over-Allotment Option. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 6,983 Common Units were redeemed by the Reporting Person, and 6,983 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed. F7 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:09 UTC |
Kadey SashaChief Marketing Officer
|
ConversionClass B common stock | 6,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007640 · ownership.xml · nonDerivative · entry 3 Kadey Sasha · CIK 0001773292 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Reporting Person acquired 486,630 shares of Class B common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. One share of the Issuer's Class B common stock was issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class B common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 6,983 Common Units were redeemed by the Reporting Person, and 6,983 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F4 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 6,983 Common Units were redeemed by the Reporting Person, and 6,983 shares of Class B common stock were forfeited, in each case for an equal number of shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:09 UTC |
Kadey SashaChief Marketing Officer
|
ConversionClass A common stock | 6,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007640 · ownership.xml · nonDerivative · entry 2 Kadey Sasha · CIK 0001773292 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The Reporting Person acquired 6,983 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. F2 · price: The Reporting Person acquired 6,983 shares of Class A common stock upon the forfeiture of an equal number of shares of the Issuer's Class B common stock and the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:09 UTC |
Kadey SashaChief Marketing Officer
|
SaleClass A common stock | 6,983 | $15.81 | $110,401.23 |
DisclosureSEC source: 0001213900-19-007640 · ownership.xml · nonDerivative · entry 1 Kadey Sasha · CIK 0001773292 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person sold 6,983 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · price: The Reporting Person sold 6,983 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:10 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
ConversionCommon Units · Derivative | 368,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007642 · ownership.xml · derivative · entry 4 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,608,671 Underlying: Class A common stock · 368,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. F7 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F5 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment Option. F7 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F8 · derivative.expiration_date: The Common Units have no expiration date. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:10 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
ConversionClass C common stock | 1,104,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007642 · ownership.xml · nonDerivative · entry 3 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,826,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Jacoby acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by Jacoby. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F5 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment Option. F5 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, Jacoby and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by Jacoby, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by Jacoby in connection with the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:10 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
ConversionClass A common stock | 368,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007642 · ownership.xml · nonDerivative · entry 2 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 368,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 4 and 5 below. F3 · price: Jacoby acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 4 and 5 below. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:10 UTC |
LoCascio AaronDirector · Chief Executive Officer · 10% owner
|
SaleClass A common stock | 368,095 | $15.81 | $5,819,581.95 |
DisclosureSEC source: 0001213900-19-007642 · ownership.xml · nonDerivative · entry 1 LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F2 · price: Jacoby sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). Jacoby was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · ownership.nature: The Reporting Person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of Greenlane Holdings, LLC and is the direct record owner of the securities described herein. The Reporting Person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:05 UTC |
Jacoby & Co. Inc.10% owner
|
ConversionCommon Units · Derivative | 368,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007636 · ownership.xml · derivative · entry 4 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,608,671 Underlying: Class A common stock · 368,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by the Reporting Person, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:05 UTC |
Jacoby & Co. Inc.10% owner
|
ConversionClass C common stock | 1,104,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007636 · ownership.xml · nonDerivative · entry 3 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,826,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Reporting Person acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F4 · kind: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by the Reporting Person, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. F4 · price: On April 29, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the Over-Allotment Option, 368,095 Common Units were redeemed by the Reporting Person, and 1,104,285 shares of Class C common stock were forfeited, in each case for 368,095 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in connection with the Over-Allotment Option. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:05 UTC |
Jacoby & Co. Inc.10% owner
|
ConversionClass A common stock | 368,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007636 · ownership.xml · nonDerivative · entry 2 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The Reporting Person acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. F2 · price: The Reporting Person acquired 368,095 shares of Class A common stock upon (i) the forfeiture of shares of the Issuer's Class C common stock on a three-for-one basis and (ii) the redemption of an equal number of common membership interests in Greenlane Holdings, LLC ("Common Units"), in connection with the Over-Allotment Option, as further described in footnotes 3 and 4 below. Read SEC document |
| April 29, 2019 Filed May 2, 2019 00:05 UTC |
Jacoby & Co. Inc.10% owner
|
SaleClass A common stock | 368,095 | $15.81 | $5,819,581.95 |
DisclosureSEC source: 0001213900-19-007636 · ownership.xml · nonDerivative · entry 1 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. F1 · price: The Reporting Person sold 368,095 shares of the Issuer's Class A common stock to the underwriters in connection with the underwriters' exercise of their option to purchase additional shares of Class A common stock (the "Over-Allotment Option") following the closing of the initial public offering by the Issuer of its Class A common stock on April 23, 2019 (the "IPO"). The shares of Class A common stock sold in connection with the Over-Allotment Option were sold at the IPO price of $15.81 per share ($17.00, less underwriting discounts and commissions in the amount of $1.19 per share). The Reporting Person was a Selling Stockholder with respect to the IPO and the Over-Allotment Option. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 16:53 UTC |
Taney RichardDirector
|
GrantDirector stock option (right to buy) · Derivative | 15,710 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006970 · ownership.xml · derivative · entry 1 Taney Richard · CIK 0001381860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,710 Underlying: Class A common stock · 15,710 shares Expires 2024-04-17 Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:55 UTC |
UTTZ JEFFREY JDirector
|
GrantDirector stock option (right to buy) · Derivative | 15,710 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006972 · ownership.xml · derivative · entry 1 UTTZ JEFFREY J · CIK 0001632031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,710 Underlying: Class A common stock · 15,710 shares Expires 2024-04-17 Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:52 UTC |
Rudin EthanChief Financial Officer
|
GrantStock option (right to buy) · Derivative | 13,091 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006968 · ownership.xml · derivative · entry 1 Rudin Ethan · CIK 0001773560 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,091 Underlying: Class A common stock · 13,091 shares Expires 2024-04-17 F1 · derivative.exercise_date: The options were vested and exercisable upon grant. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 20:51 UTC |
Closner NeilDirector
|
GrantDirector stock option (right to buy) · Derivative | 15,710 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006966 · ownership.xml · derivative · entry 1 Closner Neil · CIK 0001773429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,710 Underlying: Class A common stock · 15,710 shares Expires 2024-04-17 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:42 UTC |
Jacoby & Co. Inc.10% owner
|
ConversionCommon Units · Derivative | 644,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-007133 · ownership.xml · derivative · entry 4 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,976,766 Underlying: Class A common stock · 644,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents Common Units of Greenlane Holdings, LLC. The Common Units were acquired pursuant to a reclassification and reorganization of Greenlane Holdings, LLC in connection with the IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. F6 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by the Reporting Person, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO. F6 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F6 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC, the Common Units are redeemable on a one-for-one basis for shares of Class A common stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A common stock. Upon any redemption of Common Units, three shares of Class C common stock are automatically forfeited and cancelled for each Common Unit so redeemed. F7 · derivative.expiration_date: The Common Units have no expiration date. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:42 UTC |
Jacoby & Co. Inc.10% owner
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ConversionClass C common stock | 1,934,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-007133 · ownership.xml · nonDerivative · entry 3 Jacoby & Co. Inc. · CIK 0001773421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,930,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Reporting Person acquired 67,864,878 shares of Class C common stock pursuant to a Subscription Agreement with the Issuer in connection with the recapitalization of Greenlane Holdings, LLC and the Issuer's corporate restructuring and IPO. Three shares of the Issuer's Class C common stock were issued for each Common Unit held by the Reporting Person. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Class C common stock: (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a three-for-one basis, without consideration, upon the redemption of Common Units for shares of the Issuer's Class A common stock, or cash, at the Issuer's election. F4 · kind: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by the Reporting Person, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO. F4 · price: On April 23, 2019, pursuant to a Common Unit Redemption Agreement among the Issuer, Greenlane Holdings, LLC, the Reporting Person and certain other holders of Common Units that were Selling Stockholders in the IPO, and in connection with the closing of the IPO, 644,860 Common Units were redeemed by the Reporting Person, and 1,934,580 shares of Class C common stock were forfeited, in each case for 644,860 shares of Class A common stock, with such shares of Class A common stock being sold by the Reporting Person in the IPO. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.