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Greenlane Holdings, Inc.

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8520
SEC CIK
0001743745
Parsed reports
197

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GiftClass C Common Stock 6,300,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518,205

F1 · kind: The Reporting Person transferred shares of Class C Common Stock and Common Units (as defined below) to a trust for the benefit of his spouse and children, over which the Reporting Person does not have voting or investment control.

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December 24, 2020 Filed Mar 2, 2021 23:18 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000103 · edgar.xml · derivative · entry 6

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122,735

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · derivative.expiration_date: The Common Units have no expiration date.

F7 · balance_after: Following a conversion of 150,000 Common Units on 12/24/20, the reporting person directly owned 4,122,735 Common Units. Giving effect to a gift of 2,100,000 Common Units previously reported on a Form 4 filed with the Commission on 1/8/21, the reporting person directly owns 2,022,735 Common Units as of the date of this report.

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December 24, 2020 Filed Mar 2, 2021 23:18 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · balance_after: The reported amount corrects the amount beneficially held by the reporting person. The Form 4 timely filed with the Commission on 11/12/20 inadvertently over-reported the reporting person's direct share holdings by 40,000 shares of Class A Common Stock.

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December 24, 2020 Filed Mar 2, 2021 23:18 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,368,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · balance_after: Following a conversion of 150,000 Common Units on 12/24/20, 450,000 shares of Class C Common stock were forfeited and the reporting person directly owned 12,368,205 shares of Class C Common Stock. Giving effect to a gift of 6,300,000 shares of Class C Common Stock previously reported on a Form 4 timely filed with the Commission on 1/8/21, the reporting person directly owns 6,068,205 shares of Class C Common Stock following the reported transaction.

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December 18, 2020 Filed Dec 21, 2020 22:11 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 40,700 $4.09 $166,463.00
Disclosure

SEC source: 0000925421-20-000383 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175

F1 · price: 1. The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.27, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 09, 2020 Filed Dec 10, 2020 23:34 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 40,000 $4.08 $163,200.00
Disclosure

SEC source: 0000925421-20-000381 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.69 to $4.38, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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November 13, 2020 Filed Nov 16, 2020 23:36 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 40,700 $2.74 $111,518.00
Disclosure

SEC source: 0000925421-20-000375 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,875

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.665 to $2.89, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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November 09, 2020 Filed Nov 12, 2020 12:31 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 40,000 $3.23 $129,200.00
Disclosure

SEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,900

F3 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.42, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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October 19, 2020 Filed Oct 20, 2020 21:37 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 20,021 $2.80 $56,058.80
Disclosure

SEC source: 0000925421-20-000371 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,575

F2 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.935, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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October 16, 2020 Filed Oct 20, 2020 21:37 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 20,679 $2.91 $60,175.89
Disclosure

SEC source: 0000925421-20-000371 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,596

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.985, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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October 09, 2020 Filed Oct 13, 2020 21:31 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 40,000 $2.49 $99,600.00
Disclosure

SEC source: 0000925421-20-000369 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,900

F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.685, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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September 29, 2020 Filed Oct 1, 2020 23:55 UTC
Cellucci MichaelSee remarks.
GrantStock Option (right to buy) · Derivative 66,813 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0000925421-20-000358 · edgar.xml · derivative · entry 1

Cellucci Michael · CIK 0001823807 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,813

Underlying: Class A Common Stock · 66,813 shares

Expires 2030-09-29

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on September 29, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vest 25% on the grant date and 25% on each of the first three anniversaries of the grant date, such that on September 29, 2023, the Reporting Person's stock options shall be 100% vested.

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September 28, 2020 Filed Sep 29, 2020 20:37 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 25,500 $2.09 $53,295.00
Disclosure

SEC source: 0000925421-20-000352 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,900

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:33 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 126,900 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000350 · edgar.xml · derivative · entry 4

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,400,771

Underlying: Class A Common Stock · 126,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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September 18, 2020 Filed Sep 23, 2020 00:33 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 39,000 $2.17 $84,630.00
Disclosure

SEC source: 0000925421-20-000350 · edgar.xml · nonDerivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,275

F3 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.32, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:33 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 126,900 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000350 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:33 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Comon Stock 380,700 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000350 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,202,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:32 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 79,900 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000349 · edgar.xml · derivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,477,771

Underlying: Class A Common Stock · 79,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:32 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Sock 239,700 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000349 · edgar.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,433,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
September 18, 2020 Filed Sep 23, 2020 00:32 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 79,900 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000349 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
September 18, 2020 Filed Jan 8, 2021 22:04 UTC ConversionCommon Units · Derivative 235,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · derivative · entry 5

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,223,671

Underlying: Class A Common Stock · 235,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · shares: On September 18, 2020, the Reporting Person redeemed a total of 235,000 Common Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 705,000 shares of Class C Common Stock were subsequently cancelled.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
September 18, 2020 Filed Jan 8, 2021 22:04 UTC ConversionClass C Common Stock 705,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · nonDerivative · entry 2

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,671,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · price: On September 18, 2020, the Reporting Person redeemed a total of 235,000 Common Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 705,000 shares of Class C Common Stock were subsequently cancelled.

Read SEC document
September 14, 2020 Filed Nov 12, 2020 12:31 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 49,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000373 · edgar.xml · derivative · entry 5

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428,771

Underlying: Class A Common Stock · 49,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
September 14, 2020 Filed Nov 12, 2020 12:31 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 49,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
September 14, 2020 Filed Nov 12, 2020 12:31 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Stock 147,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000373 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,818,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:42 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 12,326 $2.57 $31,677.82
Disclosure

SEC source: 0000925421-20-000299 · edgar.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.82, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:42 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 13,174 $2.53 $33,330.22
Disclosure

SEC source: 0000925421-20-000299 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.59, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:54 UTC
Bine William J.Chief Operating Officer
GrantClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000295 · edgar.xml · nonDerivative · entry 1

Bine William J. · CIK 0001819277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on August 25, 2020 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock beneficially owned by the Reporting Person fully vest on the six-month anniverary of the Reporting Person's employment start date with the Issuer, such that on February 25, 2021, the Reporting Person's shares of Class A Common Stock shall be 100% vested.

Read SEC document
August 19, 2020 Filed Aug 27, 2020 21:46 UTC
Mote William E. JrChief Financial Officer
GrantClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000293 · edgar.xml · nonDerivative · entry 1

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on August 19, 2020 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock beneficially owned by the Reporting Person fully vest on the six-month anniverary of the Reporting Person's employment start date with the Issuer, such that on February 19, 2021, the Reporting Person's shares of Class A Common Stock shall be 100% vested.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 21:07 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 39,000 $3.00 $117,000.00
Disclosure

SEC source: 0001209191-20-047235 · doc4.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,375

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.14, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 10, 2020 Filed Jun 9, 2021 21:16 UTC
Mote William E. JrChief Financial Officer
GrantStock Option (right to buy) · Derivative 86,599 $0.00 Strike: $3.32 $0.00
Disclosure

SEC source: 0001819273-21-000002 · edgar.xml · derivative · entry 3

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,599

Underlying: Class A Common Stock · 86,599 shares

Expires 2030-08-10

F1 · derivative.exercise_date: The Reporting Person received a grant of Class A Common Stock and Stock Options on August 10, 2020 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person vested 1/4 as of the grant date and will vest ratably on each of the first three anniversaries of the date of the grant, such that on August 10, 2024, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 21:02 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,733 $3.70 $6,412.10
Disclosure

SEC source: 0000925421-20-000280 · edgar.xml · nonDerivative · entry 4

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,375

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.75, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 20, 2020 Filed Aug 10, 2020 23:11 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,733 $3.70 $6,412.10
Disclosure

SEC source: 0000925421-20-000287 · edgar.xml · nonDerivative · entry 4

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,375

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.66 to $3.75, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
July 17, 2020 Filed Jul 21, 2020 21:02 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 37,267 $3.72 $138,633.24
Disclosure

SEC source: 0000925421-20-000280 · edgar.xml · nonDerivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,108

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.81, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 17, 2020 Filed Aug 10, 2020 23:11 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 37,267 $3.72 $138,633.24
Disclosure

SEC source: 0000925421-20-000287 · edgar.xml · nonDerivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,108

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.81, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
July 16, 2020 Filed Jul 21, 2020 21:02 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 51,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000280 · edgar.xml · derivative · entry 5

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,557,671

Underlying: Class A Common Stock · 51,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Jul 21, 2020 21:02 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 51,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000280 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Jul 21, 2020 21:02 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock 153,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000280 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,673,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Jul 28, 2020 22:54 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 51,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000283 · edgar.xml · derivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,557,671

Underlying: Class A Common Stock · 51,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Jul 28, 2020 22:54 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Stock 153,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000283 · edgar.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,673,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Jul 28, 2020 22:54 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 51,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000283 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Aug 10, 2020 23:11 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 81,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000287 · edgar.xml · derivative · entry 5

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,527,671

Underlying: Class A Common Stock · 81,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
July 16, 2020 Filed Aug 10, 2020 23:11 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 81,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000287 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
July 16, 2020 Filed Aug 10, 2020 23:11 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock 243,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-20-000287 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,583,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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July 16, 2020 Filed Jan 8, 2021 22:04 UTC ConversionCommon Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · derivative · entry 4

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,458,671

Underlying: Class A Common Stock · 132,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · shares: On July 16, 2020, the Reporting Person redeemed a total of 150,000 Comon Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 450,000 shares of Class C Common Stock were subsequently cancelled.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

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July 16, 2020 Filed Jan 8, 2021 22:04 UTC ConversionClass C Common Stock 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · nonDerivative · entry 1

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,376,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · price: On July 16, 2020, the Reporting Person redeemed a total of 150,000 Comon Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 450,000 shares of Class C Common Stock were subsequently cancelled.

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June 04, 2020 Filed Jun 8, 2020 19:16 UTC
Fischer Douglas HGeneral Counsel
GrantExecutive Stock Option (right to buy) · Derivative 28,269 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000925421-20-000241 · edgar.xml · derivative · entry 1

Fischer Douglas H · CIK 0001807363 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,269

Underlying: Class A Common Stock · 28,269 shares

Expires 2030-06-04

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vest 25% on each of the first four anniversaries of the grant date, such that on June 4, 2024, the Reporting Person's Executive Stock Options shall be 100% vested.

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June 04, 2020 Filed Jun 8, 2020 19:14 UTC GrantDirector Stock Option (right to buy) · Derivative 33,325 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000925421-20-000239 · edgar.xml · derivative · entry 1

Taney Richard · CIK 0001381860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,325

Underlying: Class A Common Stock · 33,325 shares

Expires 2030-06-04

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on December 31, 2020, such that on December 31, 2020, the Reporting Person's Director Stock Options shall be 100% vested.

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June 04, 2020 Filed Jun 8, 2020 23:11 UTC GrantDirector Stock Option (right to buy) · Derivative 33,325 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000925421-20-000237 · edgar.xml · derivative · entry 1

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,325

Underlying: Class A Common Stock · 33,325 shares

Expires 2030-06-04

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on December 31, 2020, such that on December 31, 2020, the Reporting Person's Director Stock Options shall be 100% vested.

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June 04, 2020 Filed Jun 8, 2020 23:15 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GrantExecutive Stock Option (right to buy) · Derivative 107,420 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0000925421-20-000240 · edgar.xml · derivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,420

Underlying: Class A Common Stock · 107,420 shares

Expires 2030-06-04

F1 · derivative.exercise_date: The Reporting Person received a grant of stock options on June 4, 2020 under the Issuer's 2019 Equity Incentive Plan. These options vest 25% on each of the first four anniversaries of the grant date, such that on June 4, 2024, the Reporting Person's Executive Stock Options shall be 100% vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.