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Greenlane Holdings, Inc.

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8520
SEC CIK
0001743745
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197

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2021 Filed Apr 7, 2021 23:37 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 59,938 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · derivative · entry 5

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,986,046

Underlying: Class A Common Stock · 59,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 05, 2021 Filed Apr 7, 2021 23:37 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 59,938 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Immediately following the redemption of 587,625 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

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April 05, 2021 Filed Apr 7, 2021 23:37 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Sock 179,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047739 · tm2112469-2_4seq1.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,958,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount reported as disposed represents the Reporting Person's pecuniary interest in the distribution by Jacoby (as defined below) as described in footnotes (3) and (4) below.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 05, 2021 Filed Apr 7, 2021 23:32 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 117,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047734 · tm2112469-1_4seq1.xml · derivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,986,046

Underlying: Class A Common Stock · 117,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · shares: The amount reported as disposed represents the Reporting Person's pecuniary interest in the distribution by Jacoby (as defined below) as described in footnotes (3) and (4) below.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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April 05, 2021 Filed Apr 7, 2021 23:32 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock 117,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047734 · tm2112469-1_4seq1.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Immediately following the redemption of 587,625 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:32 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock 352,575 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-047734 · tm2112469-1_4seq1.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,958,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount reported as disposed represents the Reporting Person's pecuniary interest in the distribution by Jacoby (as defined below) as described in footnotes (3) and (4) below.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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March 31, 2021 Filed Apr 2, 2021 21:49 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 35,000 $5.15 $180,250.00
Disclosure

SEC source: 0000925421-21-000117 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,930

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.52 to $5.69, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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March 25, 2021 Filed Mar 26, 2021 20:38 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 23,500 $4.89 $114,915.00
Disclosure

SEC source: 0000925421-21-000115 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,238

F2 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.72 to $5.14, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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March 24, 2021 Filed Mar 26, 2021 20:38 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 20,900 $5.19 $108,471.00
Disclosure

SEC source: 0000925421-21-000115 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,738

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.29, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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March 17, 2021 Filed Mar 19, 2021 21:01 UTC
Fischer Douglas HGeneral Counsel
GrantStock Option (right to buy) · Derivative 10,206 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039306 · tm2110414d3_4.xml · derivative · entry 2

Fischer Douglas H · CIK 0001807363 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

Underlying: Class A Common Stock · 10,206 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:01 UTC
Fischer Douglas HGeneral Counsel
GrantClass A Common Stock 8,223 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039306 · tm2110414d3_4.xml · nonDerivative · entry 1

Fischer Douglas H · CIK 0001807363 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,223

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:05 UTC GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001104659-21-039310 · tm2110414d7_4.xml · derivative · entry 2

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:05 UTC GrantClass A Common Stock 8,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039310 · tm2110414d7_4.xml · nonDerivative · entry 1

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,757

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:06 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 37,559 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039311 · tm2110414d8_4.xml · derivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,559

Underlying: Class A Common Stock · 37,559 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:06 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 30,263 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039311 · tm2110414d8_4.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,822

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:05 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GrantStock Option (right to buy) · Derivative 37,559 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039309 · tm2110414d6_4.xml · derivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,559

Underlying: Class A Common Stock · 37,559 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:05 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GrantClass A Common Stock 30,263 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039309 · tm2110414d6_4.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,930

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:04 UTC
Closner NeilDirector
GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001104659-21-039308 · tm2110414d5_4.xml · derivative · entry 3

Closner Neil · CIK 0001773429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F3 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:04 UTC
Closner NeilDirector
GrantClass A Common Stock 8,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039308 · tm2110414d5_4.xml · nonDerivative · entry 1

Closner Neil · CIK 0001773429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,757

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:01 UTC
Bine William J.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 19,608 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039307 · tm2110414d4_4.xml · derivative · entry 2

Bine William J. · CIK 0001819277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,608

Underlying: Class A Common Stock · 19,608 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:01 UTC
Bine William J.Chief Operating Officer
GrantClass A Common Stock 15,799 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039307 · tm2110414d4_4.xml · nonDerivative · entry 1

Bine William J. · CIK 0001819277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,299

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:00 UTC
Mote William E. JrChief Financial Officer
GrantStock Option (right to buy) · Derivative 25,387 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039305 · tm2110414d2_4.xml · derivative · entry 2

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

Underlying: Class A Common Stock · 25,387 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 01:00 UTC
Mote William E. JrChief Financial Officer
GrantClass A Common Stock 20,456 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039305 · tm2110414d2_4.xml · nonDerivative · entry 1

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,956

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 00:59 UTC
Cellucci MichaelSee remarks.
GrantStock Option (right to buy) · Derivative 19,018 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001104659-21-039304 · tm2110414d1_4.xml · derivative · entry 2

Cellucci Michael · CIK 0001823807 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,018

Underlying: Class A Common Stock · 19,018 shares

Expires 2031-03-17

F1 · derivative.exercise_date: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 20, 2021 00:59 UTC
Cellucci MichaelSee remarks.
GrantClass A Common Stock 15,324 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039304 · tm2110414d1_4.xml · nonDerivative · entry 1

Cellucci Michael · CIK 0001823807 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,424

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock and Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The shares of Class A Common Stock and Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's shares of Class A Common Stock and Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:10 UTC GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001104659-21-039701 · tm2110414d9_4.xml · derivative · entry 2

Taney Richard · CIK 0001381860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:10 UTC GrantClass A Common Stock 8,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039701 · tm2110414d9_4.xml · nonDerivative · entry 1

Taney Richard · CIK 0001381860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,757

F1 · shares: The Reporting Person received a grant of restricted shares of Class A Common Stock on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 16:41 UTC Amendment
Fischer Douglas HGeneral Counsel
GrantStock Option (right to buy) · Derivative 10,206 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005981 · form4a.xml · derivative · entry 1

Fischer Douglas H · CIK 0001807363 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

Underlying: Class A Common Stock · 10,206 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 16:40 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005979 · form4a.xml · derivative · entry 1

Taney Richard · CIK 0001381860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 22, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:39 UTC Amendment GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005978 · form4a.xml · derivative · entry 1

UTTZ JEFFREY J · CIK 0001632031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:41 UTC Amendment
Cellucci MichaelSee remarks.
GrantStock Option (right to buy) · Derivative 19,018 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005982 · form4a.xml · derivative · entry 1

Cellucci Michael · CIK 0001823807 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,018

Underlying: Class A Common Stock · 19,018 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:40 UTC Amendment
Mote William E. JrChief Financial Officer
GrantStock Option (right to buy) · Derivative 25,387 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005980 · form4a.xml · derivative · entry 1

Mote William E. Jr · CIK 0001819273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

Underlying: Class A Common Stock · 25,387 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:39 UTC Amendment
LoCascio AaronDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 37,559 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005977 · form4a.xml · derivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,559

Underlying: Class A Common Stock · 37,559 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:38 UTC Amendment
Closner NeilDirector
GrantDirector Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005976 · form4a.xml · derivative · entry 1

Closner Neil · CIK 0001773429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,482

Underlying: Class A Common Stock · 11,482 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of stock options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on March 17, 2022, such that on March 17, 2022, the Reporting Person's Director Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:38 UTC Amendment
Bine William J.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 19,608 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005975 · form4a.xml · derivative · entry 1

Bine William J. · CIK 0001819277 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,608

Underlying: Class A Common Stock · 19,608 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
March 17, 2021 Filed Jun 25, 2021 20:32 UTC Amendment
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GrantStock Option (right to buy) · Derivative 37,559 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001062993-21-005966 · form4a.xml · derivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,559

Underlying: Class A Common Stock · 37,559 shares

Expires 2031-03-17

F1 · security: Explanatory Note: This amended Form 4 is being filed to correct the Form 4 filed on March 19, 2021 (the "Original Form 4"), which inadvertently reported the Black-Scholes value of the Stock Options awarded to the Reporting Person rather than the exercise price of the Stock Options. All other information previously reported in the Original Form 4, and restated in this amended Form 4, remains correct.

F2 · derivative.exercise_date: The Reporting Person received a grant of Stock Options on March 17, 2021 under the Issuer's 2019 Equity Incentive Plan. The Stock Options beneficially owned by the Reporting Person will vest ratably on each of the first four anniversaries of the date of the grant, such that on March 17, 2025, the Reporting Person's Stock Options shall be 100% vested.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:18 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 35,000 $5.48 $191,800.00
Disclosure

SEC source: 0000925421-21-000103 · edgar.xml · nonDerivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,667

F5 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.29 to $5.76, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.

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February 24, 2021 Filed Feb 26, 2021 22:48 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 44,400 $5.74 $254,856.00
Disclosure

SEC source: 0000925421-21-000085 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,375

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $6.02, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:26 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
SaleClass A Common Stock 35,000 $4.51 $157,850.00
Disclosure

SEC source: 0000925421-21-000064 · edgar.xml · nonDerivative · entry 1

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,667

F1 · price: The reporting person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.75, inclusive. The reporting person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:37 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 44,400 $4.35 $193,140.00
Disclosure

SEC source: 0000925421-21-000060 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,775

F1 · price: The Reporting Person sold the shares pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.08 to $4.70, inclusive. The Reporting Person undertakes to provide to Greenlane Holdings, Inc., any security holder of Greenlane Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:06 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionCommon Units · Derivative 130,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000031 · edgar.xml · derivative · entry 3

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,573,671

Underlying: Class A Common Stock · 130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · shares: The amount disposed of is being reported according to the Reporting Person's pecuniary interest in Jacoby (as defined below).

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F2 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:06 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000031 · edgar.xml · nonDerivative · entry 2

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Following the redemption of 650,000 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person.

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:06 UTC
LoCascio AaronDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock 390,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000031 · edgar.xml · nonDerivative · entry 1

LoCascio Aaron · CIK 0001773162 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 61,721,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The amount disposed of is being reported according to the Reporting Person's pecuniary interest in Jacoby (as defined below).

F2 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:04 UTC ConversionCommon Units · Derivative 650,000 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · derivative · entry 6

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,573,671

Underlying: Class A Common Stock · 650,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · shares: On January 6, 2021, the Reporting Person redeemed a total of 650,000 Common Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 1,950,000 shares of Class C Common Stock were subsequently cancelled.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F1 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F5 · derivative.expiration_date: The Common Units have no expiration date.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:04 UTC ConversionClass C Common Stock 1,950,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-21-000030 · edgar.xml · nonDerivative · entry 3

Jacoby & Co. Inc. · CIK 0001773421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,721,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · price: On January 6, 2021, the Reporting Person redeemed a total of 650,000 Common Units for shares of Class A Common Stock, which were distributed to the shareholders of the Reporting Person. 1,950,000 shares of Class C Common Stock were subsequently cancelled.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionCommon Units · Derivative 66,300 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · derivative · entry 6

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,573,671

Underlying: Class A Common Stock · 66,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F3 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · derivative.expiration_date: The Common Units have no expiration date.

F4 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 22,533 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 4

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 22,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Following the redemption of 650,000 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person and the Reporting Person's spouse.

F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass A Common Stock 43,767 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 3

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Following the redemption of 650,000 Common Units for shares of Class A Common Stock, Jacoby distributed the shares of Class A Common Stock to it stockholders, including the Reporting Person and the Reporting Person's spouse.

F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

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January 06, 2021 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
ConversionClass C Common Sock 198,900 $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · nonDerivative · entry 2

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 61,721,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The amount disposed of is being reported according to the Reporting Person's and his spouse's pecuniary interest in Jacoby (as defined below).

F3 · price: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F4 · ownership.nature: The reporting person is a stockholder of Jacoby & Co. Inc. ("Jacoby"), which is a member of the Operating Company and is the direct record owner of the securities described herein. The reporting person shares voting control of such securities owned by Jacoby and has a pecuniary interest in such securities held by Jacoby.

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December 31, 2020 Filed Jan 8, 2021 22:04 UTC
Schoenfeld AdamDirector · Chief Strategy Officer · 10% owner
GiftCommon Units · Derivative 2,100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000925421-21-000029 · edgar.xml · derivative · entry 5

Schoenfeld Adam · CIK 0001773270 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135,091

Underlying: Class A Common Stock · 2,100,000 shares

Expires not disclosed

F1 · kind: The Reporting Person transferred shares of Class C Common Stock and Common Units (as defined below) to a trust for the benefit of his spouse and children, over which the Reporting Person does not have voting or investment control.

F3 · derivative.exercise_date: Pursuant to the Third Amended and Restated Operating Agreement of Greenlane Holdings, LLC (the "Operating Company"), the common membership interests in the Operting Company (the "Common Units") are redeemable on a one-for-one basis for shares of Class A Common Stock of the Issuer, or, at the election of the Issuer, cash equal to a volume weighted average market price of a share of Class A Common Stock. Upon any redemption of Common Units, three shares of Class C Common Stock are automatically forfeited and cancelled for each Common Unit so redeemed.

F6 · derivative.expiration_date: The Common Units have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.