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GNK

GENCO SHIPPING & TRADING LTD

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Tapewire entity
2088
SEC CIK
0001326200
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 2026015
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2019 Filed Nov 18, 2019 23:00 UTC
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
SaleCommon Stock 159,173 $10.00 $1,591,730.00
Disclosure

SEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 4

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 649,859

F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F6 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:00 UTC
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
SaleCommon Stock 560,034 $10.00 $5,600,340.00
Disclosure

SEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 3

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,286,459

F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F5 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:00 UTC
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
SaleCommon Stock 648,262 $10.00 $6,482,620.00
Disclosure

SEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 2

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,646,667

F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F4 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 23:00 UTC
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
SaleCommon Stock 632,531 $10.00 $6,325,310.00
Disclosure

SEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 1

Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner

SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner

SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner

SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner

Khosla Victor · CIK 0001473996 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,582,443

F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below.

F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.

F3 · ownership.nature: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 22:40 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionRestricted Stock Units · Derivative 97,466 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-018534 · form4.xml · derivative · entry 6

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016.

F6 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016.

F6 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 22:40 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionCommon Stock 97,466 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-018534 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 9,860 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009370 · form4.xml · derivative · entry 3

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: Common Stock · 9,860 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F4 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F4 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:01 UTC GrantRestricted Stock Units · Derivative 9,860 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009373 · form4.xml · derivative · entry 6

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: Common Stock · 9,860 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F7 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 9,860 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009371 · form4.xml · derivative · entry 6

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: Common Stock · 9,860 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006313 · form4.xml · derivative · entry 4

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Stock · 2,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
Exercise / conversionCommon Stock 2,739 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006313 · form4.xml · nonDerivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004501 · form4.xml · derivative · entry 5

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
Zafolias ApostolosChief Financial Officer
SaleCommon Stock 608 $8.65 $5,258.71
Disclosure

SEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 6, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $8.66 (inclusive) on March 6, 2019. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
Zafolias ApostolosChief Financial Officer
Exercise / conversionCommon Stock 1,217 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 1

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,595 shares of the issuer's common stock which have been adjusted for the issuer's 1-for-10 reverse stock split that occurred on July 7, 2016.

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March 06, 2019 Filed Mar 6, 2019 22:20 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,696 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004500 · form4.xml · derivative · entry 4

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,392

Underlying: Common Stock · 6,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:20 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionCommon Stock 6,696 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004500 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
GrantOption · Derivative 43,919 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001567619-19-006313 · form4.xml · derivative · entry 3

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,919

Underlying: Common Stock · 43,919 shares

Expires 2025-03-04

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
GrantRestricted Stock Units · Derivative 19,368 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006313 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,368

Underlying: Common Stock · 19,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
Zafolias ApostolosChief Financial Officer
GrantOption · Derivative 20,270 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001140361-19-004501 · form4.xml · derivative · entry 4

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,270

Underlying: Common Stock · 20,270 shares

Expires 2025-03-04

F6 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
Zafolias ApostolosChief Financial Officer
GrantRestricted Stock Units · Derivative 8,939 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004501 · form4.xml · derivative · entry 3

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,939

Underlying: Common Stock · 8,939 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
WOBENSMITH JOHN CCEO, President and Secretary
GrantOption · Derivative 135,135 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001140361-19-004500 · form4.xml · derivative · entry 3

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,135

Underlying: Common Stock · 135,135 shares

Expires 2025-03-04

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
WOBENSMITH JOHN CCEO, President and Secretary
GrantRestricted Stock Units · Derivative 59,595 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004500 · form4.xml · derivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,595

Underlying: Common Stock · 59,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
Adamo JosephChief Accounting Officer
GrantOption · Derivative 4,054 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001140361-19-004499 · form4.xml · derivative · entry 3

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Underlying: Common Stock · 4,054 shares

Expires 2025-03-04

F4 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:20 UTC
Adamo JosephChief Accounting Officer
GrantRestricted Stock Units · Derivative 1,788 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-004499 · form4.xml · derivative · entry 2

Adamo Joseph · CIK 0001626933 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 1,788 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F3 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction.

F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
October 17, 2018 Filed Oct 18, 2018 01:01 UTC
WOBENSMITH JOHN CCEO, President and Secretary
SaleCommon Stock 20,817 $12.24 $254,750.12
Disclosure

SEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 4

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,358

F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 01:01 UTC
WOBENSMITH JOHN CCEO, President and Secretary
SaleCommon Stock 13,757 $12.73 $175,172.01
Disclosure

SEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 3

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,175

F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 01:01 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionRestricted Stock Units · Derivative 97,466 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-040811 · form4.xml · derivative · entry 7

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,466

Underlying: Common Stock · 194,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019.

F6 · derivative.exercise_date: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019.

F6 · derivative.expiration_date: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019.

F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 01:01 UTC
WOBENSMITH JOHN CCEO, President and Secretary
SaleCommon Stock 12,210 $12.73 $155,455.28
Disclosure

SEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,932

F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 01:01 UTC
WOBENSMITH JOHN CCEO, President and Secretary
Exercise / conversionCommon Stock 97,466 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 1

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:14 UTC GrantRestricted Stock Units · Derivative 4,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024269 · form4.xml · derivative · entry 2

HAINES KATHLEEN C · CIK 0001088228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Common Stock · 4,756 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F3 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F3 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 15, 2018 Filed May 16, 2018 17:05 UTC GrantRestricted Stock Units · Derivative 4,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024260 · form4.xml · derivative · entry 5

Dolphin James G · CIK 0001417701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Common Stock · 4,756 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
May 15, 2018 Filed May 16, 2018 21:09 UTC GrantRestricted Stock Units · Derivative 4,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-024265 · form4.xml · derivative · entry 5

MAVROLEON BASIL G · CIK 0001333551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

Underlying: Common Stock · 4,756 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F5 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F5 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

F5 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:15 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
GrantOption · Derivative 26,914 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001140361-18-011312 · form4.xml · derivative · entry 2

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,914

Underlying: Common Stock · 26,914 shares

Expires 2024-02-27

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:15 UTC
REGAN ARTHUR LDirector · Interim Executive Chairman
GrantRestricted Stock Units · Derivative 8,218 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011312 · form4.xml · derivative · entry 1

REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

Underlying: Common Stock · 8,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:15 UTC
Zafolias ApostolosChief Financial Officer
GrantOption · Derivative 11,962 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001140361-18-011311 · form4.xml · derivative · entry 3

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

Underlying: Common Stock · 11,962 shares

Expires 2024-02-27

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:15 UTC
Zafolias ApostolosChief Financial Officer
GrantRestricted Stock Units · Derivative 3,652 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011311 · form4.xml · derivative · entry 2

Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Common Stock · 3,652 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
WOBENSMITH JOHN CCEO, President and Secretary
GrantOption · Derivative 65,789 $0.00 Strike: $13.69 $0.00
Disclosure

SEC source: 0001140361-18-011301 · form4.xml · derivative · entry 3

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,789

Underlying: Common Stock · 65,789 shares

Expires 2024-02-27

F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
WOBENSMITH JOHN CCEO, President and Secretary
GrantRestricted Stock Units · Derivative 20,088 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011301 · form4.xml · derivative · entry 2

WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,088

Underlying: Common Stock · 20,088 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018.

F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:24 UTC OtherPut Option (obligation to buy) · Derivative 2,000 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0000902664-18-000676 · p18-0386form4.xml · derivative · entry 7

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-02-02

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:24 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 200,000 $16.06 $3,212,000.00
Disclosure

SEC source: 0000902664-18-000676 · p18-0386form4.xml · nonDerivative · entry 1

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,544,768

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:26 UTC OtherPut Option (obligation to buy) · Derivative 2,000 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0000902664-18-000677 · p18-0387form4.xml · derivative · entry 7

CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner

Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner

CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner

Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner

Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-02-02

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:26 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 200,000 $16.06 $3,212,000.00
Disclosure

SEC source: 0000902664-18-000677 · p18-0387form4.xml · nonDerivative · entry 1

CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner

Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner

CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner

Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner

Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,544,768

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 17:15 UTC OtherPut Option (obligation to buy) · Derivative 2,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0000902664-18-000482 · p18-0290form4.xml · derivative · entry 7

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-01-25

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 17:15 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 200,000 $15.50 $3,100,000.00
Disclosure

SEC source: 0000902664-18-000482 · p18-0290form4.xml · nonDerivative · entry 1

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,344,768

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:16 UTC OtherPut Option (obligation to buy) · Derivative 2,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0000902664-18-000483 · p18-0291form4.xml · derivative · entry 7

CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner

Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner

CSCP II Cayman GP Ltd. · CIK 0001614658 · Director

Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner

Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-01-25

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:16 UTC OtherCommon Stock, par value $0.01 per share ("Common Stock") 200,000 $15.50 $3,100,000.00
Disclosure

SEC source: 0000902664-18-000483 · p18-0291form4.xml · nonDerivative · entry 1

CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner

Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner

CSCP II Cayman GP Ltd. · CIK 0001614658 · Director

Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner

Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,344,768

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 16:52 UTC SalePut Option (obligation to buy) · Derivative 2,000 $289.09 Strike: $16.06 $578,170.00
Disclosure

SEC source: 0000902664-17-004562 · p17-2256form4.xml · derivative · entry 8

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,000

Underlying: Common Stock · 200,000 shares

Expires 2018-02-02

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

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December 12, 2017 Filed Dec 13, 2017 16:52 UTC SalePut Option (obligation to buy) · Derivative 2,000 $235.60 Strike: $15.50 $471,192.00
Disclosure

SEC source: 0000902664-17-004562 · p17-2256form4.xml · derivative · entry 7

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,000

Underlying: Common Stock · 200,000 shares

Expires 2018-01-25

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

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December 12, 2017 Filed Dec 13, 2017 16:52 UTC SaleCommon Stock, par value $0.01 per share ("Common Stock") 320,462 $13.11 $4,201,256.82
Disclosure

SEC source: 0000902664-17-004562 · p17-2256form4.xml · nonDerivative · entry 1

Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner

Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner

Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner

Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner

Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner

Gallogly Mark T · CIK 0001426126 · 10% owner

Aronson Jeffrey · CIK 0001425800 · 10% owner

Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner

Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner

Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,144,768

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

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December 12, 2017 Filed Dec 13, 2017 21:54 UTC SalePut Option (obligation to buy) · Derivative 2,000 $289.09 Strike: $16.06 $578,170.00
Disclosure

SEC source: 0000902664-17-004563 · p17-2257form4.xml · derivative · entry 8

CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner

Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner

CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner

Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner

Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,000

Underlying: Common Stock · 200,000 shares

Expires 2018-02-02

F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners").

F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master.

F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II.

F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly.

F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.