Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 15 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2019 Filed Nov 18, 2019 23:00 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
SaleCommon Stock | 159,173 | $10.00 | $1,591,730.00 |
DisclosureSEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 4 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 649,859 F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F6 · ownership.nature: Held directly by Strategic Value Opportunities Fund, L.P., a Cayman Islands exempted limited partnership. Special Situations III-A is the investment manager of, and exercises investment discretion over Strategic Value Opportunities Fund, L.P. Strategic Value Partners is the managing member of Special Situations III-A. Strategic Value Partners and Special Situations III-A are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:00 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
SaleCommon Stock | 560,034 | $10.00 | $5,600,340.00 |
DisclosureSEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 3 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,286,459 F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F5 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund III, L.P., a Cayman Islands exempted limited partnership. Special Situations III is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund III, L.P. Strategic Value Partners is the managing member of Special Situations III. Strategic Value Partners and Special Situations III are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:00 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
SaleCommon Stock | 648,262 | $10.00 | $6,482,620.00 |
DisclosureSEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 2 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,646,667 F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F4 · ownership.nature: Held directly by Strategic Value Special Situations Master Fund II, L.P., a Cayman Islands exempted limited partnership. Special Situations II is the investment manager of, and exercises investment discretion over Strategic Value Special Situations Master Fund II, L.P. Strategic Value Partners is the managing member of Special Situations II. Strategic Value Partners and Special Situations II are both indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:00 UTC |
Strategic Value Partners, LLCDirector · 10% owner
SVP Special Situations II LLCDirector · 10% owner
SVP Special Situations III LLCDirector · 10% owner
SVP Special Situations III-A LLCDirector · 10% owner
Khosla VictorDirector · 10% owner
|
SaleCommon Stock | 632,531 | $10.00 | $6,325,310.00 |
DisclosureSEC source: 0001104659-19-065147 · a4.xml · nonDerivative · entry 1 Strategic Value Partners, LLC · CIK 0001301912 · Director · 10% owner SVP Special Situations II LLC · CIK 0001614276 · Director · 10% owner SVP Special Situations III LLC · CIK 0001614274 · Director · 10% owner SVP Special Situations III-A LLC · CIK 0001614275 · Director · 10% owner Khosla Victor · CIK 0001473996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,582,443 F1 · ownership.nature: The reported securities are held directly by Strategic Value Master Fund, Ltd., Strategic Value Special Situations Master Fund II, L.P., Strategic Value Special Situations Master Fund III, L.P. and Strategic Value Opportunities Fund, L.P., and may be deemed to be held indirectly by Strategic Value Partners, LLC ("Strategic Value Partners"), SVP Special Situations II LLC ("Special Situations II"), SVP Special Situations III LLC ("Special Situations III"), SVP Special Situations III-A LLC ("Special Situations III-A"), each as investment manager, and Victor Khosla ("Mr. Khosla" and together with Strategic Value Partners, Special Situations II, Special Situations III and Special Situations III-A, the "Reporting Persons"), as the sole member of Midwood Holdings, LLC, the managing member of Strategic Value Partners, in each case as described below. F2 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. F3 · ownership.nature: Held directly by Strategic Value Master Fund, Ltd., a Cayman Islands exempted company. Strategic Value Partners is the investment manager of, and exercises investment discretion over Strategic Value Master Fund, Ltd. Strategic Value Partners is indirectly majority owned and controlled by Mr. Khosla. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 22:40 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 97,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-018534 · form4.xml · derivative · entry 6 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F6 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F6 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. F6 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of October 15, 2016. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 22:40 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionCommon Stock | 97,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-018534 · form4.xml · nonDerivative · entry 1 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:00 UTC |
HAINES KATHLEEN CDirector
|
GrantRestricted Stock Units · Derivative | 9,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009370 · form4.xml · derivative · entry 3 HAINES KATHLEEN C · CIK 0001088228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 Underlying: Common Stock · 9,860 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F4 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F4 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F4 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:01 UTC |
Dolphin James GDirector
|
GrantRestricted Stock Units · Derivative | 9,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009373 · form4.xml · derivative · entry 6 Dolphin James G · CIK 0001417701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 Underlying: Common Stock · 9,860 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F7 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F7 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:00 UTC |
MAVROLEON BASIL GDirector
|
GrantRestricted Stock Units · Derivative | 9,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-009371 · form4.xml · derivative · entry 6 MAVROLEON BASIL G · CIK 0001333551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 Underlying: Common Stock · 9,860 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006313 · form4.xml · derivative · entry 4 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Stock · 2,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
Exercise / conversionCommon Stock | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006313 · form4.xml · nonDerivative · entry 1 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
Zafolias ApostolosChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 5 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F7 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F7 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
Zafolias ApostolosChief Financial Officer
|
SaleCommon Stock | 608 | $8.65 | $5,258.71 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F2 · shares: These shares were sold in order to satisfy the reporting person's tax obligations for restricted stock units that settled in shares of the issuer's common stock on March 6, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $8.66 (inclusive) on March 6, 2019. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
Zafolias ApostolosChief Financial Officer
|
Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · nonDerivative · entry 1 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,595 shares of the issuer's common stock which have been adjusted for the issuer's 1-for-10 reverse stock split that occurred on July 7, 2016. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 6,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004500 · form4.xml · derivative · entry 4 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,392 Underlying: Common Stock · 6,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F4 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:20 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionCommon Stock | 6,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004500 · form4.xml · nonDerivative · entry 1 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
GrantOption · Derivative | 43,919 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001567619-19-006313 · form4.xml · derivative · entry 3 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,919 Underlying: Common Stock · 43,919 shares Expires 2025-03-04 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
GrantRestricted Stock Units · Derivative | 19,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006313 · form4.xml · derivative · entry 2 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,368 Underlying: Common Stock · 19,368 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
Zafolias ApostolosChief Financial Officer
|
GrantOption · Derivative | 20,270 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 4 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,270 Underlying: Common Stock · 20,270 shares Expires 2025-03-04 F6 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
Zafolias ApostolosChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 8,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004501 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,939 Underlying: Common Stock · 8,939 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F5 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F5 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F4 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantOption · Derivative | 135,135 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001140361-19-004500 · form4.xml · derivative · entry 3 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,135 Underlying: Common Stock · 135,135 shares Expires 2025-03-04 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantRestricted Stock Units · Derivative | 59,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004500 · form4.xml · derivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,595 Underlying: Common Stock · 59,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
Adamo JosephChief Accounting Officer
|
GrantOption · Derivative | 4,054 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001140361-19-004499 · form4.xml · derivative · entry 3 Adamo Joseph · CIK 0001626933 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 Underlying: Common Stock · 4,054 shares Expires 2025-03-04 F4 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of March 4, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:20 UTC |
Adamo JosephChief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-004499 · form4.xml · derivative · entry 2 Adamo Joseph · CIK 0001626933 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Underlying: Common Stock · 1,788 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F3 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F3 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F3 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of March 4, 2019, subject to postponement of settlement if the vesting occurs during a blackout period or other trading restriction. F2 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 01:01 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
SaleCommon Stock | 20,817 | $12.24 | $254,750.12 |
DisclosureSEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 4 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,358 F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 01:01 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
SaleCommon Stock | 13,757 | $12.73 | $175,172.01 |
DisclosureSEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 3 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,175 F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 01:01 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 97,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-040811 · form4.xml · derivative · entry 7 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,466 Underlying: Common Stock · 194,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F6 · derivative.exercise_price: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019. F6 · derivative.exercise_date: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019. F6 · derivative.expiration_date: Of the original grant of 292,398 restricted stock units, 97,466 restricted stock units vested on each of October 15, 2017 and October 15, 2018. The remaining unvested RSUs will generally vest on October 15, 2019. F3 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 01:01 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
SaleCommon Stock | 12,210 | $12.73 | $155,455.28 |
DisclosureSEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,932 F1 · shares: These shares were sold under instructions given in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, in order to satisfy the reporting person's tax obligations for restricted stock units that vested and settled in shares of the issuer's common stock on October 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.585 to $12.86 (inclusive) on October 15, 2018, from $12.60 to $12.89 (inclusive) on October 16, 2018, and from $12.055 to $12.65 (inclusive) on October 17, 2018. The reporting person undertakes to provide to Genco Shipping & Trading Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 01:01 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
Exercise / conversionCommon Stock | 97,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-040811 · form4.xml · nonDerivative · entry 1 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:14 UTC |
HAINES KATHLEEN CDirector
|
GrantRestricted Stock Units · Derivative | 4,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024269 · form4.xml · derivative · entry 2 HAINES KATHLEEN C · CIK 0001088228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 Underlying: Common Stock · 4,756 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F3 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F3 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F3 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:05 UTC |
Dolphin James GDirector
|
GrantRestricted Stock Units · Derivative | 4,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024260 · form4.xml · derivative · entry 5 Dolphin James G · CIK 0001417701 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 Underlying: Common Stock · 4,756 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F6 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F6 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F6 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:09 UTC |
MAVROLEON BASIL GDirector
|
GrantRestricted Stock Units · Derivative | 4,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024265 · form4.xml · derivative · entry 5 MAVROLEON BASIL G · CIK 0001333551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 Underlying: Common Stock · 4,756 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F5 · derivative.exercise_price: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F5 · derivative.exercise_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. F5 · derivative.expiration_date: These restricted stock units generally vest on the earlier of (i) the date of the annual shareholders meeting of the issuer next following the date of the grant and (ii) the date that is fourteen months after the date of the grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
GrantOption · Derivative | 26,914 | $0.00 Strike: $13.69 | $0.00 |
DisclosureSEC source: 0001140361-18-011312 · form4.xml · derivative · entry 2 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,914 Underlying: Common Stock · 26,914 shares Expires 2024-02-27 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC |
REGAN ARTHUR LDirector · Interim Executive Chairman
|
GrantRestricted Stock Units · Derivative | 8,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011312 · form4.xml · derivative · entry 1 REGAN ARTHUR L · CIK 0001332732 · Director · Interim Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,218 Underlying: Common Stock · 8,218 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC |
Zafolias ApostolosChief Financial Officer
|
GrantOption · Derivative | 11,962 | $0.00 Strike: $13.69 | $0.00 |
DisclosureSEC source: 0001140361-18-011311 · form4.xml · derivative · entry 3 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,962 Underlying: Common Stock · 11,962 shares Expires 2024-02-27 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:15 UTC |
Zafolias ApostolosChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 3,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011311 · form4.xml · derivative · entry 2 Zafolias Apostolos · CIK 0001626935 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,652 Underlying: Common Stock · 3,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:09 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantOption · Derivative | 65,789 | $0.00 Strike: $13.69 | $0.00 |
DisclosureSEC source: 0001140361-18-011301 · form4.xml · derivative · entry 3 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,789 Underlying: Common Stock · 65,789 shares Expires 2024-02-27 F3 · derivative.exercise_date: These options generally become exercisable in equal installments on each of the first three anniversaries of February 27, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:09 UTC |
WOBENSMITH JOHN CCEO, President and Secretary
|
GrantRestricted Stock Units · Derivative | 20,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-011301 · form4.xml · derivative · entry 2 WOBENSMITH JOHN C · CIK 0001333673 · CEO, President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 Underlying: Common Stock · 20,088 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. F2 · derivative.exercise_price: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.exercise_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F2 · derivative.expiration_date: These restricted stock units generally vest in equal installments on each of the first three anniversaries of February 27, 2018. F1 · derivative.underlying_shares: Each restricted stock unit represents the right to receive one share of the issuer's common stock, or in the sole discretion of the issuer's Compensation Committee, the value of a share of common stock on the date that the restricted stock unit vests. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:24 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
OtherPut Option (obligation to buy) · Derivative | 2,000 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0000902664-18-000676 · p18-0386form4.xml · derivative · entry 7 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-02-02 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:24 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
OtherCommon Stock, par value $0.01 per share ("Common Stock") | 200,000 | $16.06 | $3,212,000.00 |
DisclosureSEC source: 0000902664-18-000676 · p18-0386form4.xml · nonDerivative · entry 1 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,544,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:26 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
OtherPut Option (obligation to buy) · Derivative | 2,000 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0000902664-18-000677 · p18-0387form4.xml · derivative · entry 7 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-02-02 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:26 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
|
OtherCommon Stock, par value $0.01 per share ("Common Stock") | 200,000 | $16.06 | $3,212,000.00 |
DisclosureSEC source: 0000902664-18-000677 · p18-0387form4.xml · nonDerivative · entry 1 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,544,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 17:15 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
OtherPut Option (obligation to buy) · Derivative | 2,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0000902664-18-000482 · p18-0290form4.xml · derivative · entry 7 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-01-25 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 17:15 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
OtherCommon Stock, par value $0.01 per share ("Common Stock") | 200,000 | $15.50 | $3,100,000.00 |
DisclosureSEC source: 0000902664-18-000482 · p18-0290form4.xml · nonDerivative · entry 1 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,344,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:16 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.Director
|
OtherPut Option (obligation to buy) · Derivative | 2,000 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0000902664-18-000483 · p18-0291form4.xml · derivative · entry 7 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · Director Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-01-25 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 22:16 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.Director
|
OtherCommon Stock, par value $0.01 per share ("Common Stock") | 200,000 | $15.50 | $3,100,000.00 |
DisclosureSEC source: 0000902664-18-000483 · p18-0291form4.xml · nonDerivative · entry 1 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · Director Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,344,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:52 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
SalePut Option (obligation to buy) · Derivative | 2,000 | $289.09 Strike: $16.06 | $578,170.00 |
DisclosureSEC source: 0000902664-17-004562 · p17-2256form4.xml · derivative · entry 8 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,000 Underlying: Common Stock · 200,000 shares Expires 2018-02-02 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:52 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
|
SalePut Option (obligation to buy) · Derivative | 2,000 | $235.60 Strike: $15.50 | $471,192.00 |
DisclosureSEC source: 0000902664-17-004562 · p17-2256form4.xml · derivative · entry 7 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,000 Underlying: Common Stock · 200,000 shares Expires 2018-01-25 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 16:52 UTC |
Centerbridge Credit Partners, L.P.10% owner
Centerbridge Credit Cayman GP, Ltd.10% owner
Gallogly Mark T10% owner
Aronson Jeffrey10% owner
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SaleCommon Stock, par value $0.01 per share ("Common Stock") | 320,462 | $13.11 | $4,201,256.82 |
DisclosureSEC source: 0000902664-17-004562 · p17-2256form4.xml · nonDerivative · entry 1 Centerbridge Credit Partners, L.P. · CIK 0001422713 · 10% owner Centerbridge Credit Partners General Partner, L.P. · CIK 0001484833 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Gallogly Mark T · CIK 0001426126 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Centerbridge Capital Partners II (Cayman), L.P. · CIK 0001614619 · 10% owner Centerbridge Capital Partners SBS II (Cayman), L.P. · CIK 0001614624 · 10% owner Centerbridge Associates II (Cayman), L.P. · CIK 0001614622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,144,768 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:54 UTC |
CCP II Cayman GP Ltd.10% owner
CSCP II Cayman GP Ltd.10% owner
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SalePut Option (obligation to buy) · Derivative | 2,000 | $289.09 Strike: $16.06 | $578,170.00 |
DisclosureSEC source: 0000902664-17-004563 · p17-2257form4.xml · derivative · entry 8 CCP II Cayman GP Ltd. · CIK 0001614610 · 10% owner Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. · CIK 0001614623 · 10% owner Centerbridge Special Credit Partners General Partner II (Cayman), L.P. · CIK 0001614618 · 10% owner CSCP II Cayman GP Ltd. · CIK 0001614658 · 10% owner Centerbridge Special Credit Partners General Partner II, L.P. · CIK 0001592567 · 10% owner Centerbridge Special Credit Partners II, L.P. · CIK 0001543969 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,000 Underlying: Common Stock · 200,000 shares Expires 2018-02-02 F1 · ownership.nature: These securities are held by Centerbridge Credit Partners, L.P. ("Credit Partners"). F7 · ownership.nature: Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. F8 · ownership.nature: Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of each of CSCPGP II Cayman, and CSCGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV and Special Credit Partners II. F9 · ownership.nature: Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds. F10 · ownership.nature: For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Special Credit Partners II, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCPGP II, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd., Mr. Aronson and Mr. Gallogly. F11 · ownership.nature: The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.